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Phathom Pharmaceuticals, Inc. — Director's Dealing 2023
Jul 17, 2023
32407_dirs_2023-07-17_fd6cbaf0-3a1b-4724-aff7-a3bfb8857186.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Phathom Pharmaceuticals, Inc. (PHAT)
CIK: 0001783183
Period of Report: 2023-07-14
Reporting Person: Henderson Molly (CFO and CBO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-14 | Common Stock | A | 25000 | $1.00 | Acquired | 95180 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1134.27 | Indirect |
Footnotes
F1: Represents restricted stock units ("RSUs") granted on July 14, 2023. One third (1/3) of the total number of RSUs granted vest on each of the first three anniversaries of July 14, 2023, the vesting commencement date, subject to the Reporting Person's continued service on the applicable vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.
F2: Includes 1,674 shares acquired under the Phathom Pharmaceuticals, Inc. employee stock purchase plan in July 2023.
F3: Includes 795.41 shares acquired under the Phathom Pharmaceuticals, Inc. 401(k) plan.