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Oxurion NV Major Shareholding Notification 2023

Feb 24, 2023

3987_mrq_2023-02-24_041cc449-369d-4621-9c71-5e5922dfa217.pdf

Major Shareholding Notification

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Oxurion Receives Transparency Notifications from Negma Group

February 24, 2023

Oxurion Receives Transparency Notifications from Negma Group

Leuven, BELGIUM, Boston, MA, US – February 24, 2022 – 7.00 PM CET Oxurion NV (Euronext Brussels: OXUR) a biopharmaceutical company developing next generation standard of care ophthalmic therapies, with clinical stage assets in vascular retinal disorders, today announced that, pursuant to Belgian Transparency legislation1 it has received a transparency notification as follows:

Oxurion received a transparency notification on February 21, 2023 from Negma Group Ltd. indicating that as of February 16, 2023, it held no shares of the then outstanding 564,210,937 shares, and therefore crossed below the threshold (3%) by virtue of disposal of voting securities. See Annex 1

Oxurion received a transparency notification on February 21, 2023 from Negma Group Ltd. indicating that as of February 15, 2023, it held 35,314,661 shares of the then outstanding 564,210,937 shares, and therefore crossed above the threshold (5%) by virtue of acquisition of voting securities. See Annex 2

About Oxurion

Oxurion (Euronext Brussels: OXUR) is a biopharmaceutical company developing next generation standard of care ophthalmic therapies, which are designed to improve and better preserve vision in patients with retinal disorders including diabetic macular edema (DME), the leading cause of vision loss in working-age people, as well as other conditions. Oxurion intends to play an important role in the treatment of retinal disorders, including the successful development of THR-149, its novel therapeutic for the treatment of DME. THR-149 is a potent plasma kallikrein inhibitor being developed as a potential new standard of care for the up to 50% of DME patients showing suboptimal response to anti-VEGF therapy. Oxurion is headquartered in Leuven, Belgium, with corporate operations in Boston, MA. More information is available at www.oxurion.com.

Important information about forward-looking statements

Certain statements in this press release may be considered "forward-looking". Such forward-looking statements are based on current expectations, and, accordingly, entail and are influenced by various risks and uncertainties. The Company therefore cannot provide any assurance that such forward-looking statements will materialize and does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or any other reason. Additional information concerning risks and uncertainties affecting the business and other factors that could cause actual results to differ materially from any forward-looking statement is contained in the Company's Annual Report. This press release does not constitute an offer or invitation for the sale or purchase of securities or assets of Oxurion in any jurisdiction. No securities of Oxurion may be offered or sold within the United States without registration under the U.S. Securities Act of 1933, as amended, or in compliance with an exemption therefrom, and in accordance with any applicable U.S. state securities laws.

For further information please contact:

Oxurion NV
Tom Graney
Chief Executive Officer
Tel: +32 16 75 13 10
US
Conway Communications
Mary T. Conway
[email protected]
" [email protected] ICR Westwicke
Michael Dillen Christopher Brinzey
Tel: +1 617 835 9304
Chief Business Officer [email protected]
Tel: +32 16 75 13 10
[email protected]
  1. Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings.

________

FSMA FINANCIAL SERVICES AND
MARKETS AUTHORITY
Transparency notification
Form TR-1 BE
PART I
1) Status of the notification
Final
2) Issuer
Identification number 0881-620-924 Name OXURION
3) Reason for the notification
Acquisition or disposal of voting securities or voting rights
Downward crossing of the lowest threshold
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
Name Address (for legal entities)
Elaf Gassam
Negma Group Investment Ltd. Unit 1 Level 28, ICD Brookfield Place, DIFC, Dubai (United Arab Emirates)
Negma Group Ltd. Craigmuir chambers, Road Town, Tortola, VG 1110 (British Virgin
lslands)
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
Name Address (for legal entities)
19 Please continue entering the information in part # concerning the
persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
16/02/2023 (DD/MM/YYYY)
8) Threshold that is crossed (in %)

T

If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10

3

9) Denominator

10) Notified details

A) Voting rights Previous notification After the transaction
of voting rights Il of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to
securities
Not linked to the
securities
Elaf Gassam 0 0 0.00%
Negma Group Investment Ltd. 0 0 0.00%
Negma Group Ltd. 35,314,661 0 0.00%
Subtotal 35,314,661

+

TOTAL

Start with "groups" of holders. Add subtotals with Z, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or l

0

0.00%

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
+
TOTAL
1
The totals will be updated once you have clicked on
TOTAL (A & B) # of voting rights 1% of voting rights
CALCULATE o 0.00%

11) Full chain of controlled undertakings through which the holding is effectively held, it applicable

12) In case of proxy voting for only one GM

will cease to hold /
Holder
voting rights as of
will hold again

13) Additional information

Done at Dubai, United Arab Emirates
Ôn 21/02/2021 (DD/MM/YYYY)
Name & capacity Elaf Gassam, Director Signature Charlesses
4

ANNEX 2

FSMA

1) Status of the notification_

Final
2) Issuer
Name OXURION
Identification number 0881-620-924

3) Reason for the notification

|--|

+

+

4) Notification by

A parent undertaking or a controlling person
----------------------------------------------

5) Persons subject to the notification requirement_

Name Address (for legal entities)
Elaf Gassam
Negma Group Investment Ltd. Unit 1 Level 28, ICD Brookfield Place, DIFC, Dubai (United Arab Emirates)
Negma Group Ltd. Craigmuir chambers, Road Town, Tortola, VG 1110 (British Virgin
Islands)

ි) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)

Name Address (for legal entities)
+
1 Please continue entering the information in part II concerning the
persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
15/02/2023 (DD/MM/YYYY)
B) Threshold that is crossed (in %)
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10

9) Denominator

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to
securities
Not linked to the
securities
Elaf Gassam 0 D 0.00%
Negma Group Investment Ltd. 0 0 0.00%
Negma Group Ltd. 0 35,314,661 6.26%
Subtotal 35,314,661 6.26%
TOTAL 35,314,661 6.26% 0.00%
Start with "groups" of holders. Add subtotals with Z, and then finish with the persons who are "alone".
  • ============================================================================================================================================================================

______________________________________________________________________________________________________________________________________________________________________________

For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on .

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
dato
# of voting rights
that may be
acquired if the
Instrument is
exercised
% of voting rights Settlement
+
TOTAL 0 0.00%
FOTAL (A & B) # of voting rights % of voting rights
CALCULATE 35,314,661 6.26%

Holder will cease to hold /
will hold again
voting rights as of
Done at Dubai, United Arab Emirates
On 21/02/2023 (DD/MMYYYYY)
Name & capacity Elaf Gassam, Director Signature Total Value of
-

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