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PLUS THERAPEUTICS, INC. — Director's Dealing 2010
Feb 10, 2010
34301_dirs_2010-02-10_cc0831d8-e288-409b-b742-32ff18ac58dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2010-02-09
Reporting Person: HENRIKSEN RONALD D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-09 | Restricted Stock Award | A | 1568 | — | Acquired | 52092 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-09 | Employee Stock Option | $6.84 | A | 25000 | Acquired | 2020-02-09 | Common Stock (25000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $2.62 | 2014-05-12 | Common Stock (38500) | 38500 | Direct |
Footnotes
F1: The Restricted Stock Award ("Award") vests in full on December 31, 2010, unless Mr. Henriksen voluntarily resigns prior to 12/31/2010, or if he is nominated, but declines to stand for re-election at the Company's 2010 Annual Meeting. Vesting of the award will be accelerated upon Mr. Henriksen's death or failure to be re-elected at the Company's 2010 Annual Meeting.
F2: The options vest 1/24 each month from date of grant.
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