AI assistant
Pfizer Ltd. Regulatory Filings 2021
60507_rns_2021-04-22_1e5d7d9d-8f86-4198-9929-ea11d893f246.pdf
Regulatory Filings
Open in viewerOpens in your device viewer
John Wyeth & Brother Limited
Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom
April 1, 2021
| The Corporate Relationship Department | The Manager, Listing Department, |
|---|---|
| BSE Ltd. | The National Stock Exchange of |
| India Ltd. | |
| 1st Floor, P.J. Towers, | Exchange Plaza, 5th Floor, |
| Dalal Street, | Plot No. C/1, G Block, |
| Mumbai - 400 001. | Bandra – Kurla Complex, Bandra (E), |
| India | Mumbai - 400 051. India |
| Script Code: 500680 | Script Symbol: PFIZER |
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Sub: Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2021 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For JOHN WYETH & BROTHER LIMITED
________________
Name: J A MOUNT Designation: Director
| 1. Name of the Target Company (TC) |
Pfizer Limited |
|---|---|
| 2. Name(s) of the stock exchange(s) where the shares of the TC are listed |
x National Stock Exchange of India Limited x BSE Limited |
| 3. Particulars of the Shareholder(s): a. Name of person(s) together with person Acting in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC or b. Name(s) of promoter(s), member of the promoter group and PAC with him. |
Promoter John Wyeth & Brother Limited, 1. Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom Members of the promoter group 1. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States 2. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States 3. Warner-Lambert Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. 4. Parke, Davis & Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. 5. Pharmacia LLC (formerly known as Pharmacia Corporation) 100, Route 206 North, Peapack New Jersey 07977 U.S.A. |
| 6. Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle Aan Den Ijssel, The Netherlands Person Acting in Concert 1. Pfizer Inc. 235 East 42nd Street New York, New York 10017 |
||||
|---|---|---|---|---|
| 4. | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2020. |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of TC (*) |
| a. Shares | ||||
| Promoter 1. John Wyeth & Brother Limited |
882000 | 1.93 | 1.93** | |
| Members of the promoter group 1. Wyeth Holdings LLC 2. Wyeth LLC 3. Warner-Lambert Company LLC 4. Parke, Davis & Company LLC 5. Pfizer East India B.V. 6. Pharmacia LLC |
1630164 5617707 1187163 955733 18186334 783941 |
3.56 12.28 2.60 2.09 39.75 1.71 |
3.56 12.28 2.60 2.09 39.75 1.71 |
|
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | 29243042 | 63.92 | 63.92 | |
| b. Voting Rights (otherwise than by shares) c. Warrants d. Convertible Securities e Any other instrument that would entitle the holder to receive shares in TC Promoter |
||||
| 1. John Wyeth & Brother Limited Members of the promoter group |
Nil | Nil | Nil | |
| 1. Wyeth Holdings LLC 2. Wyeth LLC 3. Warner-Lambert Company LLC 4. Parke, Davis & Company LLC 5. Pharmacia LLC |
Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil |
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil |
|---|---|---|---|
| Total | Nil | Nil | Nil |
* Diluted share / voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities / warrants into equity shares of the TC.
