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Pfizer Ltd. — Regulatory Filings 2020
Apr 15, 2020
60507_rns_2020-04-15_9e14a92b-39b2-4d45-a4ed-c90f9116e8b0.pdf
Regulatory Filings
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PHARMACIA LLC
100 Route 206 North Peapack, NY 07977
April 1, 2020
| The Manager, Listing Department, |
|---|
| The National Stock Exchange of India Ltd. |
| Exchange Plaza, 5th Floor, |
| Plot No. C/1, G Block, |
| Bandra – Kurla Complex, Bandra (E), |
| Mumbai - 400 051. India |
| Script Symbol: PFIZER |
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Sub: Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2020 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For PHARMACIA LLC (FORMERLY KNOWN AS PHARMACIA CORPORATION)
_________________
Name: Darren M. Welsh Designation: Secretary
Encl: A/a
| Disclosure in terms of Regulations 30(1) & 30(2) of SEBI (Substantial Acquisition of Shares |
|---|
| & Takeovers) Regulations, 2011. |
| 1. | Name of the Target Company (TC) | Pfizer Limited | ||
|---|---|---|---|---|
| 2. | Name(s) of the stock exchange(s) where the shares of the TC are listed |
National Stock Exchange of India Limited BSE Limited |
||
| 3. | Particulars of the Shareholder(s): a. Name of person(s) together with person Acting in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC or f. Name(s) of promoter(s), member of the promoter group and PAC with him. |
Promoter 1. Pharmacia LLC (formerly known as Pharmacia Corporation) 100 Route 206 North, Peapack New Jersey 07977 U.S.A. Members of the promoter group 1. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States 2. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States 3. Warner-Lambert Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. 4. Parke, Davis & Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. John Wyeth & Brother Limited, 5. Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom 6. Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle Aan Den Ijssel, The Netherlands Person Acting in Concert 1. Pfizer Inc. 235 East 42nd Street New York, New York 10017 |
| 4. | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2020 |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of TC (*) |
|---|---|---|---|---|
| a. Shares |
||||
| Promoter | ||||
| 1. Pharmacia LLC |
783941 | 1.71 | 1.71** | |
| Members of the promoter group | ||||
| 1. Wyeth Holdings LLC |
1630164 | 3.56 | 3.56 | |
| 2. Wyeth LLC |
5617707 | 12.28 | 12.28 | |
| 3. Warner-Lambert Company LLC |
1187163 | 2.60 | 2.60 | |
| 4. Parke, Davis & Company LLC 5. Pfizer East India B.V. |
955733 18186334 |
2.09 39.75 |
2.09 39.75 |
|
| 6. John Wyeth & Brother Limited |
882000 | 1.93 | 1.93 | |
| Person Acting in Concert | ||||
| 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | 29243042 | 63.92 | 63.92 | |
