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PALISADE BIO, INC. — Director's Dealing 2026
Feb 13, 2026
35274_dirs_2026-02-13_1189dbc6-576e-4f70-9db2-192f706f49b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PALISADE BIO, INC. (PALI)
CIK: 0001357459
Period of Report: 2026-02-11
Reporting Person: Finley John David (Director, CEO, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-11 | Common Stock | M | 13333 | — | Acquired | 31249 | Direct |
| 2026-02-12 | Common Stock | S | 3896 | $1.75 | Disposed | 27353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-11 | Restricted Stock Units | $ | M | 13333 | Disposed | Common Stock (13333) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51 | Indirect |
Footnotes
F1: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs") granted on February 11, 2025.
F2: Includes 4,444 shares acquired under the Issuer's Employee Stock Purchase Plan on November 20, 2025.
F3: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs.
F4: Reporting Person is the managing member of FCW Investments, LLC and has the sole investment and voting power over the securities held by this entity.
F5: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F6: The RSUs shall vest in three equal annual installments beginning on February 11, 2026, subject to the Reporting Person's continuous service to the Issuer through each such vesting date.