** The Target Company has not issued any convertible securities/warrants till date.
For JOHN WYETH & BROTHER LIMITED
Name: J A MOUNT Designation: DIRECTOR
Place: Tadworth, England Date: April 1, 2021
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and | Whether the acquirer |
|---|---|
| Persons Acting in Concert |
belongs to Promoter/ |
| (PAC) with the acquirer | Promoter group |
| John Wyeth & Brother | Yes |
| Limited | |
| Wyeth Holdings LLC | Yes |
| Warner-Lambert Company | Yes |
| LLC | |
| Pfizer East India B.V. | Yes |
| Wyeth LLC | Yes |
| Parke, Davis & Company | Yes |
| LLC | |
| Pharmacia LLC | Yes |
| Pfizer Inc. | Yes |
For JOHN WYETH & BROTHER LIMITED
Name: J A MOUNT Designation: DIRECTOR
Place: Tadworth, England Date: April 1, 2021
PARKE, DAVIS & COMPANY LLC 235 East 42nd Street New York, NY 10017
April 1, 2021
| The Manager, Listing Department, |
|---|
| The National Stock Exchange of India Ltd. |
| Exchange Plaza, 5th Floor, |
| Plot No. C/1, G Block, |
| Bandra – Kurla Complex, Bandra (E), |
| Mumbai - 400 051. India |
| Script Symbol: PFIZER |
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Sub: Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2021 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For PARKE, DAVIS & COMPANY LLC
$5.9 - 1$
Name: Susan Grant Designation: Secretary
$\tilde{p}$
| 1. | Name of the Target Company (TC) | Pfizer Limited |
|---|---|---|
| 2. | Name(s) of the stock exchange(s) where the shares of the TC are listed |
National Stock Exchange of India Limited ۰ BSE Limited $\bullet$ |
| 3. | Particulars of the Shareholder(s): | |
| Name of person(s) together with person Acting a. in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC or e. Name(s) of promoter(s), member of the promoter group and PAC with him. |
Promoter | |
| 1. Parke, Davis & Company LLC 235 East 42 nd Street New York, New York 10017 U.S.A. |
||
| Members of the promoter group | ||
| 1. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States |
||
| 2. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States |
||
| 3. Warner-Lambert Company LLC 235 East 42 nd Street New York, New York 10017 U.S.A. |
||
| Pfizer East India B.V. 4. Rivium Westlaan 142, 2909 LD Capelle Aan Den Ijssel, The Netherlands |
||
| Pharmacia LLC 5. (formerly known as Pharmacia Corporation) 100, Route 206 North, Peapack New Jersey 07977 U.S.A. |
||
| John Wyeth & Brother Limited, 6. Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom |
||
| Person Acting in Concert | ||
| 1. Pfizer Inc. 235 East 42nd Street New York, New York 10017 |
| 4. | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2021 |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of TC $(*)$ |
|---|---|---|---|---|
| a. Shares | ||||
| Promoter 1. Parke, Davis & Company LLC |
955733 | 2.09 | 2.09** | |
| Members of the promoter group Wyeth Holdings LLC 1. 2. Wyeth LLC Warner-Lambert Company LLC 3. Pfizer East India B.V. 4. 5. John Wyeth & Brother Limited 6. Pharmacia LLC |
1630164 5617707 1187163 18186334 882000 783941 |
3.56 12.28 2.60 39.75 1.93 1 1.71 |
3.56 12.28 2.60 39.75 1.93 1.71 |
|
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | 29243042 | 63.92 | 63.92 | |
| Voting Rights (otherwise than by b. shares) Warrants $c_{\cdot}$ Convertible Securities d. Any other instrument that would entitle the e holder to receive shares in TC Promoter |
||||
| 1. Parke, Davis & Company LLC | Nil | Nil | Nil | |
| Members of the promoter group. 1. Wyeth Holdings LLC 2. Wyeth LLC Warner-Lambert Company LLC 3. Pfizer East India B.V. 4. Pharmacia LLC 5. John Wyeth & Brother Limited 6. |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
|
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | Nil | Nil | Nil |
$\ast$ Diluted share / voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities / warrants into equity shares of the TC.
The Target Company has not issued any convertible securities/warrants till date. $**$
For PARKE, DAVIS & COMPANY LLC
$S_{2}$ and
Name: Susan Grant Designation: Secretary
Place: Wayne, NJ U.S.A Date: April 1, 2021
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and Persons Acting in Concert (PAC) with the acquirer |
Whether the acquirer belongs to Promoter/ Promoter group |
|
|---|---|---|
| Parke, Davis & Company LLC |
Yes | |
| Pfizer East India B.V. | Yes | |
| Wyeth Holdings LLC | Yes | |
| Warner-Lambert Company LLC |
Yes | |
| John Wyeth & Brother Limited |
Yes | |
| Wyeth LLC | Yes | |
| Pharmacia LLC | Yes | |
| Pfizer Inc. | Yes |
For PARKE, DAVIS & COMPANY LLC
Name: Susan Grant
Designation: Secretary
Place: Wayne, NJ U.S.A.