| b. Voting Rights (otherwise than by |
||||
| shares) | ||||
| c. Warrants |
||||
| d. Convertible Securities |
||||
| e Any other instrument that would entitle the holder to receive shares in TC |
||||
| Promoter | ||||
| 1. Pharmacia LLC |
Nil | Nil | Nil | |
| Members of the promoter group | ||||
| 1. Wyeth Holdings LLC |
Nil | Nil | Nil | |
| 2. Wyeth LLC |
Nil | Nil | Nil | |
| 3. Warner-Lambert Company LLC |
Nil | Nil | Nil | |
| 4. Parke, Davis & Company LLC 5. John Wyeth & Brother Limited |
Nil Nil |
Nil Nil |
Nil Nil |
|
| 6. Pfizer East India B.V. |
Nil | Nil | Nil | |
| Person Acting in Concert | ||||
| 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | Nil | Nil | Nil |
** The Target Company has not issued any convertible securities/warrants till date.
For PHARMACIA LLC (FORMERLY KNOWN AS PHARMACIA CORPORATION)
_________________
Name: Darren M. Welsh Designation: Secretary
Place: Hampton, NJ U.S.A
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and | Whether the acquirer | PAN of the acquirer |
|---|---|---|
| Persons Acting in Concert | belongs to Promoter/ | and/ or PACs |
| (PAC) with the acquirer | Promoter group | |
| Pharmacia LLC | Yes | |
| John Wyeth & Brother | Yes | |
| Limited | ||
| Wyeth Holdings LLC | Yes | |
| Warner-Lambert Company | Yes | |
| LLC | ||
| Pfizer East India B.V. | Yes | |
| Wyeth LLC | Yes | |
| Parke, Davis & Company | Yes | |
| LLC | ||
| Pfizer Inc. | Yes |
For PHARMACIA LLC (FORMERLY KNOWN AS PHARMACIA CORPORATION)
_________________
Name: Darren M. Welsh Designation: Secretary
Place: Hampton, NJ U.S.A
WARNER-LAMBERT COMPANY LLC
235 East 42nd Street New York, NY 10017
April 1, 2020
| The Corporate Relationship Department | The Manager, Listing Department, |
|---|---|
| BSE Ltd. | The National Stock Exchange of India Ltd. |
| 1st Floor, P.J. Towers, | Exchange Plaza, 5th Floor, |
| Dalal Street, | Plot No. C/1, G Block, |
| Mumbai - 400 001. |
Bandra – Kurla Complex, Bandra (E), |
| India | Mumbai - 400 051. India |
| Script Code: 500680 | Script Symbol: PFIZER |
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Sub: Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2020 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For WARNER-LAMBERT COMPANY LLC
________________
Name: Susan Grant Designation: Secretary
Encl: A/a
Disclosure in terms of Regulations 30(1) & 30(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011.
| 1. | Name of the Target Company (TC) | Pfizer Limited |
|---|---|---|
| 2. | Name(s) of the stock exchange(s) where the shares of the TC are listed |
National Stock Exchange of India Limited BSE Limited |
| 3. | Particulars of the Shareholder(s): a. Name of person(s) together with person Acting in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC or b. Name(s) of promoter(s), member of the promoter group and PAC with him. |
Promoter 1. Warner-Lambert Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. Members of the promoter group 1. Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle Aan Den Ijssel, The Netherlands 2. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States 3. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States 4. Parke, Davis & Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. 5. Pharmacia LLC (formerly known as Pharmacia Corporation) 100 Route 206 North, Peapack New Jersey 07977 U.S.A. 6. John Wyeth & Brother Limited, Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom Person Acting in Concert 1. Pfizer Inc. 235 East 42nd Street |
| New York, New York 10017 |
| 4. | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2020 |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of TC (*) |
|---|---|---|---|---|
| a. Shares |
||||
| Promoter 1. Warner-Lambert Company LLC |
1187163 | 2.60 | 2.60** | |
| Members of the promoter group 1. Pfizer East India B.V. 2. Wyeth LLC 3. Wyeth Holdings LLC 4. Parke, Davis & Company LLC 5. John Wyeth & Brother Limited 6. Pharmacia LLC |
18186334 5617707 1630164 955733 882000 783941 |
39.75 12.28 3.56 2.09 1.93 1.71 |
39.75 12.28 3.56 2.09 1.93 1.71 |
|
| Person Acting in Concert 1 Pfizer Inc. |
Nil | Nil | Nil | |
| Total | 29243042 | 63.92 | 63.92 | |
| b. Voting Rights (otherwise than by shares) c. Warrants d. Convertible Securities e Any other instrument that would entitle the holder to receive shares in TC |
||||
| Promoter 1. Warner-Lambert Company LLC |
Nil | Nil | Nil | |
| Members of the promoter group 1. Pfizer East India B.V. 2. Wyeth LLC 3. Wyeth Holdings LLC 4. Parke, Davis & Company LLC 5. Pharmacia LLC 6. John Wyeth & Brother Limited |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
|
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | Nil | Nil | Nil |
** The Target Company has not issued any convertible securities/warrants till date.
FOR WARNER-LAMBERT COMPANY LLC.
