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Oxurion NV Director's Dealing 2024

Feb 29, 2024

3987_mrq_2024-02-29_3bf71a89-a037-4ba0-b22b-4cd088a2518a.pdf

Director's Dealing

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Oxurion Receives Transparency Notification from Atlas Special Opportunities LLC

Leuven, BELGIUM – February 29, 2024 – 07:00 PM CET Oxurion NV (Euronext Brussels: OXUR), a biopharmaceutical company headquartered in Leuven, today announced that, pursuant to Belgian Transparency legislation1 it has received transparency notifications as follows:

Oxurion received a first transparency notification on February 28, 2024, from Atlas Special Opportunities, LLC indicating that as of February 26, 2024, it held 199,000,000 shares of the then outstanding 4,938,734,332 shares, and therefore crossed below the threshold (5%) by virtue of the sale of voting securities. See Annex 1.

Oxurion received a second transparency notification on February 28, 2024, from Atlas Special Opportunities, LLC indicating that as of February 28, 2024, it held 90,986,568 shares of the then outstanding 4,938,734,332 shares, and therefore crossed below the threshold (3%) by virtue of the sale of voting securities. See Annex 2.

About Oxurion

Oxurion (Euronext Brussels: OXUR) is engaged in developing next-generation standard of care ophthalmic therapies for the treatment of retinal disease. Oxurion is based in Leuven, Belgium. More information is available at www.oxurion.com.

Important information about forward-looking statements

Certain statements in this press release may be considered "forward-looking". Such forward-looking statements are based on current expectations, and, accordingly, entail and are influenced by various risks and uncertainties. The Company therefore cannot provide any assurance that such forwardlooking statements will materialize and does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or any other reason. Additional information concerning risks and uncertainties affecting the business and other factors that could cause actual results to differ materially from any forward-looking statement is contained in the Company's Annual Report. This press release does not constitute an offer or invitation for the sale or purchase of securities or assets of Oxurion in any jurisdiction. No securities of Oxurion may be offered or sold within the United States without registration under the U.S. Securities Act of 1933, as amended, or in compliance with an exemption therefrom, and in accordance with any applicable U.S. state securities laws.

Oxurion NV Backstage Communication
Pascal Ghoson Jurgen Vluijmans
Chief Executive Officer Partner
[email protected] [email protected]

For further information please contact:

________

1. Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings.

ANNEX 1

FSMA FINANCIAL SERVICES AND
MARKETS AUTHORITY
Form TR-1 BE
PART I
Transparency notification
1) Status of the notification
Final
2) Issuer
Name OXURION
Identification number 0881-620-924
3) Reason for the notification
Acquisition or disposal of voting securities or voting rights
4) Notification by
A person that notifies alone
5) Persons subject to the notification requirement
Name Address (for legal entities)
Atlas Special Opportunities LLC 2500 Westchester Avenue, Suite 401, Purchase, NY 10577
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
Name Address (for legal entities)
o Please continue entering the information in part II concerning the
persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
26/02/2024 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
$\overline{5}$
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
4,938,734,332
Please enter the denominator before filling in the data
After the transaction
Previous notification
# of voting rights # of voting rights
Not linked to the
% of voting rights
Not linked to the
10) Notified details
A) Voting rights
Holders of voting rights
Linked to securities securities Linked to securities securities
Atlas Special Opportunities LLC 543,478,260
TOTAL
199,000,000
199,000,000
$\circ$
$\mathbf{0}$
4.03%
4.03%
0.00%

DocuSign Envelope ID: 1D16A25A-2D16-409A-9217-449C1A7BA072

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
$+1$
TOTAL $\Omega$ 0.00%
The totals will be updated once you have clicked on
Œ
TOTAL (A & B)
# of voting rights
% of voting rights
CALCULATE 199,000,000 4.03%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Atlas Special Opportunities LLC is not a controlled entity.
12) In case of proxy voting for only one GM
will cease to hold /
voting rights as of
Holder
will hold again
(DD/MM/YYYY)
13) Additional information
On 22 February 2024 (with settlement date on 26/02/2024), Atlas Special Opportunities LLC sold 344,478,260 shares in Oxurion NV, as a result of which its shareholding decreased to 199,000,000 shares (=
4.03%, denominator = 4,938,734,332).
Done at New York
On 27/02/2024 (DD/MM/YYYY)
Name & capacity Patrick Vance, proxyholder Signature

For security reasons, the unsigned form in xlsx format should be
transmitted to [email protected]. You can do this manually
OR if you have MS Outlook at your disposal via the "Save &
Send" button.

In addition, a signed copy in PDF format should also be
transmitted.

ANNEX 2

FSMA FINANCIAL SERVICES AND
MARKETS AUTHORITY
Form TR-1 BE
PART I
Transparency notification
1) Status of the notification
Final
2) Issuer
Name
Identification number 0881-620-924
OXURION
3) Reason for the notification
Acquisition or disposal of voting securities or voting rights
Downward crossing of the lowest threshold
4) Notification by
A person that notifies alone $+$
5) Persons subject to the notification requirement
Name Address (for legal entities)
Atlas Special Opportunities LLC 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 $+$
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
Name Address (for legal entities)
$+$
Please continue entering the information in part II concerning the
Part II
persons referred to in Sections 5 and 6
7) Date on which the threshold is crossed
28/02/2024 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
3
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
4,938,734,332
Please enter the denominator before filling in the data
10) Notified details
A) Voting rights Previous notification After the transaction
Holders of voting rights # of voting rights Linked to securities # of voting rights
Not linked to the
Linked to securities % of voting rights
Not linked to the
Atlas Special Opportunities LLC 199,000,000 90,986,568 securities
$\circ$
1.84% securities
0.00%
$\left. +\right\vert$
TOTAL 90,986,568 1.84%

DocuSign Envelope ID: 1D16A25A-2D16-409A-9217-449C1A7BA072

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
$+$
TOTAL
Œ The totals will be updated once you have clicked on
TOTAL (A & B) # of voting rights % of voting rights
CALCULATE 90,986,568 1.84%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Atlas Special Opportunities LLC is not a controlled entity.
12) In case of proxy voting for only one GM
Holder (DD/MM/YYYY)
will cease to hold /
voting rights as of
will hold again
13) Additional information
%, denominator = 4,938,734,332). On 26 February 2024 (with settlement date on 28/02/2024), Atlas Special Opportunities LLC sold 108,013,432 shares in Oxurion NV, as a result of which its shareholding decreased to 90,986,568 shares (= 1.84
Done at New York
28/02/2024
On
(DD/MM/YYYY)
Name & capacity Patrick Vance, proxyholder Signature
For security reasons, the unsigned form in xlsx format should be
transmitted to [email protected]. You can do this manually
OR if you have MS Outlook at your disposal via the "Save &
Send" button.
In addition, a signed copy in PDF format should also be
transmitted.