Pfizer East India B.V. PO box 37 2900 AA Capelle aan den IJssel The Netherlands
tel. 31 (0)10 4064 200 Rivium Westlaan 142 2909 LD Capelle aan den IJssel The Netherlands
fax 31 (0)10 4064 299 C.o.C. nr. 55055494
April 6, 2021
The Corporate Relationship Department BSE Ltd. 1st Floor, P.J. Towers, Dalal Street, Mumbai - 400 001. India
The Manager, Listing Department, The National Stock Exchange of India Ltd. Exchange Plaza, 5th Floor, Plot No. C/1, G Block, Bandra - Kurla Complex, Bandra (E), Mumbai - 400 051. India Script Symbol: PFIZER
Script Code: 500680
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Sub: Shares and Takeovers) Regulations, 2011.
Enclosed please find the disclosure as on March 31, 2021 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly,
For PFIZER EAST INDIA B.V.
Name: Eduard Slijkoord Designation: Managing Director B Encl: $A/a$
| 1. | Name of the Target Company (TC) | Pfizer Limited |
|---|---|---|
| $\mathbf{2}$ . | Name(s) of the stock exchange(s) where the shares of the TC are listed |
National Stock Exchange of India Limited ۰ BSE Limited ● |
| 3. | Particulars of the Shareholder(s): | Promoter |
| Name of person(s) together with person Acting a. concert (PAC) whose total holding 1n (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC |
Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle aan den IJssel, The Netherlands Members of the promoter group |
|
| or $Name(s)$ of promoter(s), member of b. the promoter group and PAC with him. |
Wyeth Holdings LLC | |
| (Formerly known as Wyeth Holdings Corporation) $225$ Deat $42.4$ C+ |
235 East 42nd Street New York, New York 10017 United States
-
- Wyeth LLC 235 East 42nd Street New York, New York 10017 United States
- Warner-Lambert Company LLC 3. 235 East 42nd Street New York, New York 10017 U.S.A.
-
- Parke, Davis & Company LLC 235 East 42nd Street New York, New York 10017 U.S.A.
-
- Pharmacia LLC (formerly known as Pharmacia Corporation) 100, Route 206 North, Peapack New Jersey 07977 U.S.A.
| 235 East 42nd Street New York, New York 10017 |
||||
|---|---|---|---|---|
| 4. | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2020. |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of $TC(*)$ |
| Shares a. |
||||
| Promoter Pfizer East India B.V. |
18186334 | 39.75 | $39.75**$ | |
| Members of the promoter group | ||||
| Wyeth Holdings LLC Wyeth LLC 2. 3. Warner-Lambert Company LLC Parke, Davis & Company LLC 4. John Wyeth & Brother Limited 5. Pharmacia LLC 6. |
1630164 5617707 1187163 955733 882000 783941 |
3.56 12.28 2.60 2.09 1.93 1.71 |
3.56 12.28 2.60 2.09 1.93 1.71 |
|
| Person Acting in Concert Pfizer Inc. |
Nil | Nil | Nil | |
| Total | 29243042 | 63.92 | 63.92 | |
| b. Voting Rights (otherwise than by shares) Warrants c. d. Convertible Securities Any other instrument that would entitle the e holder to receive shares in TC |
||||
| Promoter 1. Pfizer East India B.V. |
Nil | Nil | Nil | |
| Members of the promoter group 1. Wyeth Holdings LLC 2. Wyeth LLC 3. Warner-Lambert Company LLC 4. Parke, Davis & Company LLC Pharmacia LLC 6. John Wyeth & Brother Limited |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
|
| Person Acting in Concert Pfizer Inc. |
Nil | Nil | Nil | |
| Total | Nil | Nil | Nil |
- $\ast$ Diluted share / voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities / warrants into equity shares of the TC. $**$
- The Target Company has not issued any convertible securities/warrants till date.
