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PLUS THERAPEUTICS, INC. — Director's Dealing 2010
Nov 3, 2010
34301_dirs_2010-11-03_8d0d9a9c-b57c-4fc2-9e3e-6bb513b67ca1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2010-11-01
Reporting Person: Dean Lloyd H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-01 | Restricted Stock Award | A | 21000 | $4.70 | Acquired | 21000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-01 | Non-Qualified Stock Option (Right to Buy) | $4.70 | A | 21000 | Acquired | 2020-11-01 | Common Stock (21000) | Direct |
Footnotes
F1: The restricted stock vests fifty percent (50%) on November 1, 2011 and fifty percent (50%) on November 1, 2012, subject to Mr. Dean's continued service to the Company.
F2: The option vests fifty percent (50%) on November 1, 2011, with the remaining options vesting in equal monthly installments over the subsequent year thereafter, subject to Mr. Dean's continued service to the Company
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