_________________
Name: Susan Grant Designation: Secretary
Place: Wayne, NJ U.S.A
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and | Whether the acquirer | PAN of the acquirer |
|---|---|---|
| Persons Acting in Concert | belongs to Promoter/ | and/ or PACs |
| (PAC) with the acquirer | Promoter group | |
| Warner-Lambert Company | Yes | |
| LLC | ||
| Pfizer East India B.V. | Yes | |
| Wyeth Holdings LLC | Yes | |
| John Wyeth & Brother | Yes | |
| Limited | ||
| Wyeth LLC | Yes | |
| Parke, Davis & Company | Yes | |
| LLC | ||
| Pharmacia LLC | Yes | |
| Pfizer Inc. | Yes |
FOR WARNER-LAMBERT COMPANY LLC.
_________________
Name: Susan Grant Designation: Secretary
Place: Wayne, NJ U.S.A
WYETH HOLDINGS LLC
235 East 42nd Street New York, NY 10017
April 1, 2020
| The Manager, Listing Department, |
|---|
| The National Stock Exchange of India Ltd. |
| Exchange Plaza, 5th Floor, |
| Plot No. C/1, G Block, |
| Bandra – Kurla Complex, Bandra (E), |
| Mumbai - 400 051. India |
| Script Symbol: PFIZER |
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Sub: Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2020 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For WYETH HOLDINGS LLC (FORMERLY KNOWN AS WYETH HOLDINGS CORPORATION)
_________________ Name: Susan Grant Designation: Vice President and Secretary
Encl: A/a
Disclosure in terms of Regulations 30(1) & 30(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011.
| 1. | Name of the Target Company (TC) | Pfizer Limited |
|---|---|---|
| 2. | Name(s) of the stock exchange(s) where the shares of the TC are listed |
National Stock Exchange of India Limited BSE Limited |
| 3. | Particulars of the Shareholder(s): a. Name of person(s) together with person Acting in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC or d. Name(s) of promoter(s), member of the promoter group and PAC with him. |
Promoter Wyeth Holdings LLC 1. (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States Members of the promoter group 1. Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle Aan Den Ijssel, The Netherlands 2. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States 3. Warner-Lambert Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. 4. Parke, Davis & Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. 5. Pharmacia LLC (formerly known as Pharmacia Corporation) 100 Route 206 North, Peapack New Jersey 07977 U.S.A. 6. John Wyeth & Brother Limited, Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom Person Acting in Concert 1. Pfizer Inc. 235 East 42nd Street |
| New York, New York 10017 |
| 4. | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2020 |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of TC (*) |
|---|---|---|---|---|
| a. Shares |
||||
| Promoter 1. Wyeth Holdings LLC |
1630164 | 3.56 | 3.56** | |
| Members of the promoter group 1. Pfizer East India B.V. 2. Wyeth LLC 3. Warner-Lambert Company LLC 4. Parke, Davis & Company LLC 5. John Wyeth & Brother Limited 6. Pharmacia LLC |
18186334 5617707 1187163 955733 882000 783941 |
39.75 12.28 2.60 2.09 1.93 1.71 |
39.75 12.28 2.60 2.09 1.93 1.71 |
|
| Person Acting in Concert 1 Pfizer Inc. Total |
Nil 29243042 |
Nil 63.92 |
Nil 63.92 |
|
| b. Voting Rights (otherwise than by shares) c. Warrants d. Convertible Securities e Any other instrument that would entitle the holder to receive shares in TC Promoter 1. Wyeth Holdings LLC Members of the promoter group 1. Pfizer East India B.V. 2. Wyeth LLC 3. Warner-Lambert Company LLC 4. Parke, Davis & Company LLC 5. Pharmacia LLC 6. John Wyeth & Brother Limited |
