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Oxurion NV — Major Shareholding Notification 2024
Apr 11, 2024
3987_mrq_2024-04-11_c9fee6ef-4fb0-49c2-9c5d-e99cffb2cf5f.pdf
Major Shareholding Notification
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Oxurion Receives Transparency Notifications from Atlas Special Opportunities LLC
Leuven, BELGIUM – April 11, 2024 – 07:00 PM CET Oxurion NV (Euronext Brussels: OXUR), a biopharmaceutical company headquartered in Leuven, today announced that, pursuant to Belgian Transparency legislation1 it has received two transparency notifications as follows:
Oxurion received a first transparency notification on April 10, 2024, from Atlas Special Opportunities, LLC indicating that as of April 1, 2024, it held 1,630,434,782 shares of the then outstanding 9,014,821,287 shares, and therefore crossed above the threshold (15%) by virtue of the purchase of securities. See Annex 1.
Oxurion received a second transparency notification on April 10, 2024, from Atlas Special Opportunities, LLC indicating that as of April 8, 2024, it held 886,039,886 shares of the then outstanding 9,014,821,287 shares, and therefore crossed below the threshold (10%) by virtue of the sale of securities. See Annex 2.
About Oxurion
Oxurion (Euronext Brussels: OXUR) is engaged in developing next-generation standard of care ophthalmic therapies for the treatment of retinal disease. Oxurion is based in Leuven, Belgium. More information is available at www.oxurion.com.
Important information about forward-looking statements
Certain statements in this press release may be considered "forward-looking". Such forward-looking statements are based on current expectations, and, accordingly, entail and are influenced by various risks and uncertainties. The Company therefore cannot provide any assurance that such forwardlooking statements will materialize and does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or any other reason. Additional information concerning risks and uncertainties affecting the business and other factors that could cause actual results to differ materially from any forward-looking statement is contained in the Company's Annual Report. This press release does not constitute an offer or invitation for the sale or purchase of securities or assets of Oxurion in any jurisdiction. No securities of Oxurion may be offered or sold within the United States without registration under the U.S. Securities Act of 1933, as amended, or in compliance with an exemption therefrom, and in accordance with any applicable U.S. state securities laws.
| Oxurion NV | Backstage Communication |
|---|---|
| Pascal Ghoson | Jurgen Vluijmans |
| Chief Executive Officer | Partner |
| [email protected] | [email protected] |
For further information please contact:
________
1. Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings.
ANNEX 1
olope ID: 10CF68B5 0C1C-4A85-9417-56A33CD0572A Sign Env
| FSMA FINANCIAL SERVICES AND MARKETS AUTHORITY |
Form TR-1 BE PART I |
Transparency notification | ||||
|---|---|---|---|---|---|---|
| 1) Status of the notification | ||||||
| Final | ||||||
| 2) Issuer | ||||||
| Name OXURION | ||||||
| Identification number 0881-620-924 | ||||||
| 3) Reason for the notification | ||||||
| Acquisition or disposal of voting securities or voting rights | ||||||
| 4) Notification by | ||||||
| A person that notifies alone | ||||||
| 5) Persons subject to the notification requirement | ||||||
| Name | Address (for legal entities) | |||||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | |||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | ||||||
| Address (for legal entities) Name |
||||||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | |||||
| 7) Date on which the threshold is crossed | ||||||
| 01/04/2024 (DD/MM/YYYY) | ||||||
| 8) Threshold that is crossed (in %) | ||||||
| 15 | ||||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | ||||||
| 9) Denominator | ||||||
| 9,014,821,287 | ||||||
| Please enter the denominator before filling in the data | ||||||
| 10) Notified details | ||||||
| A) Voting rights | Previous notification | After the transaction | ||||
