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PALISADE BIO, INC. Director's Dealing 2014

Apr 11, 2014

35274_dirs_2014-04-11_b9cac1b9-d804-487e-9691-75547ca2a42a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neuralstem, Inc. (CUR)
CIK: 0001357459
Period of Report: 2014-04-09

Reporting Person: OLDAKER WILLIAM CLYDE (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-04-09 Common Stock M 20000 $3.30 Acquired 109300 Direct
2014-04-09 Common Stock F 9871 $4.66 Disposed 99429 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-04-09 Common Stock purchase option $3.30 M 20000 Disposed 2014-04-11 Common Stock (0) Direct

Footnotes

F1: Represents shares issued/cancelled upon the exercise of 20,000 Common Stock purchase options at a price per share of $3.30. $20,000 consideraton was paid in cash and 46,000 pursuant to cashless exercise using a fair market value of the Issuer's stock on 4/9/2014 of $4.66.

F2: Represents shares cancelled pursuant to cashless exercise.