Nil Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil Nil |
|
| Person Acting in Concert 1. Pfizer Inc. Total |
Nil Nil |
Nil Nil |
Nil Nil |
** The Target Company has not issued any convertible securities/warrants till date.
For WYETH HOLDINGS LLC (FORMERLY KNOWN AS WYETH HOLDINGS CORPORATION)
Name: Susan Grant
Designation: Vice President and Secretary
Place: Wayne, NJ U.S.A
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and | Whether the acquirer | PAN of the acquirer |
|---|---|---|
| Persons Acting in Concert | belongs to Promoter/ | and/ or PACs |
| (PAC) with the acquirer | Promoter group | |
| Wyeth Holdings LLC | Yes | |
| Pfizer East India B.V. | Yes | |
| Warner-Lambert Company LLC |
Yes | |
| John Wyeth & Brother Limited |
Yes | |
| Wyeth LLC | Yes | |
| Parke, Davis & Company LLC |
Yes | |
| Pharmacia LLC | Yes | |
| Pfizer Inc. | Yes |
For WYETH HOLDINGS LLC (FORMERLY KNOWN AS WYETH HOLDINGS CORPORATION)
Name: Susan Grant Designation: Vice President and Secretary
Place: Wayne, NJ U.S.A Date: April 1, 2020
WYETH LLC
235 East 42nd Street New York, NY 10017
April 1, 2020
| The Corporate Relationship Department | The Manager, Listing Department, |
|---|---|
| BSE Ltd. | The National Stock Exchange of India Ltd. |
| 1st Floor, P.J. Towers, | Exchange Plaza, 5th Floor, |
| Dalal Street, | Plot No. C/1, G Block, |
| Mumbai - 400 001. |
Bandra – Kurla Complex, Bandra (E), |
| India | Mumbai - 400 051. India |
| Script Code: 500680 | Script Symbol: PFIZER |
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Sub: Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2020 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For WYETH LLC
_________________
Name: Susan Grant Designation: Secretary
Encl: A/a
Disclosure in terms of Regulations 30(1) & 30(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011.
| 1. | Name of the Target Company (TC) | Pfizer Limited |
|---|---|---|
| 2. | Name(s) of the stock exchange(s) where the shares of the TC are listed |
National Stock Exchange of India Limited BSE Limited |
| 3. | Particulars of the Shareholder(s): | |
| a. Name of person(s) together with person Acting in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC or c. Name(s) of promoter(s), member of the promoter group and PAC with him. |
Promoter 1. Wyeth LLC |
|
| 235 East 42nd Street New York, New York 10017 United States |
||
| Members of the promoter group | ||
| 1. Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle Aan Den Ijssel, The Netherlands |
||
| 2. Warner-Lambert Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. |
||
| 3. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States |
||
| 4. Parke, Davis & Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. |
||
| 5. Pharmacia LLC (formerly known as Pharmacia Corporation) 100 Route 206 North, Peapack New Jersey 07977 U.S.A. |
||
| 6. John Wyeth & Brother Limited, Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom |
||
| Person Acting in Concert | ||
| 1. Pfizer Inc. 235 East 42nd Street New York, New York 10017 |
| 4. | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2020 |
Number of shares | % w.r.t total share / voting capital |
% of total diluted share / voting capital |
|---|---|---|---|---|
| wherever applicable |
of TC (*) | |||
| a. Shares |
||||
| Promoter | ||||
| 1. Wyeth LLC |
5617707 | 12.28 | 12.28** | |
| Members of the promoter group | ||||
| 1. Pfizer East India B.V. |
18186334 | 39.75 | 39.75 | |
| 2. Warner-Lambert Company LLC |
1187163 | 2.60 | 2.60 | |
| 3. Wyeth Holdings LLC |
1630164 | 3.56 | 3.56 | |
| 4. Parke, Davis & Company LLC 5. John Wyeth & Brother Limited |
955733 882000 |
2.09 1.93 |
2.09 1.93 |
|
| 6. Pharmacia LLC |
783941 | 1.71 | 1.71 | |
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | 29243042 | 63.92 | 63.92 | |
