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PLUS THERAPEUTICS, INC. — Director's Dealing 2010
Feb 10, 2010
34301_dirs_2010-02-10_7fcdbe69-fe72-4380-9031-50a489331324.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2010-02-09
Reporting Person: RICKEY DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-09 | Restricted Stock Award (Common Stock) | A | 1195 | — | Acquired | 140101 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-09 | Non-Qualified Stock Option (right to buy) | $6.84 | A | 20000 | Acquired | 2020-02-09 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20911 | Indirect |
| Common Stock | 34909 | Indirect |
Footnotes
F1: The Restricted Stock Award ("Award") vests in full on December 31, 2010, unless Mr. Rickey voluntarily resigns prior to 12/31/10, or he is nominated, but declines to stand for re-election at the Company's 2010 Annual Meeting. Vesting of the Award will be accelerated upon Mr. Rickey's death or failure to be re-elected at the Company's 2010 Annual Meeting.
F2: These securities are owned by David Rickey, TTEE FBO the David Rickey Trust.
F3: These securities are owned by the Dave Rickey and Daughters Foundation.
F4: These securities are owned by David M Rickey, Trustee FBO The Rickey Annunity Trust.
F5: The stock options vest 1/24th each month from date of grant.