For PFIZER EAST INDIA B.V.
Name: Eduard Slijkoord Designation: managing director B
Place: Rockanje,
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and Persons Acting in Concert (PAC) with the acquirer |
Whether the acquirer belongs to Promoter/ Promoter group |
|---|---|
| Pfizer East India B.V. | Yes |
| Wyeth Holdings LLC | Yes |
| Warner-Lambert Company LLC |
Yes |
| John Wyeth & Brother Limited |
Yes |
| Wyeth LLC | Yes |
| Parke, Davis & Company LLC |
Yes |
| quirer | |
|---|---|
| STATE OF - |
| Yes | |
|---|---|
| Yes | |
For PFIZER EAST INDIA B.V.
Name: Eduard Slijkoord Designation: Managing Director B
Place: Rockanje,
Date: April 6, 2021
PHARMACIA LLC
100 Route 206 North Peapack, NY 07977
April 1, 2021
The Corporate Relationship Department BSE Ltd. 1st Floor, P.J. Towers, Dalal Street, Mumbai - 400 001. India Script Code: 500680
The Manager, Listing Department, The National Stock Exchange of India Ltd. Exchange Plaza, 5th Floor, Plot No. C/1, G Block, Bandra – Kurla Complex, Bandra (E), Mumbai - 400 051. India Script Symbol: PFIZER
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Sub: Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2021 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For PHARMACIA LLC (FORMERLY KNOWN AS PHARMACIA CORPORATION)
Name: Darren M. Welsh Designation: Secretary
| 1. | Name of the Target Company (TC) | Pfizer Limited |
|---|---|---|
| 2. | Name(s) of the stock exchange(s) where the shares of the TC are listed |
National Stock Exchange of India Limited $\bullet$ BSE Limited $\bullet$ |
| 3. | Particulars of the Shareholder(s): Name of person(s) together with person Acting $\mathbf{a}$ in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument. that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC or Name(s) of promoter(s), member of f. the promoter group and PAC with him. |
Promoter Pharmacia LLC 1. (formerly known as Pharmacia Corporation) 100, Route 206 North, Peapack New Jersey 07977 U.S.A. Members of the promoter group 1. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States 2. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States 3. Warner-Lambert Company LLC 235 East 42 nd Street New York, New York 10017 U.S.A. 4. Parke, Davis & Company LLC 235 East 42 nd Street New York, New York 10017 U.S.A. John Wyeth & Brother Limited, 5. Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom Pfizer East India B.V. 6. Rivium Westlaan 142. 2909 LD Capelle Aan Den Ijssel, The Netherlands Person Acting in Concert 1. Pfizer Inc. 235 East 42nd Street |
| New York, New York 10017 |
| 4. | Particulars of the Shareholding of Person(s) | Number of shares | % w.r.t total | % of total |
|---|---|---|---|---|
| mentioned at 3. b. above as of March 31, 2021 | share / voting capital wherever applicable |
diluted share / voting capital of $TC(*)$ |
||
| a. Shares | ||||
| Promoter 1. Pharmacia LLC |
783941 | 1.71 | $1.71**$ | |
| Members of the promoter group | ||||
| Wyeth Holdings LLC 1. Wyeth LLC 2. |
1630164 5617707 |
3.56 12.28 |
3.56 | |
| Warner-Lambert Company LLC 3. |
1187163 | 2.60 | 12.28 2.60 |
|
| Parke, Davis & Company LLC 4. |
955733 | 2.09 | 2.09 | |
| 5. Pfizer East India B.V. |
18186334 | 39.75 | 39.75 | |
| John Wyeth & Brother Limited 6. |
882000 | 1.93 | 1.93 | |
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | 29243042 | 63.92 | 63.92 | |
| Voting Rights (otherwise than by b. |
