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PALISADE BIO, INC. Director's Dealing 2015

Nov 20, 2015

35274_dirs_2015-11-20_8236ba37-35dd-4d67-a7dd-f4c69aa6059a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neuralstem, Inc. (CUR)
CIK: 0001357459
Period of Report: 2015-11-19

Reporting Person: JOHE KARL (Director, Chief Scientific Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-19 Common Stock M 143247 Acquired 969551 Direct
2015-11-19 Common Stock F 39178 $1.14 Disposed 930373 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-19 Restricted Stock Unit $ M 143247 Disposed Common Stock (143247) Direct

Footnotes

F1: Represents the conversion of restricted stock units into Common Stock. On November 19, 2015, the reporting person was granted 143,247 shares of Common Stock, of which 39,178 shares were forfeited for tax withholding purposes.

F2: 23,874 Shares of Common Stock issued upon conversion of the restricted stock units are being held as collateral for the payment of Reporting Person's divorce settlement.

F3: Each restricted stock unit represents a right to receive one share of Neuralstem's Common Stock.