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Oxurion NV — Director's Dealing 2024
Jan 12, 2024
3987_mrq_2024-01-12_82876f33-542d-41e9-b9be-53677f3442f6.pdf
Director's Dealing
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Oxurion Receives Transparency Notification from Atlas Special Opportunities LLC
Leuven, BELGIUM – January 12, 2024 – 8:00 AM CET Oxurion NV (Euronext Brussels: OXUR), a biopharmaceutical company headquartered in Leuven, today announced that, pursuant to Belgian Transparency legislation1 it has received a transparency notification as follows:
Oxurion received a transparency notification on January 8, 2024, from Atlas Special Opportunities, LLC indicating that as of January 3, 2024, it held 104,273,585 shares of the then outstanding 3,489,458,972 shares, and therefore crossed below the threshold (3%) by virtue of the sale of voting securities. See Annex 1.
About Oxurion
Oxurion (Euronext Brussels: OXUR) is engaged in developing next-generation standard of care ophthalmic therapies for the treatment of retinal disease. Oxurion is based in Leuven, Belgium. More information is available at www.oxurion.com.
Important information about forward-looking statements
Certain statements in this press release may be considered "forward-looking". Such forward-looking statements are based on current expectations, and, accordingly, entail and are influenced by various risks and uncertainties. The Company therefore cannot provide any assurance that such forwardlooking statements will materialize and does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or any other reason. Additional information concerning risks and uncertainties affecting the business and other factors that could cause actual results to differ materially from any forward-looking statement is contained in the Company's Annual Report. This press release does not constitute an offer or invitation for the sale or purchase of securities or assets of Oxurion in any jurisdiction. No securities of Oxurion may be offered or sold within the United States without registration under the U.S. Securities Act of 1933, as amended, or in compliance with an exemption therefrom, and in accordance with any applicable U.S. state securities laws.
For further information please contact:
| Oxurion NV | US | |
|---|---|---|
| Pascal Ghoson | Conway Communications | |
| Chief Executive Officer | Mary T. Conway | |
| [email protected] | [email protected] | |
| __ |
- Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings.
ANNEX 1
| FSMA FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE PART I |
|||||
|---|---|---|---|---|---|---|
| 1) Status of the notification | ||||||
| Final | ||||||
| 2) Issuer | ||||||
| Name OXURION Identification number 0881-620-924 |
||||||
| 3) Reason for the notification | ||||||
| Acquisition or disposal of voting securities or voting rights Downward crossing of the lowest threshold |
||||||
| 4) Notification by | ||||||
| A person that notifies alone | $+$ | |||||
| 5) Persons subject to the notification requirement | ||||||
| Name | Address (for legal entities) | |||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | ||||||
| Name | Address (for legal entities) | |||||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | |||||
| Please continue entering the information in part II concerning the Part II persons referred to in Sections 5 and 6 |
||||||
| 7) Date on which the threshold is crossed | ||||||
| 03/01/2024 (DD/MM/YYYY) | ||||||
| 8) Threshold that is crossed (in %) | ||||||
| $\overline{3}$ | ||||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 |
9) Denominator
3,489,458,972 Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Atlas Special Opportunities LLC | 241.545.893 | 104.273.585 | 2.99% | 0.00% | |
| TOTAL | 104,273,585 | 2.99% |
Start with "groups" of holders. Add subtotals with $\Sigma$ , and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will b
$\pm$
Envelope ID: F5E0ECD7-DECC-47B6-8387-8DA993574BEB
B) Equivalent financial instruments After the transaction # of voting rights
that may be
acquired if the
instrument is
exercised Holders of equivalent
financial instruments Exercise period or
date Type of financial instrument Expiration date % of voting rights Settlement $\ddot{}$ TOTAL
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 104,273,585 | 2.99% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | ||
|---|---|---|
12) In case of proxy voting for only one GM
| (DD/MM/YYYY | |||
|---|---|---|---|
| Hold | will cease to hold / will hold again |
voting rights as of |
13) Additional information
| On 2 January 2024, Atlas Special Opportunities LLC sold 115,464,423 shares in Oxurion NV, as a result of which its shareholding decreased to 126,081,470 shares (= 3.61%, with denominator = 3,489,458,972). |
|---|
| On 3 January 2024, Atlas Special Opportunities LLC sold 21,807,885 shares in Oxurion NV, as a result of which its shareholding decreased to 104,273,585 shares (= 2.99%, with denominator = 3,489,458,972). |
| Done at New York | ||
|---|---|---|
| On | 04/01/2023 (DD/MM/YYYY) | |
| Name & capacity Patrick Vance, proxyholder |
Signature Patrick Vance