||||
| shares) | ||||
| Warrants c. |
||||
| d. Convertible Securities |
||||
| Any other instrument that would entitle the е holder to receive shares in TC |
||||
| Promoter | ||||
| 1. Pharmacia LLC | Nil | Nil | Nil | |
| Members of the promoter group Wyeth Holdings LLC 1. |
Nil | Nil | Nil | |
| 2. Wyeth LLC |
Nil | Nil | Nil | |
| 3. Warner-Lambert Company LLC | Nil | Nil | Nil | |
| Parke, Davis & Company LLC 4. |
Nil | Nil | Nil | |
| John Wyeth & Brother Limited 5. |
Nil | Nil | Nil | |
| Pfizer East India B.V. 6. |
Nil | Nil | Nil | |
| Person Acting in Concert | ||||
| Pfizer Inc. 1. |
Nil | Nil | Nil | |
| Total | Nil | Nil | Nil |
Diluted share / voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities / warrants into equity shares of the TC.
The Target Company has not issued any convertible securities/warrants till date.
For PHARMACIA LLC (FORMERLY KNOWN AS PHARMACIA CORPORATION)
$\sqrt{}$ $\mathbf{z}$ $\bullet$
Name: Darren M. Welsh Designation: Secretary
Place: Hampton, NJ U.S.A
Date: April 1, 2021
$**$
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and | Whether the acquirer |
|---|---|
| Persons Acting in Concert | belongs to Promoter/ |
| (PAC) with the acquirer | Promoter group |
| Pharmacia LLC | Yes |
| John Wyeth & Brother Limited |
Yes |
| Wyeth Holdings LLC | Yes |
| Warner-Lambert Company LLC |
Yes |
| Pfizer East India B.V. | Yes |
| Wyeth LLC | Yes |
| Parke, Davis & Company LLC |
Yes |
| Pfizer Inc. | Yes |
For PHARMACIA LLC (FORMERLY KNOWN AS PHARMACIA CORPORATION)
$\overline{\mathcal{L}}$ $22.$
Name: Darren M. Welsh Designation: Secretary
Place: Hampton, NJ U.S.A
WARNER-LAMBERT COMPANY LLC 235 East 42nd Street New York, NY 10017
April 1, 2021
| The Corporate Relationship Department | The Manager, Listing Department, |
|---|---|
| BSE Ltd. | The National Stock Exchange of India Ltd. |
| 1st Floor, P.J. Towers, | Exchange Plaza, 5th Floor, |
| Dalal Street, | Plot No. C/1, G Block, |
| Mumbai - 400 001. | Bandra – Kurla Complex, Bandra (E), |
| India | Mumbai - 400 051. India |
| Script Code: 500680 | Script Symbol: PFIZER |
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Sub: Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2021 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For WARNER-LAMBERT COMPANY LLC
$5.21$
Name: Susan Grant Designation: Secretary
| 1. Name of the Target Company (TC) |
Pfizer Limited | |
|---|---|---|
| 2. shares of the TC are listed |
Name(s) of the stock exchange(s) where the | National Stock Exchange of India Limited ۰ BSE Limited |
| 3. Particulars of the Shareholder(s): a. rights of the TC |
Name of person(s) together with person Acting in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting or b. Name(s) of promoter(s), member of the promoter group and PAC with him. |
Promoter 1. Warner-Lambert Company LLC 235 East 42 nd Street New York, New York 10017 U.S.A. Members of the promoter group 1. Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle Aan Den Ijssel, The Netherlands 2. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States 3. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States 4. Parke, Davis & Company LLC 235 East 42 nd Street New York, New York 10017 U.S.A. 5. Pharmacia LLC (formerly known as Pharmacia Corporation) 100, Route 206 North, Peapack New Jersey 07977 U.S.A. John Wyeth & Brother Limited, 6. Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom Person Acting in Concert |
