AI assistant
PRECIGEN, INC. — Director's Dealing 2014
May 13, 2014
32044_dirs_2014-05-13_70ae216b-0e5d-465a-9c2a-46e8faee14dc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2014-05-09
Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-09 | Common Stock | P | 15088 | $13.42 | Acquired | 779294 | Indirect |
| 2014-05-12 | Common Stock | P | 18066 | $15.89 | Acquired | 797360 | Indirect |
| 2014-05-13 | Common Stock | P | 32019 | $15.63 | Acquired | 829379 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 243001 | Indirect |
| Common Stock | 4711852 | Indirect |
| Common Stock | 699586 | Indirect |
| Common Stock | 73668 | Indirect |
| Common Stock | 101482 | Indirect |
| Common Stock | 102437 | Indirect |
| Common Stock | 76611 | Indirect |
| Common Stock | 940426 | Indirect |
| Common Stock | 818461 | Indirect |
| Common Stock | 131081 | Indirect |
| Common Stock | 179199 | Indirect |
| Common Stock | 5746167 | Indirect |
| Common Stock | 5428401 | Indirect |
| Common Stock | 178724 | Indirect |
| Common Stock | 1356648 | Indirect |
| Common Stock | 1356648 | Indirect |
| Common Stock | 678323 | Indirect |
| Common Stock | 1196077 | Indirect |
| Common Stock | 22636052 | Indirect |
| Common Stock | 13340645 | Indirect |
| Common Stock | 1679578 | Indirect |
| Common Stock | 127634 | Indirect |
Footnotes
F1: Randal J. Kirk controls each of MGK 2009, LLC ("MGK 2009"), New River Management VII Holdings I, LLC ("NRM VII Holdings"), R.J. Kirk Declaration of Trust ("R.J. DOT"), JPK 2009, LLC ("JPK 2009"), , ZSK 2009, LLC ("ZSK 2009"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), MGK 2011, LLC ("MGK 2011"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe") and Mascara Kaboom, LLC ("Mascara Kaboom"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2: Randal J. Kirk controls each of Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management IV, LP ("NRM IV"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NewVa Capital Partners, LP ("NewVa"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.