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PRECIGEN, INC. — Director's Dealing 2014
Mar 24, 2014
32044_dirs_2014-03-24_d05a4920-7a67-4402-a6ef-c1cc9a2cc49f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2014-03-20
Reporting Person: SHAPIRO ROBERT B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-20 | Common Stock | A | 2278 | $30.72 | Acquired | 36409 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-20 | Option to Purchase Common Stock (Right to Buy) | $30.72 | A | 15000 | Acquired | 2024-03-20 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 80116 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy) | $7.12 | 2021-12-02 | Common Stock (22857) | 22857 | Direct |
| Option to Purchase Common Stock (Right to Buy) | $7.12 | 2022-03-15 | Common Stock (2857) | 2857 | Direct |
| Option to Purchase Common Stock (Right to Buy) | $9.67 | 2023-05-28 | Common Stock (2857) | 2857 | Direct |
Footnotes
F1: Shares held in the Robert B. Shapiro Revocable Trust.
F2: 11,428 options are exercisable immediately; the remaining options vest annually in increments of 5,714 and 5,715 on each of December 1, 2014 and 2015, respectively
F3: 1,428 options are exercisable immediately; the remaining options vest annually in increments of 714 and 715 on each of January 1, 2015 and 2016, respectively.
F4: 714 options are exercisable immediately; the remaining options vest annually in increments of 714, 714 and 715 on each of January 1, 2015, 2016 and 2017, respectively.