| b. Voting Rights (otherwise than by shares) |
||||
| c. Warrants |
||||
| d. Convertible Securities |
||||
| e Any other instrument that would entitle the |
||||
| holder to receive shares in TC | ||||
| Promoter | ||||
| 1. Wyeth LLC |
Nil | Nil | Nil | |
| Members of the promoter group | ||||
| 1. Pfizer East India B.V. |
Nil | Nil | Nil | |
| 2. Warner-Lambert Company LLC |
Nil | Nil | Nil | |
| 3. Wyeth Holdings LLC |
Nil | Nil | Nil | |
| 4. Parke, Davis & Company LLC 5. Pharmacia LLC |
Nil Nil |
Nil Nil |
Nil Nil |
|
| 6. John Wyeth & Brother Limited |
Nil | Nil | Nil | |
| Person Acting in Concert | ||||
| 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | Nil | Nil | Nil |
** The Target Company has not issued any convertible securities/warrants till date.
FOR WYETH LLC
_________________
Name: Susan Grant Designation: Secretary
Place: Wayne, NJ U.S.A
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and | Whether the acquirer | PAN of the acquirer |
|---|---|---|
| Persons Acting in Concert | belongs to Promoter/ | and/ or PACs |
| (PAC) with the acquirer | Promoter group | |
| Wyeth LLC | Yes | |
| Pfizer East India B.V. | Yes | |
| Wyeth Holdings LLC | Yes | |
| John Wyeth & Brother | Yes | |
| Limited | ||
| Warner-Lambert Company | Yes | |
| LLC | ||
| Parke, Davis & Company | Yes | |
| LLC | ||
| Pharmacia LLC | Yes | |
| Pfizer Inc. | Yes | |
FOR WYETH LLC
_________________
Name: Susan Grant Designation: Secretary
Place: Wayne, NJ U.S.A

lohn Wyeth & Brother Limited
Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom
April t, 2020
The Corporate Relationship Department BSE Ltd. lndia Ltd. ft Floor, P.J. Towers, Dalal Streeq Mumbai - 400 001. lndia Script Code:500680
The Manager, Listing DePartment, The National Stock Exchange of
Exchange Plaza, 5th Floor, Plot No. C/L,G Block, Bandra - Kurla ComPlex, Bandra (E), Mumbai- 400 051. lndia Script Symbol: PFIZER
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802/ L9AI, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
sub: submission under Regulation 30(31 of the sEBl (substantial Acquisition of shares and Takeoversl Regulations,2011
Enclosed please find the disclosure as on March 31, 2o2o under Regulation 3O(3) of the sEBl (substantial Acquisition of shares and Takeovers) Regulations, 2011 in the Prescribed format.
Kindly take the same on record.
Thanking you,
Yours trulY, For JOHN l,tYETH & BROTHER LIMITED
6 Jtr\-'\Dl,t-t^
Name: J A MOUNT Designation: Director
Encl: A,/a
Disclosure in terms of Regulations 30(1) & 30(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Reeulations. 2011.
| Name of the Target Company (TC) 1. |
Pfizer Limited |
|---|---|
| Name(s) of the stock exchange(s) where the 2. shares of the TC are listed |
National Stock Exchange of India Limited r BSE Limited |
| Particulars of the Shareholder(s): 3. a. Name of person(s) together with person Acting in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other inskument that would entitle the holder to receive shares in the TC) is more than 25o/o of the voting rights ofthe TC or b. Name(s) of promote(s), member of the promoter group and PAC with him. |
Promoter l. John V/yeth & Brother Limited, Ramsgate Road, Sandwich, Kent CT13 9NJ United Kingdom |
| Members of the promoter group 1. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New Yor 10017 United States Z. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States Wamer-Lambert Company LLC J. 235 East 42nd Street New York, New York 10017 U.S.A. Parke, Davis & Company LLC 235 East 42"d Street NewYor,NewYor* 10017 U.S.A. Pharmacia LLC 5 (formerly known as Pharmacia Corporation) 100, Route 206 NortlL Peapack |
