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PALISADE BIO, INC. — Director's Dealing 2014
Aug 4, 2014
35274_dirs_2014-08-04_59b0de43-63e3-49dc-9e9e-a42cc34598a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neuralstem, Inc. (CUR)
CIK: 0001357459
Period of Report: 2014-08-01
Reporting Person: JOHE KARL (Director, Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-01 | Common Stock | S | 6000 | $2.78 | Disposed | 484247 | Direct |
Footnotes
F1: The transaction reported was effected pursuant to a 10b-5 trading plan. The sales are being made in connection with the Reporting Person's divorce settlement.
F2: This transaction was executed in multiple trades at prices ranging from $2.75 to $2.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.