| 1. Pfizer Inc. 235 East 42nd Street New York, New York 10017 |
| $\boldsymbol{4}$ | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2021 |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of $TC(*)$ |
|---|---|---|---|---|
| Shares a. |
||||
| Promoter | ||||
| 1. Warner-Lambert Company LLC | 1187163 | 2.60 | $2.60**$ | |
| Members of the promoter group Pfizer East India B.V. 1. 2. Wyeth LLC 3. Wyeth Holdings LLC Parke, Davis & Company LLC 4. 5. John Wyeth & Brother Limited Pharmacia LLC 6. |
18186334 5617707 1630164 955733 882000 783941 |
39.75 12.28 3.56 2.09 1.93 1.71 |
39.75 12.28 3.56 2.09 1.93 1.71 |
|
| Person Acting in Concert Pfizer Inc. Total |
Nil 29243042 |
Nil 63.92 |
Nil | |
| 63.92 | ||||
| b. Voting Rights (otherwise than by shares) Warrants c. d. Convertible Securities Any other instrument that would entitle the e. holder to receive shares in TC |
||||
| Promoter 1. Warner-Lambert Company LLC |
Nil | Nil | Nil | |
| Members of the promoter group Pfizer East India B.V. 1. 2. Wyeth LLC 3. Wyeth Holdings LLC 4. Parke, Davis & Company LLC 5. Pharmacia LLC 6. John Wyeth & Brother Limited |
Nil Nil Nil. Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
|
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | Nil | Nil | Nil |
Diluted share / voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities / warrants into equity shares of the TC.
The Target Company has not issued any co $\ddagger$ $**$
FOR WARNER-LAMBERT COMPANY LLC.
Name: Susan Grant
Designation: Secretary
Place: Wayne, NJ U.S.A
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and Persons Acting in Concert (PAC) with the acquirer |
Whether the acquirer belongs to Promoter/ Promoter group |
|---|---|
| Warner-Lambert Company LLC |
Yes |
| Pfizer East India B.V. | Yes |
| Wyeth Holdings LLC | Yes |
| John Wyeth & Brother Limited |
Yes |
| Wyeth LLC | Yes |
| Parke, Davis & Company LLC |
Yes |
| Pharmacia LLC | Yes |
| Pfizer Inc. | Yes |
FOR WARNER-LAMBERT COMPANY LLC.
Name: Susan Grant
Name: Susan Grant
Designation: Secretary
Place: Wayne, NJ U.S.A
WYETH HOLDINGS LLC
235 East 42nd Street New York, NY 10017
April 1, 2021
| The Corporate Relationship Department | The Manager, Listing Department, |
|---|---|
| BSE Ltd. | The National Stock Exchange of India Ltd. |
| 1st Floor, P.J. Towers, | Exchange Plaza, 5th Floor, |
| Dalal Street, | Plot No. C/1, G Block, |
| Mumbai - 400 001. | Bandra - Kurla Complex, Bandra (E), |
| India | Mumbai - 400 051. India |
| Script Code: 500680 | Script Symbol: PFIZER |
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051,
Dear Sirs:
Sub: Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2021 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For WYETH HOLDINGS LLC (FORMERLY KNOWN AS WYETH HOLDINGS CORPORATION)
$22$
Name: Susan Grant Designation: Vice President and Secretary
| 1. | Name of the Target Company (TC) | Pfizer Limited |
|---|---|---|
| 2. | Name(s) of the stock exchange(s) where the shares of the TC are listed |
National Stock Exchange of India Limited ٠ BSE Limited |
| 3. | Particulars of the Shareholder(s): Name of person(s) together with person Acting a. in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC or d. Name(s) of promoter(s), member of the promoter group and PAC with him. |