| 6. Pfrzer East India B.V. Rivium Westlaan 142, 29A9LD Capelle Aan Den Ijssel, Ths Netherlands Person Acting in Concert l. Pfizerlnc. 235 East 42nd Street New York, New Yor{< 10017 |
||||
|---|---|---|---|---|
| 4. | Particulars of the Shareholdirg of Person(s) mentioned at 3. b. aborre as of March 3L,202O. |
Number of shares | Yo w.r.t total share lvating capital wherener applicable |
olo of total diluted share I voting capital of TC (*) |
| a. Shares | ||||
| Promoter l. John Wyeth & Brother Limited |
882000 | 1.93 | I.93** | |
| Members of the promoter group l. Wyeth Holdings LLC 2. Wyeth LLC 3. Warner-Lambert Company LLC 4. Parke, Davis & Company LLC 5. Pfrzer East India B.Y. 6. Pharmacia LLC |
1630164 56t7707 I 187163 95s733 18186334 783941 |
3.56 t2.28 2.60 2.09 39.75 r.7t |
3.56 12.28 2.60 2.09 39.75 r.7l |
|
| Person Acting in Concert 1. PfizerInc. |
Nil | Nil | Nil | |
| Total | 29243A42 | 63.92 | 63.92 | |
| Voting Rights (otherwise than by shares) Warrants c. Convertible Secu rities d. Any other instrument that would entitle the holder to receive shares in TC |
||||
| Promoter 1. JohnWyeth & Brother Limit€d |
Nil | Nil | Nil | |
| Members of the promoter group 1. Wyeth Holdings LLC 2. Wyeth LLC 3. Wamer-Lambert Company LLC 4. Parke, Davis & Company LLC 5. Pharmacia LLC |
Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil |
Nil Nil Nit Ni1 Nil |
| 6. Pfizer East India B.V. | Nil | Nil | NiI |
|---|---|---|---|
| Person Acting in Concert l. PfizerInc. |
Nil | Nil | Nil |
| Total | Nir | Nir | Nit |
* Diluted share / voting capital means the total number of shares in the TC assuming full conversion of
the outstanding convertible securities / warrants into equity shares of the TC. ** The Target Company has not issued any convertible securities/warrants till date.
For JOHN WYETH & BROTHER LIIVtrTEI)
f,ftN-.^^-r\
Name: J A MOUNT Designation: DIRECTOR
Place: Tadworth, England Date: April 1,2020
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and Persons Acting in Concert (PAC) with the acquirer |
Whether the acquirer belongs to Promoter/ Promoter group |
PAN oftbe acquirer and/ or PACs |
|---|---|---|
| John Wyeth & Brother Limited |
Yes | |
| Wyeth Holdings LLC | Yes | |
| Warner-Lambert Company LLC |
Yes | |
| Pfizer East India B.V. | Yes | |
| Wyeth LLC |
Yes | |
| Parke, Davis & Company LLC |
Yes | |
| Pharmacia LLC | Yes | |
| Pfizer Inc. | Yes |
For JOHN WYETH & BROTHER LIMITED
Name: J A MOUNT Designation: DIRECTOR
Place: Tadworth, England Date: April 1, 2020
PARKE, DAVIS & COMPANY LLC
235 East 42nd Street New York, NY 10017
April 1, 2020
| The Corporate Relationship Department | The Manager, Listing Department, |
|---|---|
| BSE Ltd. | The National Stock Exchange of India Ltd. |
| 1st Floor, P.J. Towers, | Exchange Plaza, 5th Floor, |
| Dalal Street, | Plot No. C/1, G Block, |
| Mumbai - 400 001. |
Bandra – Kurla Complex, Bandra (E), |
| India | Mumbai - 400 051. India |
| Script Code: 500680 | Script Symbol: PFIZER |
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sirs:
Sub: Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Enclosed please find the disclosure as on March 31, 2020 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Yours truly, For PARKE, DAVIS & COMPANY LLC
_________________
Name: Susan Grant Designation: Secretary
Encl: A/a
Disclosure in terms of Regulations 30(1) & 30(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011.
