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PALISADE BIO, INC. — Director's Dealing 2014
Apr 11, 2014
35274_dirs_2014-04-11_b9cac1b9-d804-487e-9691-75547ca2a42a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neuralstem, Inc. (CUR)
CIK: 0001357459
Period of Report: 2014-04-09
Reporting Person: OLDAKER WILLIAM CLYDE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-09 | Common Stock | M | 20000 | $3.30 | Acquired | 109300 | Direct |
| 2014-04-09 | Common Stock | F | 9871 | $4.66 | Disposed | 99429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-09 | Common Stock purchase option | $3.30 | M | 20000 | Disposed | 2014-04-11 | Common Stock (0) | Direct |
Footnotes
F1: Represents shares issued/cancelled upon the exercise of 20,000 Common Stock purchase options at a price per share of $3.30. $20,000 consideraton was paid in cash and 46,000 pursuant to cashless exercise using a fair market value of the Issuer's stock on 4/9/2014 of $4.66.
F2: Represents shares cancelled pursuant to cashless exercise.
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