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PATRICK INDUSTRIES INC — Director's Dealing 2012
May 3, 2012
31274_dirs_2012-05-03_5fc66786-e3fe-4db1-a16c-fe130841ff89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PATRICK INDUSTRIES INC (PATK)
CIK: 0000076605
Period of Report: 2012-05-01
Reporting Person: NEMETH ANDY L (Director, EVP - Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-01 | Common Stock | M | 9374 | $0.75 | Acquired | 123262 | Direct |
| 2012-05-01 | Common Stock | S | 9374 | $13 | Disposed | 113888 | Direct |
| 2012-05-01 | Common Stock | M | 9374 | $1.75 | Acquired | 123262 | Direct |
| 2012-05-01 | Common Stock | S | 9374 | $13 | Disposed | 113888 | Direct |
| 2012-05-02 | Common Stock | M | 9376 | $0.75 | Acquired | 123264 | Direct |
| 2012-05-02 | Common Stock | S | 9376 | $12.95 | Disposed | 113888 | Direct |
| 2012-05-02 | Common Stock | M | 9376 | $1.75 | Acquired | 123264 | Direct |
| 2012-05-02 | Common Stock | S | 9376 | $12.95 | Disposed | 113888 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-01 | Common Stock Options | $0.75 | M | 9374 | Disposed | 2019-05-21 | Common Stock (9374) | Direct |
| 2012-05-02 | Common Stock Options | $0.75 | M | 9376 | Disposed | 2019-05-21 | Common Stock (9376) | Direct |
| 2012-05-01 | Common Stock Options | $1.75 | M | 9374 | Disposed | 2019-05-21 | Common Stock (9374) | Direct |
| 2012-05-02 | Common Stock Options | $1.75 | M | 9376 | Disposed | 2019-05-21 | Common Stock (9376) | Direct |
Footnotes
F1: Common stock options granted on May 21, 2009 of which 10% of the option awards were immediately vested on the grant date. The remaining options vest in increments of 25%, 35% and 30% upon the first, second and third anniversaries, respectively, of the grant date, with full vesting at the end of three years, and expire after ten years. Of the 43,750 total stock options originally granted at an exercise price of $0.75 per share, there are 21,251 options that are exercisable and 13,125 options that will vest on May 21, 2012.
F2: Common stock options granted on May 21, 2009 of which 10% of the option awards were immediately vested on the grant date. The remaining options vest in increments of 25%, 35% and 30% upon the first, second and third anniversaries, respectively, of the grant date, with full vesting at the end of three years, and expire after ten years. Of the 43,750 total stock options originally granted at an exercise price of $0.75 per share, there are 11,875 options that are exercisable and 13,125 options that will vest on May 21, 2012.
F3: Common stock options granted on May 21, 2009 of which 10% of the option awards were immediately vested on the grant date. The remaining options vest in increments of 25%, 35% and 30% upon the first, second and third anniversaries, respectively, of the grant date, with full vesting at the end of three years, and expire after ten years. Of the 43,750 total stock options originally granted at an exercise price of $1.75 per share, there are 21,251 options that are exercisable and 13,125 options that will vest on May 21, 2012.
F4: Common stock options granted on May 21, 2009 of which 10% of the option awards were immediately vested on the grant date. The remaining options vest in increments of 25%, 35% and 30% upon the first, second and third anniversaries, respectively, of the grant date, with full vesting at the end of three years, and expire after ten years. Of the 43,750 total stock options originally granted at an exercise price of $1.75 per share, there are 11,875 options that are exercisable and 13,125 options that will vest on May 21, 2012.