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PLUS THERAPEUTICS, INC. — Director's Dealing 2010
Jan 22, 2010
34301_dirs_2010-01-22_c34b3c81-68d0-4379-a396-a4e775033944.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2010-01-21
Reporting Person: RICKEY DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-01-21 | Common Stock | M | 5625 | $4.4 | Acquired | 130425 | Indirect |
| 2010-01-21 | Common Stock | M | 4375 | $3.12 | Acquired | 134800 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-21 | Non-Qualified Stock Option (right to buy) | $4.4 | M | 5625 | Disposed | 2013-01-28 | Common Stock (5625) | Direct |
| 2010-01-21 | Non-Qualified Stock Option (right to buy) | $3.12 | M | 4375 | Disposed | 2015-02-02 | Common Stock (4375) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20911 | Indirect |
| Common Stock | 34909 | Indirect |
Footnotes
F1: These securities are owned by David Rickey, TTEE FBO the David Rickey Trust.
F2: These securities are owned by the Dave Rickey and Daughters Foundation.
F3: These securities are owned by the Rickey Family Limited Partnership.
F4: The stock options vested 1/48th each month from date of grant.
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