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Oxurion NV — Director's Dealing 2024
Feb 23, 2024
3987_mrq_2024-02-23_6666aab6-da22-4b95-b15c-f245d15c8650.pdf
Director's Dealing
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Oxurion ontvangt transparantiekennisgeving van Atlas Special Opportunities LLC
Leuven, BELGIË – 23 februari 2024 – 19u00 CET Oxurion NV (Euronext Brussel: OXUR), een biofarmaceutisch bedrijf met hoofdkantoor in Leuven, België, heeft vandaag aangekondigd dat het, in overeenstemming met de Belgische transparantiewetgeving1 , de volgende transparantiekennisgeving heeft ontvangen:
Oxurion ontving op 22 februari 2024 een eerste transparantiekennisgeving van Atlas Special Opportunities LLC waaruit blijkt dat het op 12 februari 2024 0 (nul) aandelen van de toen uitstaande 4.395.256.072 aandelen bezat en dus onder de onderdrempel (3%) kwam door de verkoop van stemrechtverlenende effecten. Zie bijlage 1.
Oxurion ontving op 22 februari 2024 een tweede transparantiekennisgeving van Atlas Special Opportunities LLC waaruit blijkt dat het op 15 februari 2024 543.478.260 aandelen van de toen uitstaande 4.938.734.332 aandelen bezat en dus boven de drempel (10%) kwam door de verwerving van stemrechtverlenende effecten. Zie bijlage 2.
Over Oxurion
Oxurion (Euronext Brussel: OXUR) houdt zich bezig met de ontwikkeling van de volgende generatie standaard oftalmologische therapieën voor de behandeling van netvliesaandoeningen. Oxurion is gevestigd in Leuven, België. Meer informatie is beschikbaar op www.oxurion.com.
Belangrijke informatie over toekomstgerichte verklaringen
Bepaalde verklaringen in dit persbericht kunnen als "toekomstgericht" worden beschouwd. Dergelijke toekomstgerichte verklaringen zijn gebaseerd op de huidige verwachtingen en brengen dienovereenkomstig verschillende risico's en onzekerheden met zich mee en worden ze beïnvloed. Het bedrijf kan daarom geen enkele garantie geven dat dergelijke toekomstgerichte verklaringen zullen materialiseren en aanvaardt geen enkele verplichting om een toekomstgerichte verklaring bij te werken of te herzien, hetzij als gevolg van nieuwe informatie, toekomstige gebeurtenissen of enige andere reden. Aanvullende informatie over risico's en onzekerheden die van invloed zijn op het bedrijf en andere factoren die ertoe kunnen leiden dat de werkelijke resultaten wezenlijk verschillen van een toekomstgerichte verklaring, is opgenomen in het jaarverslag van het bedrijf. Dit persbericht vormt geen aanbod of uitnodiging voor de verkoop of aankoop van effecten of activa van Oxurion in enig rechtsgebied. Er mogen geen effecten van Oxurion worden aangeboden of verkocht in de Verenigde Staten zonder registratie onder de U.S. Securities Act van 1933, zoals gewijzigd, of in overeenstemming met een vrijstelling daarvan, en in overeenstemming met toepasselijke Amerikaanse effectenwetten.
Voor meer informatie kunt u contact opnemen met:
Oxurion NV Pascal Ghoson Chief Executive Officer [email protected]
