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PLUS THERAPEUTICS, INC. — Director's Dealing 2010
Feb 10, 2010
34301_dirs_2010-02-10_f58ac083-858f-457a-9542-11545caaa53c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2010-02-09
Reporting Person: Hawkins Richard J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-09 | Restricted Stock Award (Common Stock) | A | 943 | — | Acquired | 4085 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-09 | Non-Qualifed Stock Option (Right to Buy) | $6.84 | A | 20000 | Acquired | 2020-02-09 | Common Stock (20000) | Direct |
Footnotes
F1: The Restricted Stock Award ("Award") vests in full on December 31, 2010, unless Mr. Hawkins voluntarily resigns prior to 12/31/10, or if he is nominated, but declines to stand for re-election at the Company's 2010 Annual Meeting. Vesting of the Award will be accelerated upon Mr. Hawkins's death or failure to be re-elected at the Company's 2010 Annual Meeting.
F2: The option vests 1/24th per month from date of grant.
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