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PRECIGEN, INC. — Director's Dealing 2015
Jul 27, 2015
32044_dirs_2015-07-27_0d2d1593-4519-4cf5-821e-fbdbc7ada50d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fibrocell Science, Inc. (FCSC)
CIK: 0000357097
Period of Report: 2015-07-27
Reporting Person: KIRK RANDAL J (10% Owner)
Reporting Person: INTREXON CORP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-27 | Common Stock | P | 582116 | $5.80 | Acquired | 582116 | Indirect |
| 2015-07-27 | Common Stock | P | 18003 | $5.80 | Acquired | 18003 | Indirect |
| 2015-07-27 | Common Stock | P | 375868 | $5.80 | Acquired | 6400783 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9619512 | Indirect |
Footnotes
F1: Randal J. Kirk controls Kapital Joe, LLC ("Kapital Joe"), Mascara Kaboom, LLC ("Mascara Kaboom") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2: Randal J. Kirk, directly and through certain affiliates, has voting and dispositive power over a majority of the outstanding capital stock of Intrexon Corporation. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon Corporation. Shares held by Intrexon Corporation may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial
ownership of such shares, except to the extent of any pecuniary interest therein.