Promoter Wyeth Holdings LLC 1. (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States Members of the promoter group 1. Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle Aan Den Ijssel, The Netherlands 2. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States 3. Warner-Lambert Company LLC 235 East 42 nd Street New York, New York 10017 U.S.A. 4. Parke, Davis & Company LLC 235 East 42 nd Street New York, New York 10017 U.S.A. Pharmacia LLC 5. (formerly known as Pharmacia Corporation). 100, Route 206 North, Peapack New Jersey 07977 U.S.A. John Wyeth & Brother Limited, 6. Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom Person Acting in Concert 1. Pfizer Inc. |
| 235 East 42nd Street New York, New York 10017 |
| $\boldsymbol{4}$ . | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2021 |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of TC $(*)$ |
|---|---|---|---|---|
| a. Shares | ||||
| Promoter 1. Wyeth Holdings LLC |
1630164 | 3.56 | $3.56**$ | |
| Members of the promoter group 1. Pfizer East India B.V. 2. Wyeth LLC 3. Warner-Lambert Company LLC Parke, Davis & Company LLC 4. John Wyeth & Brother Limited 5. Pharmacia LLC 6. |
18186334 5617707 1187163 955733 882000 783941 |
39.75 12.28 2.60 2.09 1.93 1.71 |
39.75 12.28 2.60 2.09 1.93 1.71 |
|
| Person Acting in Concert Pfizer Inc. Ť Total |
Nil 29243042 |
Nil 63.92 |
Nil 63.92 |
|
| Voting Rights (otherwise than by b. shares) Warrants c. Convertible Securities d. Any other instrument that would entitle the е holder to receive shares in TC Promoter 1. Wyeth Holdings LLC Members of the promoter group Pfizer East India B.V. Wyeth LLC 2. Warner-Lambert Company LLC 3. Parke, Davis & Company LLC 4. Pharmacia LLC 5. John Wyeth & Brother Limited 6. |
Nil Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil Nil |
|
| Person Acting in Concert 1. Pfizer Inc. Total |
Nil Nil |
Nil Nil |
Nil Nil |
Diluted share / voting capital means the total number of shares in the TC assuming full conversion of the $\ast$ outstanding convertible securities / warrants into equity shares of the TC. $**$
The Target Company has not issued any convertible securities/warrants till date.
For WYETH HOLDINGS LLC (FORMERLY KNOWN AS WYETH HOLDINGS CORPORATION)
Name: Susan Grant
Designation: Vice President and Secretary
Place: Wayne, NJ U.S.A
ş,
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and Persons Acting in Concert (PAC) with the acquirer |
Whether the acquirer belongs to Promoter/ Promoter group |
|
|---|---|---|
| Wyeth Holdings LLC | Yes | |
| Pfizer East India B.V. | Yes. | |
| Warner-Lambert Company LLC |
Yes. | |
| John Wyeth & Brother Limited |
Yes. | |
| Wyeth LLC | Yes. | |
| Parke, Davis & Company LLC |
Yes | |
| Pharmacia LLC | Yes. | |
| Pfizer Inc. | Yes |
For WYETH HOLDINGS LLC (FORMERLY KNOWN AS WYETH HOLDINGS CORPORATION)
Sur Dullard Susan Grant Designation: Vice President and Secretary
Place: Wayne, NJ U.S.A
WYETH LLC
235 East 42nd Street New York, NY 10017
April 1, 2021
| The Corporate Relationship Department | The Manager, Listing Department, |
|---|---|
| BSE Ltd. | The National Stock Exchange of India Ltd. |
| 1st Floor, P.J. Towers, | Exchange Plaza, 5th Floor, |
| Dalal Street, | Plot No. C/1, G Block, |
| Mumbai - 400 001. | Bandra – Kurla Complex, Bandra (E), |
| India | Mumbai - 400 051. India |
| Script Code: 500680 | Script Symbol: PFIZER |
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Sub: Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2021 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For WYETH LLC
