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Oxurion NV — Major Shareholding Notification 2023
Dec 1, 2023
3987_mrq_2023-12-01_9de8a486-2b38-4906-95cb-a6951cdb42e4.pdf
Major Shareholding Notification
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Oxurion ontvangt transparantiekennisgevingen van Atlas Special Opportunities LLC
Leuven, BELGIË, Boston, MA, VS – 1 december 2023 – 19u00 CET Oxurion NV (Euronext Brussel: OXUR), een biofarmaceutisch bedrijf dat de volgende generatie zorgstandaard oogheelkundige therapieën ontwikkelt, met klinische activa in vasculaire retinale aandoeningen, heeft vandaag aangekondigd dat het, in overeenstemming met de Belgische transparantiewetgeving1 , de volgende transparantiekennisgevingen heeft ontvangen:
Oxurion ontving op 22 november 2023 een eerste transparantiekennisgeving van Atlas Special Opportunities LLC waaruit blijkt dat het op 13 november 2023 0 aandelen van de toen uitstaande 3.112.043.514 aandelen bezat en dus onder de drempel (3%) kwam door de verkoop van stemrechtverlenende effecten. Zie bijlage 1.
Oxurion ontving op 29 november 2023 een tweede transparantiekennisgeving van Atlas Special Opportunities LLC waaruit blijkt dat het op 17 november 2023 241.545.893 aandelen van de toen uitstaande 3.489.458.972 aandelen bezat en dus boven de drempel (5%) kwam door de verwerving en verkoop van stemrechtverlenende effecten. Zie bijlage 2.
Over Oxurion
Oxurion (Euronext Brussel: OXUR) is een biofarmaceutisch bedrijf met haar hoofdkantoor in Leuven, België, met bedrijfsactiviteiten in Boston, MA. Meer informatie is beschikbaar op www.oxurion.com.
Belangrijke informatie over toekomstgerichte verklaringen
Bepaalde verklaringen in dit persbericht kunnen als "toekomstgericht" worden beschouwd. Dergelijke toekomstgerichte verklaringen zijn gebaseerd op de huidige verwachtingen en brengen dienovereenkomstig verschillende risico's en onzekerheden met zich mee en worden ze beïnvloed. Het bedrijf kan daarom geen enkele garantie geven dat dergelijke toekomstgerichte verklaringen zullen materialiseren en aanvaardt geen enkele verplichting om een toekomstgerichte verklaring bij te werken of te herzien, hetzij als gevolg van nieuwe informatie, toekomstige gebeurtenissen of enige andere reden. Aanvullende informatie over risico's en onzekerheden die van invloed zijn op het bedrijf en andere factoren die ertoe kunnen leiden dat de werkelijke resultaten wezenlijk verschillen van een toekomstgerichte verklaring, is opgenomen in het jaarverslag van het bedrijf. Dit persbericht vormt geen aanbod of uitnodiging voor de verkoop of aankoop van effecten of activa van Oxurion in enig rechtsgebied. Er mogen geen effecten van Oxurion worden aangeboden of verkocht in de Verenigde Staten zonder registratie onder de U.S. Securities Act van 1933, zoals gewijzigd, of in overeenstemming met een vrijstelling daarvan, en in overeenstemming met toepasselijke Amerikaanse effectenwetten.
Voor meer informatie kunt u contact opnemen met:
________
| Oxurion NV | US |
|---|---|
| Tom Graney | Conway Communications |
| Chief Executive Officer | Mary T. Conway |
| Tel: +32 16 75 13 10 | |
| [email protected] | " [email protected] |
| Michael Dillen | |
| Chief Business Officer | |
| Tel: +32 16 75 13 10 | |
| [email protected] | |
1. Artikel 14, eerste alinea, van de Wet van 2 mei 2007 betreffende de openbaarmaking van belangrijke deelnemingen.
BIJLAGE 1
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE PARTI |
|
|---|---|---|---|
| 1) Status of the notification | |||
| Final | |||
| 2) Issuer | |||
| Name OXURION Identification number 0881-620-924 |
|||
| 3) Reason for the notification | |||
| Acquisition or disposal of voting securities or voting rights Downward crossing of the lowest threshold |
|||
| 4) Notification by | |||
| A person that notifies alone | |||
| 5) Persons subject to the notification requirement | |||
| Name | Address (for legal entities) | ||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | ||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||
| Name | Address (for legal entities) | ||
| U persons referred to in Sections 5 and 6 |
Please continue entering the information in part II concerning the Part II |
||
| 7) Date on which the threshold is crossed | |||
| 13/11/2023 (DD/MM/YYYY) | |||
| 8) Threshold that is crossed (in %) | |||
| $\overline{\mathbf{3}}$ | |||
| v | If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 |
9) Denominator
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights % of voting rights |
||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Atlas Special Opportunities LLC | 232,919,254 | 0 | 0.00% | ||
| TOTAL | ٥ | O | 0.00% | 0.00% |
$\pm$
Start with "groups" of holders. Add subtotals with $\Sigma$ , and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will b
Sign Envelope ID: F1BD79BA-C3D9-4995-8CCF-60F38B4394FF
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the Instrument is exercised |
% of voting rights | Settlement | |
| ÷ | |||||||
| TOTAL | $\bullet$ | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 0.00% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | ||
|---|---|---|
12) In case of proxy voting for only one GM
| lder | to hold / ıgaın AALL |
on off voung ngr |
|
|---|---|---|---|
13) Additional information
| On 9 November 2023, Atlas Special Opportunities LLC held 157,227.832 shares in Oxurion NV (= 5.05%, with denominator = 3.112.043.514). On 10 November 2023, Atlas Special Opportunities LLC sold |
|---|
| 65,678,385 shares in Oxurion NV, as a result of which its shareholding decreased to 91,549,447 shares (= 2.94%, with denominator = 3,112,043,514). On 13 November 2023, Atlas Special Opportunities LLC sold |
| 91,549,447 shares in Oxurion NV, as a result of which its shareholding decreased to 0 shares (= 0.00%, with denominator = 3,112,043,514). |
| Done at New York | ||
|---|---|---|
| On | 17/11/2023 (DD/MM/YYYY) | |
| Name & capacity Patrick Vance, proxyholder |
Signature Patrick Vance
BIJLAGE 2
| FSMA FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE PARTI |
||
|---|---|---|---|
| 1) Status of the notification | |||
| Final | |||
| 2) Issuer | |||
| Name OXURION Identification number 0881-620-924 |
|||
| 3) Reason for the notification | |||
| Acquisition or disposal of voting securities or voting rights | $+1$ | ||
| 4) Notification by | |||
| A person that notifies alone | $+1$ | ||
| 5) Persons subject to the notification requirement | |||
| Name | Address (for legal entities) | ||
| ÷. | |||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||
| Name | Address (for legal entities) | ||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | ||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | ||
| 7) Date on which the threshold is crossed | |||
| 17/11/2023 (DD/MM/YYYY) | |||
| 8) Threshold that is crossed (in %) | |||
| u | If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 |
9) Denominator
3,489,458,972 Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Atlas Special Opportunities LLC | 0 | 241,545,893 | 6.92% | ||
| TOTAL | 241.545.893 | 6.92% | 0.00% |
$\pm$
Start with "groups" of holders. Add subtotals with $\Sigma$ , and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will b
gn Envelope ID: 7F03E731-92D9-4BC6-8FCE-52174CF89325
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| TOTAL | $\bf{0}$ | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 241,545,893 | 6.92% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | |
|---|---|
12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | ||
|---|---|---|
| Holder | will cease to hold / will hold again |
voting rights as of |
13) Additional information
| On 15 November 2023, Atlas Special Opportunities LLC purchased 135,869,565 shares in Oxurion NV, as a result of which its shareholding increased to 135,869,565 shares (= 4.18%, with denominator = 3.247.913.079). On 17 November 2023, Atlas Special Opportunities LLC purchased 241.545.893 shares in Oxurion NV, as a result of which its shareholding increased to 377.415.458 shares (= 10.82%, with denominator = 3,489,458,972). On the same day, Atlas Special Opportunities LLC sold 135,869,565 shares in Oxurion NV, as a result of which its shareholding decreased to 241,545,893 shares (= 6.92%, with denominator = $3.489.458.972$ ). |
|
|---|---|
| -- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
| On | 24/11/2023 (DD/MM/YYYY) | |
|---|---|---|
| Name & capacity Patrick Vance, proxyholder |
| Signature | CONTRACTOR $\overline{\phantom{a}}$ |
|---|---|
| BAZSESATA38F48C. The control of the control of the |