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PRECIGEN, INC. — Director's Dealing 2014
Mar 24, 2014
32044_dirs_2014-03-24_d8ffb898-3b49-4950-9e51-693b0bad83e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2014-03-20
Reporting Person: ALVAREZ CESAR L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-20 | Common Stock | A | 2441 | $30.72 | Acquired | 35431 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-20 | Option to Purchase Common Stock (Right to Buy) | $30.72 | A | 15000 | Acquired | 2024-03-20 | Common Stock (15000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy) | $2.74 | 2018-02-20 | Common Stock (8571) | 8571 | Direct |
| Option to Purchase Common Stock (Right to Buy) | $3.29 | 2019-02-20 | Common Stock (2857) | 2857 | Direct |
| Option to Purchase Common Stock (Right to Buy) | $3.29 | 2020-06-30 | Common Stock (2857) | 2857 | Direct |
| Option to Purchase Common Stock (Right to Buy) | $5.91 | 2021-03-07 | Common Stock (2857) | 2857 | Direct |
| Option to Purchase Common Stock (Right to Buy) | $7.12 | 2021-12-02 | Common Stock (8571) | 8571 | Direct |
| Option to Purchase Common Stock (Right to Buy) | $7.12 | 2022-03-15 | Common Stock (2857) | 2857 | Direct |
| Option to Purchase Common Stock (Right to Buy) | $9.67 | 2023-05-28 | Common Stock (2858) | 2858 | Direct |
Footnotes
F1: These options are immediately exercisable.
F2: 2,142 options are exercisable immediately; the remaining 715 options vest on January 1, 2015.
F3: 4,285 options are exercisable immediately; the remaining options vest annually in increments of 2,143 on each of December 1, 2014 and 2015, respectively
F4: 1,428 options are exercisable immediately; the remaining options vest annually in increments of 714 and 715 on each of January 1, 2015 and 2016, respectively.
F5: 714 options are exercisable immediately; the remaining options vest annually in increments of 715, 714 and 715 on each of January 1, 2015, 2016 and 2017, respectively.