________
1. Artikel 14, eerste alinea, van de Wet van 2 mei 2007 betreffende de openbaarmaking van belangrijke deelnemingen.
BIJLAGE 1
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Form TR-1 BE PART I |
Transparency notification | ||||
|---|---|---|---|---|---|---|---|
| 1) Status of the notification | |||||||
| Final | |||||||
| 2) Issuer | |||||||
| ldentification number 0881-620-924 | Name OXURION | ||||||
| 3) Reason for the notification | |||||||
| Acquisition or disposal of voting securities or voting rights Downward crossing of the lowest threshold |
|||||||
| 4) Notification by | |||||||
| A person that notifies alone | |||||||
| 5) Persons subject to the notification requirement | |||||||
| Name | Address (for legal entities) | ||||||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | ||||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||||||
| Name | Address (for legal entities) | ||||||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | ||||||
| 7) Date on which the threshold is crossed | |||||||
| 12/02/2024 (DD/MM/YYYY) | |||||||
| 8) Threshold that is crossed (in %) | |||||||
| చి | |||||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||||||
| 9) Denominator | |||||||
| 4,395,256,072 | |||||||
| Please enter the denominator before filling in the data | |||||||
| 10) Notified details | |||||||
| A) Voting rights | Previous notification | After the transaction | |||||
| Holders of voting rights | # of voting rights | Linked to securities | # of voting rights Not linked to the |
Linked to securities | % of voting rights Not linked to the |
||
| Atlas Special Opportunities LLC | 400,163,227 | 0 | securities 0 |
0.00% | securities 0.00% |
DocuSign Envelope ID: 31CEA34F-8FF2 4C73 B3BE 2C80B3A91352
| B) Equivalent financial instruments | After the transaction | |||||||
|---|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| + | ||||||||
| TOTAL | ||||||||
| 10 | The totals will be updated once you have clicked on | |||||||
| TOTAL (A & B) | # of voting rights | % of voting rights | ||||||
| CALCULATE | 0 | 0.00% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | |||
|---|---|---|---|
12) In case of proxy voting for only one GM
| Holder | will cease to hold / will hold again |
(DD/MM/YYYY) voting rights as of |
|---|---|---|
| 13) Additional information | ||
| On 2 February 2024 (with setter of del 2012 (2012) 131 shares n Oxicon W, as a result in in the hardeding decreased of 33,830 shares (1.50%, denominator = 4,395,256,072). |
||
| Con 5 February 2024 with settement date on 17022041, Mas Special of Chirion N. as a result thinks stareholding decreased o 24,402,200 shares (1.38%, denominator = 4,395,256,072). |
||
| On T February 2024 with setter of date on 1902/22/24, Mar Special Operation NY, os a result of which is starenders of 5344,255 shares = 7.17%, denominator = 4,395,256,072). |
||
| On 8 February 2024 with settement at on 1202224 , Alas Special Open NY , as result of which its staresting decreased by shares ( 0.00%, denominator = 4,395,256,072). |
||
| Done at New York |

For security reasons, the unsigned form in xlsx format should be
transmitted to [email protected]. You can do this manually
OR if you have MS Outlook at your disposal via the "
In addition, a signed copy in PDE format should also be
transmitted.
BIJLAGE 2
uSign Envolope ID: 31CEA34F 8FF2-4C73 B3BE 2C80B3A91352
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Form TR-1 BE PART I |
Transparency notification | ||||
|---|---|---|---|---|---|---|---|
| 1) Status of the notification | |||||||
| Final | |||||||
| 2) Issuer | |||||||
| Name OXURION | |||||||
| ldentification number 0881-620-924 | |||||||
| 3) Reason for the notification | |||||||
| Acquisition or disposal of voting securities or voting rights | |||||||
| 4) Notification by | |||||||
| A person that notifies alone | |||||||
| 5) Persons subject to the notification requirement | |||||||
| Name | Address (for legal entities) | ||||||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | ||||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||||||
| Name | Address (for legal entities) | ||||||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | ||||||
| 7) Date on which the threshold is crossed | |||||||
| 15/02/2024 (DD/MM/YYYY) | |||||||
| 8) Threshold that is crossed (in %) | |||||||
| 10 | |||||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||||||
| 9) Denominator | |||||||
| 4,938,734,332 | |||||||
| Please enter the denominator before filling in the data | |||||||
| 10) Notified details | |||||||
| A) Voting rights | Previous notification | After the transaction | |||||
| Holders of voting rights | # of voting rights | Linked to securities | # of voting rights Not linked to the |
Linked to securities | % of voting rights Not linked to the |
||
| Atlas Special Opportunities LLC | 0 | 543,478,260 | securities 0 |
11.00% | securities 0.00% |
||
| TOTAL | 543,478,260 | 0 | 11.00% | 0.00% |
543,478,260 11, 2017 11:00 11, 0 11.00% 11.00% 11.00% 11.00% 11, 00.00% 11, 0 Start with "groups" of holders. Add subtotals with 27, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or leg
DocuSign Envolope ID: 31CEA34F-8FF2-4C73-B3BE 2C80B3A91352
| B) Equivalent financial instruments | After the transaction | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |||
| TOTAL | 0 | 0.00% | |||||||
| 10 | The totals will be updated once you have clicked on | ||||||||
| TOTAL (A & B) | # of voting rights | % of voting rights | |||||||
| CALCULATE | 543,478,260 | 11.00% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. |
|---|
| 12) In case of proxy voting for only one GM |
| (DD/MM/YYYY) will cease to hold / 0 Holder voting rights as of will hold again |
| 13) Additional information |
| On 13 February 2024 (with settlement date on 1502/2024), Alass Special Operation NY, as a result of which is shareholding increased o 5-13,70,260 shares (= 11.00%, denominator = 4,395,256,072) |
| Done at New York |
| On 19/02/2024 (DD/MM/YYYY) |
| Name & capacity Patrick Vance, proxyholder Patrick Vance Signature NUMBER |
| For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button. In addition, a signed copy in PDF format should also be transmitted. |