Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PALISADE BIO, INC. Director's Dealing 2015

Nov 20, 2015

35274_dirs_2015-11-20_38d5bad0-c3e3-4453-9a40-2381ae682c24.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neuralstem, Inc. (CUR)
CIK: 0001357459
Period of Report: 2015-11-19

Reporting Person: GARR RICHARD (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-19 Common Stock M 138122 $0.00 Acquired 1474243 Direct
2015-11-19 Common Stock F 37776 $1.14 Disposed 1436467 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-19 Restricted Stock Unit $ M 138122 Disposed Common Stock (138122) Direct

Footnotes

F1: Represents the conversion of restricted stock units into Common Stock. On November 19, 2015, the reporting person was granted 138,122 shares of Common Stock, of which 37,776 shares were forfeited for tax withholding purposes.

F2: Each restricted stock unit represents a right to receive one share of Neuralstem's Common Stock.