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PRECIGEN, INC. — Director's Dealing 2013
Aug 7, 2013
32044_dirs_2013-08-07_9ea839c0-fdee-4932-85e8-45c31d213070.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2013-08-07
Reporting Person: Frank Steven (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3795 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $2.74 | 2018-02-20 | Common Stock (8571) | Direct | |
| Option to Purchase Common Stock | $3.29 | 2019-02-20 | Common Stock (2857) | Direct | |
| Option to Purchase Common Stock | $3.29 | 2020-06-30 | Common Stock (2857) | Direct | |
| Option to Purchase Common Stock | $5.91 | 2021-03-07 | Common Stock (2857) | Direct | |
| Option to Purchase Common Stock | $7.12 | 2021-12-02 | Common Stock (8571) | Direct | |
| Option to Purchase Common Stock | $7.12 | 2022-03-15 | Common Stock (2857) | Direct | |
| Option to Purchase Common Stock | $9.67 | 2023-05-28 | Common Stock (2857) | Direct |
Footnotes
F1: These options are immediately exercisable.
F2: 2,142 options are exercisable immediately; the remaining 715 options vest on January 1, 2014.
F3: 1,428 options are exercisable immediately; the remaining options vest annually in increments of 714 and 715 on each of January 1, 2014 and 2015, respectively.
F4: 2,142 options are exercisable immediately; the remaining options vest annually in increments of 2,143 on each of December 1, 2013, 2014 and 2015, respectively.
F5: 714 options are exercisable immediately; the remaining options vest annually in increments of 714, 714 and 715 on each of January 1, 2014, 2015 and 2016, respectively.
F6: These options vest annually in increments of 714, 714, 714 and 715 on each of January 1, 2014, 2015, 2016 and 2017, respectively.