| Holders of voting rights | # of voting rights | Linked to securities | # of voting rights Not linked to the |
Linked to securities | % of voting rights Not linked to the |
|
| Atlas Special Opportunities LLC | 0 | 1,630,434,782 | securities | 18.09% | securities | |
| TOTAL | 1,630,434,782 | 0 | 18.09% | 0.00% |
1,630,434,782 1182 1182 118 118 18.09% 18.09% 18.09% 18.09% 118.09% 118.0 Start with "groups" of holders. Add subtotals with Σ, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or le
DocuSign Envolope ID: 10CF68B5 0C1C-4A85-9417-56A33CD9572A
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| + | |||||||
| TOTAL | 0 | 0.00% | |||||
| 3 | The totals will be updated once you have clicked on | ||||||
| TOTAL (A & B) | # of voting rights | % of voting rights | |||||
| CALQUIATE | 1,630,434,782 | 18.09% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | ||
|---|---|---|
12) In case of proxy voting for only one GM
| will cease to hold / | (DD/MM/YYYY | ||
|---|---|---|---|
| Holder | will hold again | voting rights as of | |
13) Additional information
| On 28 March 2024 (with settlement date on 1 April 2014) All 2012 stares in Operior NY, as a result of Wrich is shareholding decreased of (60,0,447 72 chares (= 18.09%, denominator = 9,014,821,287). |
|---|

For security reasons, the unsigned form in xlsx format should be
transmitted to [email protected]. You can do this manually
OR if you have MS Outlook at your disposal via the "
In addition, a signed copy in PDF format should also be
transmitted.
ANNEX 2
uSign Envelope ID: BEED37E6 F968 4E73 94E1 7D83B16E13F0
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Form TR-1 BE PART I |
Transparency notification | |||
|---|---|---|---|---|---|---|
| 1) Status of the notification | ||||||
| Final | ||||||
| 2) Issuer | ||||||
| Identification number 0881-620-924 | Name OXURION | |||||
| 3) Reason for the notification | ||||||
| Acquisition or disposal of voting securities or voting rights | ||||||
| 4) Notification by | ||||||
| A person that notifies alone | ||||||
| 5) Persons subject to the notification requirement | ||||||
| Name | Address (for legal entities) | |||||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | |||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | ||||||
| Name | Address (for legal entities) | |||||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | |||||
| 7) Date on which the threshold is crossed | ||||||
| 08/04/2024 (DD/MM/YYYY) | ||||||
| 8) Threshold that is crossed (in %) | ||||||
| 10 | ||||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | ||||||
| 9) Denominator | ||||||
| 9,014,821,287 | ||||||
| Please enter the denominator before filling in the data | ||||||
| 10) Notified details | ||||||
| A) Voting rights | Previous notification After the transaction |
|||||
| Holders of voting rights | # of voting rights | Linked to securities | # of voting rights Not linked to the |
Linked to securities | % of voting rights Not linked to the |
|
| Atlas Special Opportunities LLC | 1,630,434,782 | 886,039,886 | securities | 9.83% | securities | |
| TOTAL | 886,039,886 | 0 | 9.83% | 0.00% |
Start with "groups" of holders. Add subtotals with Z, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or le
DocuSign Envelope ID: BEED37E6-F968-4E73-94E1-7D83B16E13F0
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement |
| TOTAL | 0 | 0.00% | ||||
| 11 | The totals will be updated once you have clicked on | |||||
| TOTAL (A & B) | # of voting rights | % of voting rights | ||||
| CALCULATE | 886,039,886 | 9.83% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | ||
|---|---|---|
12) In case of proxy voting for only one GM
| (DD/MM/YYYY | |||
|---|---|---|---|
| Holder | will cease to hold / will hold again |
voting rights as of |
13) Additional information
| On 4 April 2024 (with settlement date on 8 April 2006) 14,394,394,394,394,394,394,394,394,399 shares in Oxumon NV, as a result of virich its shareholding decreased b 80,030,8 denominator = 9,014,821,287). |
|---|

For security reasons, the unsigned form in xlsx format should be
transmitted to [email protected]. You can do this manually
OR if you have MS Outlook at your disposal via the "
In addition, a signed copy in PDF format should also be
transmitted.