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PLUS THERAPEUTICS, INC. Director's Dealing 2010

Jan 21, 2010

34301_dirs_2010-01-21_63bf3dcb-a09a-40c8-b088-2ec27f77a3d5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2010-01-20

Reporting Person: HOLMES E CARMACK (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-01-20 Common Stock M 10000 $3.47 Acquired 12472 Direct
2010-01-20 Common Stock M 10000 $3.12 Acquired 22472 Direct
2010-01-20 Common Stock S 3900 $9.00 Disposed 18572 Direct
2010-01-20 Common Stock S 1000 $9.01 Disposed 17572 Direct
2010-01-20 Common Stock S 800 $9.04 Disposed 16772 Direct
2010-01-20 Common Stock S 3400 $9.05 Disposed 13372 Direct
2010-01-20 Common Stock S 2200 $9.06 Disposed 11172 Direct
2010-01-20 Common Stock S 2300 $9.07 Disposed 8872 Direct
2010-01-20 Common Stock S 100 $9.075 Disposed 8772 Direct
2010-01-20 Common Stock S 1300 $9.08 Disposed 7472 Direct
2010-01-20 Common Stock S 500 $9.09 Disposed 6972 Direct
2010-01-20 Common Stock S 400 $9.10 Disposed 6572 Direct
2010-01-20 Common Stock S 800 $9.12 Disposed 5772 Direct
2010-01-20 Common Stock S 1300 $9.13 Disposed 4472 Direct
2010-01-20 Common Stock S 1500 $9.14 Disposed 2972 Direct
2010-01-20 Common Stock S 500 $9.16 Disposed 2472 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-01-20 Non-Qualified Stock Option (Right to Buy) $3.47 M 10000 Disposed 2013-08-11 Common Stock (20000) Direct
2010-01-20 Non-Qualified Stock Option $3.12 M 10000 Disposed 2015-02-02 Common Stock (35000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15161 Indirect

Footnotes

F1: The exercise of stock options and sales of shares were executed pursuant to a Rule 10b5-1 Trading Plan.

F2: These shares are held of record by E. Carmack Holmes & Carolyn K Holmes TTEE, Holmes Living Trust DD 05/15/92.

F3: The option vests 1/48th each month after a one-year cliff from date of grant.

F4: The options vest as to 1/48th each month from date of grant.