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PALISADE BIO, INC. — Director's Dealing 2013
Aug 21, 2013
35274_dirs_2013-08-21_b6002e35-4ba8-4bdd-9c4a-0abdeb1cfe31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neuralstem, Inc. (CUR)
CIK: 0001357459
Period of Report: 2013-08-20
Reporting Person: JOHE KARL (Director, Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-20 | Common Stock | S | 20000 | $1.5493 | Disposed | 724994 | Direct |
Footnotes
F1: The transaction reported was effected pursuant to a 10b-5 trading plan. The sales are being made in connection with Reporting Person's divorce settlement.
F2: This transaction was executed in multiple trades at prices ranging from $1.52 to $1.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.