AI assistant
Sending…
PLUS THERAPEUTICS, INC. — Director's Dealing 2010
Jan 21, 2010
34301_dirs_2010-01-21_63bf3dcb-a09a-40c8-b088-2ec27f77a3d5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2010-01-20
Reporting Person: HOLMES E CARMACK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-01-20 | Common Stock | M | 10000 | $3.47 | Acquired | 12472 | Direct |
| 2010-01-20 | Common Stock | M | 10000 | $3.12 | Acquired | 22472 | Direct |
| 2010-01-20 | Common Stock | S | 3900 | $9.00 | Disposed | 18572 | Direct |
| 2010-01-20 | Common Stock | S | 1000 | $9.01 | Disposed | 17572 | Direct |
| 2010-01-20 | Common Stock | S | 800 | $9.04 | Disposed | 16772 | Direct |
| 2010-01-20 | Common Stock | S | 3400 | $9.05 | Disposed | 13372 | Direct |
| 2010-01-20 | Common Stock | S | 2200 | $9.06 | Disposed | 11172 | Direct |
| 2010-01-20 | Common Stock | S | 2300 | $9.07 | Disposed | 8872 | Direct |
| 2010-01-20 | Common Stock | S | 100 | $9.075 | Disposed | 8772 | Direct |
| 2010-01-20 | Common Stock | S | 1300 | $9.08 | Disposed | 7472 | Direct |
| 2010-01-20 | Common Stock | S | 500 | $9.09 | Disposed | 6972 | Direct |
| 2010-01-20 | Common Stock | S | 400 | $9.10 | Disposed | 6572 | Direct |
| 2010-01-20 | Common Stock | S | 800 | $9.12 | Disposed | 5772 | Direct |
| 2010-01-20 | Common Stock | S | 1300 | $9.13 | Disposed | 4472 | Direct |
| 2010-01-20 | Common Stock | S | 1500 | $9.14 | Disposed | 2972 | Direct |
| 2010-01-20 | Common Stock | S | 500 | $9.16 | Disposed | 2472 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-20 | Non-Qualified Stock Option (Right to Buy) | $3.47 | M | 10000 | Disposed | 2013-08-11 | Common Stock (20000) | Direct |
| 2010-01-20 | Non-Qualified Stock Option | $3.12 | M | 10000 | Disposed | 2015-02-02 | Common Stock (35000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15161 | Indirect |
Footnotes
F1: The exercise of stock options and sales of shares were executed pursuant to a Rule 10b5-1 Trading Plan.
F2: These shares are held of record by E. Carmack Holmes & Carolyn K Holmes TTEE, Holmes Living Trust DD 05/15/92.
F3: The option vests 1/48th each month after a one-year cliff from date of grant.
F4: The options vest as to 1/48th each month from date of grant.
More from PLUS THERAPEUTICS, INC.
Regulatory Filings
2026
May 15
Interim / Quarterly Report
2026
May 15
Regulatory Filings
2026
May 15
Regulatory Filings
2026
Apr 21
Regulatory Filings
2026
Apr 9
Regulatory Filings
2026
Apr 8
Regulatory Filings
2026
Mar 26
Director's Dealing
2026
Feb 27
Director's Dealing
2026
Feb 27
Regulatory Filings
2026
Feb 13