| National Stock Exchange of India Limited BSE Limited |
|---|
| Promoter Parke, Davis & Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. Members of the promoter group 1. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States 2. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States 3. Warner-Lambert Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle Aan Den Ijssel, The Netherlands Pharmacia LLC (formerly known as Pharmacia Corporation) 100 Route 206 North, Peapack New Jersey 07977 U.S.A. John Wyeth & Brother Limited, Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom Person Acting in Concert 1. Pfizer Inc. 235 East 42nd Street New York, New York 10017 |
| 4. | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2020 |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of TC (*) |
|---|---|---|---|---|
| a. Shares |
||||
| Promoter 1. Parke, Davis & Company LLC |
955733 | 2.09 | 2.09** | |
| Members of the promoter group 1. Wyeth Holdings LLC 2. Wyeth LLC 3. Warner-Lambert Company LLC 4. Pfizer East India B.V. 5. John Wyeth & Brother Limited 6. Pharmacia LLC |
1630164 5617707 1187163 18186334 882000 783941 |
3.56 12.28 2.60 39.75 1.93 1.71 |
3.56 12.28 2.60 39.75 1.93 1.71 |
|
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | 29243042 | 63.92 | 63.92 | |
| b. Voting Rights (otherwise than by shares) c. Warrants d. Convertible Securities e Any other instrument that would entitle the holder to receive shares in TC Promoter 1. Parke, Davis & Company LLC |
Nil | Nil | Nil | |
| Members of the promoter group 1. Wyeth Holdings LLC 2. Wyeth LLC 3. Warner-Lambert Company LLC 4. Pfizer East India B.V. 5. Pharmacia LLC 6. John Wyeth & Brother Limited |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
|
| Person Acting in Concert 1. Pfizer Inc. Total |
Nil Nil |
Nil Nil |
Nil Nil |
** The Target Company has not issued any convertible securities/warrants till date.
For PARKE, DAVIS & COMPANY LLC
_________________
Name: Susan Grant Designation: Secretary
Place: Wayne, NJ U.S.A Date: April 1, 2020
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and Persons Acting in Concert (PAC) with the acquirer |
Whether the acquirer belongs to Promoter/ Promoter group |
PAN of the acquirer and/ or PACs |
|---|---|---|
| Parke, Davis & Company LLC |
Yes | |
| Pfizer East India B.V. | Yes | |
| Wyeth Holdings LLC | Yes | |
| Warner-Lambert Company LLC |
Yes | |
| John Wyeth & Brother Limited |
Yes | |
| Wyeth LLC | Yes | |
| Pharmacia LLC | Yes | |
| Pfizer Inc. | Yes |
For PARKE, DAVIS & COMPANY LLC
_________________ Name: Susan Grant Designation: Secretary
Place: Wayne, NJ U.S.A Date: April 1, 2020

Pfizer East India B.V. PO box 37 2900 AA Capelle aan den IJssel The Netherlands
tel. 31 (0)10 4064 2 Rivium Westlaan 14 2909 LD Capelle aan den Ijssel The Netherlands
fax 31 (0)10 4064 299 C.o.C. nr. 55055494
The Corporate Relationship Department The Manager, Listing Department, 1st Floor, P.J. Towers, Exchange Plaza, 5th Floor, Dalal Street, Plot No. C/1, G Block, Mumbai - 400 001. Bandra – Kurla Complex, Bandra (E), India Mumbai - 400 051. India Script Code: 500680 Script Symbol: PFIZER
BSE Ltd. The National Stock Exchange of India Ltd.
Mr. Prajeet Nair Company Secretary Pfizer Limited The Capital, 1802 / 1901, Plot No. C - 70, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051.
Date : April 1, 2020 Subject : Submission under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
Dear sir, madam,
Enclosed please find the disclosure as on March 31, 2020 under Regulation 30(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the prescribed format.
Kindly take the same on record.
Thanking you,
Kind regards,
Pfizer East India B.V.
