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PALISADE BIO, INC. Director's Dealing 2026

Feb 13, 2026

35274_dirs_2026-02-13_1189dbc6-576e-4f70-9db2-192f706f49b0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PALISADE BIO, INC. (PALI)
CIK: 0001357459
Period of Report: 2026-02-11

Reporting Person: Finley John David (Director, CEO, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-02-11 Common Stock M 13333 Acquired 31249 Direct
2026-02-12 Common Stock S 3896 $1.75 Disposed 27353 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-02-11 Restricted Stock Units $ M 13333 Disposed Common Stock (13333) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 51 Indirect

Footnotes

F1: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs") granted on February 11, 2025.

F2: Includes 4,444 shares acquired under the Issuer's Employee Stock Purchase Plan on November 20, 2025.

F3: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs.

F4: Reporting Person is the managing member of FCW Investments, LLC and has the sole investment and voting power over the securities held by this entity.

F5: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F6: The RSUs shall vest in three equal annual installments beginning on February 11, 2026, subject to the Reporting Person's continuous service to the Issuer through each such vesting date.