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Phathom Pharmaceuticals, Inc. — Director's Dealing 2026
Mar 3, 2026
32407_dirs_2026-03-03_7b8abb85-3f99-4ba4-8cd9-1706aaeb6f58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Phathom Pharmaceuticals, Inc. (PHAT)
CIK: 0001783183
Period of Report: 2026-02-27
Reporting Person: Breedlove Robert Charles (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-27 | Common Stock | A | 13000 | — | Acquired | 60068 | Direct |
| 2026-02-27 | Common Stock | A | 2790 | — | Acquired | 62858 | Direct |
| 2026-02-27 | Common Stock | F | 964 | $12.56 | Disposed | 61894 | Direct |
| 2026-02-27 | Common Stock | F | 414 | $12.56 | Disposed | 61480 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6945.4 | Indirect |
Footnotes
F1: Represents restricted stock units ("RSUs") granted on February 27, 2026. 1/3 of the total number of RSUs granted vest on each of the first three anniversaries of February 27, 2026, the vesting commencement date, subject to the Reporting Person's continued service through each vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.
F2: Represents shares issued upon vesting of performance stock units granted to the reporting person on February 27, 2025 based on the achievement of performance criteria determined to be satisfied on February 27, 2026.
F3: Represents shares underlying the performance stock units that were surrendered by the reporting person to the Issuer in satisfaction of the Issuer's tax withholding obligation.
F4: Represents shares underlying RSUs that were surrendered by the reporting person to the Issuer upon vesting of such RSU in satisfaction of the Issuer's tax withholding obligation.