Eduard Slijkoord Managing Director B
Disclosure in terms of Regulations 30(1) & 30(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011.
| 1. | Name of the Target Company (TC) | Pfizer Limited |
|---|---|---|
| 2. | Name(s) of the stock exchange(s) where the shares of the TC are listed |
National Stock Exchange of India Limited BSE Limited |
| 3. | Particulars of the Shareholder(s): | |
| a. Name of person(s) together with person Acting in concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitle the holder to receive shares in the TC) is more than 25% of the voting rights of the TC or b. Name(s) of promoter(s), member of the promoter group and PAC with him. |
Promoter | |
| 1. Pfizer East India B.V. Rivium Westlaan 142, 2909 LD Capelle aan den IJssel, The Netherlands |
||
| Members of the promoter group | ||
| 1. Wyeth Holdings LLC (Formerly known as Wyeth Holdings Corporation) 235 East 42nd Street New York, New York 10017 United States |
||
| 2. Wyeth LLC 235 East 42nd Street New York, New York 10017 United States |
||
| 3. Warner-Lambert Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. |
||
| 4. Parke, Davis & Company LLC 235 East 42nd Street New York, New York 10017 U.S.A. |
||
| 5. Pharmacia LLC (formerly known as Pharmacia Corporation) 100, Route 206 North, Peapack New Jersey 07977 U.S.A. |
||
| 6. John Wyeth & Brother Limited, Ramsgate Road, Sandwich, Kent, CT13 9NJ United Kingdom |
||
| Person Acting in Concert | ||
| 1. Pfizer Inc. 235 East 42nd Street New York, New York 10017 |
| 4. | Particulars of the Shareholding of Person(s) mentioned at 3. b. above as of March 31, 2020. |
Number of shares | % w.r.t total share / voting capital wherever applicable |
% of total diluted share / voting capital of TC (*) |
|---|---|---|---|---|
| a. Shares |
||||
| Promoter 1. Pfizer East India B.V. |
18186334 | 39.75 | 39.75** | |
| Members of the promoter group 1. Wyeth Holdings LLC 2. Wyeth LLC 3. Warner-Lambert Company LLC 4. Parke, Davis & Company LLC 5. John Wyeth & Brother Limited 6. Pharmacia LLC |
1630164 5617707 1187163 955733 882000 783941 |
3.56 12.28 2.60 2.09 1.93 1.71 |
3.56 12.28 2.60 2.09 1.93 1.71 |
|
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | 29243042 | 63.92 | 63.92 | |
| b. Voting Rights (otherwise than by shares) c. Warrants d. Convertible Securities e Any other instrument that would entitle the holder to receive shares in TC Promoter |
||||
| 1. Pfizer East India B.V. |
Nil | Nil | Nil | |
| Members of the promoter group 1. Wyeth Holdings LLC 2. Wyeth LLC 3. Warner-Lambert Company LLC 4. Parke, Davis & Company LLC 5. Pharmacia LLC 6. John Wyeth & Brother Limited |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
Nil Nil Nil Nil Nil Nil |
|
| Person Acting in Concert 1. Pfizer Inc. |
Nil | Nil | Nil | |
| Total | Nil | Nil | Nil |
** The Target Company has not issued any convertible securities/warrants till date.
For PFIZER EAST INDIA B.V.
_________________
Name: Eduard Slijkoord Designation: managing director B
Place: Capelle aan den IJssel,
Name of the Target Company: Pfizer Limited
| Name(s) of the acquirer and Persons Acting in Concert (PAC) with the acquirer |
Whether the acquirer belongs to Promoter/ Promoter group |
PAN of the acquirer and/ or PACs |
|---|---|---|
| Pfizer East India B.V. | Yes | |
| Wyeth Holdings LLC | Yes | |
| Warner-Lambert Company LLC |
Yes | |
| John Wyeth & Brother Limited |
Yes | |
| Wyeth LLC | Yes | |
| Parke, Davis & Company LLC |
Yes | |
| Pharmacia LLC | Yes | |
| Pfizer Inc. | Yes |
For PFIZER EAST INDIA B.V.
_________________
Name: Eduard Slijkoord Designation: managing director B
Place: Capelle aan den IJssel,
DocuSign Envelope ID: CA1E9CCA-F1C9-44F1-A11F-B0F1C227CCC1