$52$
Name: Susan Grant Designation: Secretary
| 1. | Name of the Target Company (TC) | Pfizer Limited |
|---|---|---|
| 2. | Name(s) of the stock exchange(s) where the shares of the TC are listed |
National Stock Exchange of India Limited ۰ BSE Limited |
| 3. | Particulars of the Shareholder(s): | |
| Name of person(s) together with person Acting a. in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC or c. Name(s) of promoter(s), member of the promoter group and PAC with him. |
Promoter 1. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States |
|
| Members of the promoter group | ||
| 1. Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle Aan Den Ijssel, The Netherlands |
||
| 2. Warner-Lambert Company LLC 235 East 42 nd Street New York, New York 10017 U.S.A. |
||
| 3. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States |
||
| 4. Parke, Davis & Company LLC 235 East 42 nd Street New York, New York 10017 U.S.A. |
||
| 5. Pharmacia LLC (formerly known as Pharmacia Corporation) 100, Route 206 North, Peapack New Jersey 07977 U.S.A. |
||
| 6. John Wyeth & Brother Limited, Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom |
||
| Person Acting in Concert | ||
| 1. Pfizer Inc. 235 East 42nd Street New York, New York 10017 |
$\overline{a}$
| 4. | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2021 |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of $TC(*)$ |
|---|---|---|---|---|
| Shares $a_{\cdot}$ |
||||
| Promoter 1. Wyeth LLC |
5617707 | 12.28 | 12.28** | |
| Members of the promoter group Pfizer East India B.V. 1. $\mathbf{2}$ . Warner-Lambert Company LLC 3.1 Wyeth Holdings LLC Parke, Davis & Company LLC 4. 5. John Wyeth & Brother Limited Pharmacia LLC 6. |
18186334 1187163 1630164 955733 882000 783941 |
39.75 2.60 3.56 2.09 1.93 1.71 |
39.75 2.60 3.56 2.09 1.93 1.71 |
|
| Person Acting in Concert 1. Pfizer Inc. Total |
Nil 29243042 |
Nil 63.92 |
Nil 63.92 |
|
| Voting Rights (otherwise than by b. shares) Warrants $c$ . Convertible Securities d. Any other instrument that would entitle the e holder to receive shares in TC Promoter 1. Wyeth LLC Members of the promoter group 1. Pfizer East India B.V. 2. Warner-Lambert Company LLC 3. Wyeth Holdings LLC Parke, Davis & Company LLC 4. 5. Pharmacia LLC John Wyeth & Brother Limited 6. |
Nil Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil N il |
|
| Person Acting in Concert 1. Pfizer Inc. Total |
Nil Nil |
Nil Nil |
Nil Nil |
$\ast$ Diluted share / voting capital means the total number of shares in the TC assuming full conversion of the
outstanding convertible securities / warrants into equity shares of the TC.
The Target Company has not issued any convertible securities/warrants till date. $\ast$ $\ast$
FOR WYETH LLC
$S = \mathbb{R}$
Name: Susan Grant Designation: Secretary
Place: Wayne, NJ U.S.A
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and Persons Acting in Concert (PAC) with the acquirer |
Whether the acquirer belongs to Promoter/ Promoter group |
|---|---|
| Wyeth LLC | Yes |
| Pfizer East India B.V. | Yes |
| Wyeth Holdings LLC | Yes |
| John Wyeth & Brother Limited |
Yes |
| Warner-Lambert Company $_{\rm LLC}$ |
Yes |
| Parke, Davis & Company LLC |
Yes |
| Pharmacia LLC | Yes |
| Pfizer Inc. | Yes |
FOR WYETH LLC
$\epsilon$ Start Dale
Name: Susan Grant Designation: Secretary
Place: Wayne, NJ U.S.A.