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Oxurion NV — Director's Dealing 2024
Feb 29, 2024
3987_mrq_2024-02-29_3bf71a89-a037-4ba0-b22b-4cd088a2518a.pdf
Director's Dealing
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Oxurion Receives Transparency Notification from Atlas Special Opportunities LLC
Leuven, BELGIUM – February 29, 2024 – 07:00 PM CET Oxurion NV (Euronext Brussels: OXUR), a biopharmaceutical company headquartered in Leuven, today announced that, pursuant to Belgian Transparency legislation1 it has received transparency notifications as follows:
Oxurion received a first transparency notification on February 28, 2024, from Atlas Special Opportunities, LLC indicating that as of February 26, 2024, it held 199,000,000 shares of the then outstanding 4,938,734,332 shares, and therefore crossed below the threshold (5%) by virtue of the sale of voting securities. See Annex 1.
Oxurion received a second transparency notification on February 28, 2024, from Atlas Special Opportunities, LLC indicating that as of February 28, 2024, it held 90,986,568 shares of the then outstanding 4,938,734,332 shares, and therefore crossed below the threshold (3%) by virtue of the sale of voting securities. See Annex 2.
About Oxurion
Oxurion (Euronext Brussels: OXUR) is engaged in developing next-generation standard of care ophthalmic therapies for the treatment of retinal disease. Oxurion is based in Leuven, Belgium. More information is available at www.oxurion.com.
Important information about forward-looking statements
Certain statements in this press release may be considered "forward-looking". Such forward-looking statements are based on current expectations, and, accordingly, entail and are influenced by various risks and uncertainties. The Company therefore cannot provide any assurance that such forwardlooking statements will materialize and does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or any other reason. Additional information concerning risks and uncertainties affecting the business and other factors that could cause actual results to differ materially from any forward-looking statement is contained in the Company's Annual Report. This press release does not constitute an offer or invitation for the sale or purchase of securities or assets of Oxurion in any jurisdiction. No securities of Oxurion may be offered or sold within the United States without registration under the U.S. Securities Act of 1933, as amended, or in compliance with an exemption therefrom, and in accordance with any applicable U.S. state securities laws.
| Oxurion NV | Backstage Communication |
|---|---|
| Pascal Ghoson | Jurgen Vluijmans |
| Chief Executive Officer | Partner |
| [email protected] | [email protected] |
For further information please contact:
________
1. Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings.
ANNEX 1
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Form TR-1 BE PART I |
Transparency notification | ||
|---|---|---|---|---|---|
| 1) Status of the notification | |||||
| Final | |||||
| 2) Issuer | |||||
| Name OXURION | |||||
| Identification number 0881-620-924 | |||||
| 3) Reason for the notification | |||||
| Acquisition or disposal of voting securities or voting rights | |||||
| 4) Notification by | |||||
| A person that notifies alone | |||||
| 5) Persons subject to the notification requirement | |||||
| Name | Address (for legal entities) | ||||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | ||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||||
| Name | Address (for legal entities) | ||||
| o | Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | |||
| 7) Date on which the threshold is crossed | |||||
| 26/02/2024 (DD/MM/YYYY) | |||||
| 8) Threshold that is crossed (in %) | |||||
| $\overline{5}$ | |||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||||
| 9) Denominator | |||||
| 4,938,734,332 | |||||
| Please enter the denominator before filling in the data | |||||
| After the transaction | |||||
| Previous notification | |||||
| # of voting rights | # of voting rights Not linked to the |
% of voting rights Not linked to the |
|||
| 10) Notified details A) Voting rights Holders of voting rights |
Linked to securities | securities | Linked to securities | securities | |
| Atlas Special Opportunities LLC | 543,478,260 TOTAL |
199,000,000 199,000,000 |
$\circ$ $\mathbf{0}$ |
4.03% 4.03% |
0.00% |
DocuSign Envelope ID: 1D16A25A-2D16-409A-9217-449C1A7BA072
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| $+1$ | |||||||
| TOTAL | $\Omega$ | 0.00% | |||||
| The totals will be updated once you have clicked on Œ |
|||||||
| TOTAL (A & B) # of voting rights % of voting rights |
|||||||
| CALCULATE | 199,000,000 | 4.03% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | |
|---|---|
| 12) In case of proxy voting for only one GM will cease to hold / voting rights as of Holder will hold again |
(DD/MM/YYYY) |
| 13) Additional information On 22 February 2024 (with settlement date on 26/02/2024), Atlas Special Opportunities LLC sold 344,478,260 shares in Oxurion NV, as a result of which its shareholding decreased to 199,000,000 shares (= 4.03%, denominator = 4,938,734,332). |
|
| Done at New York | ||
|---|---|---|
| On | 27/02/2024 (DD/MM/YYYY) | |
| Name & capacity Patrick Vance, proxyholder | Signature |
For security reasons, the unsigned form in xlsx format should be
transmitted to [email protected]. You can do this manually
OR if you have MS Outlook at your disposal via the "Save &
Send" button.
In addition, a signed copy in PDF format should also be
transmitted.
ANNEX 2
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Form TR-1 BE PART I |
Transparency notification | ||||
|---|---|---|---|---|---|---|---|
| 1) Status of the notification | |||||||
| Final | |||||||
| 2) Issuer | |||||||
| Name Identification number 0881-620-924 |
OXURION | ||||||
| 3) Reason for the notification | |||||||
| Acquisition or disposal of voting securities or voting rights | |||||||
| Downward crossing of the lowest threshold | |||||||
| 4) Notification by | |||||||
| A person that notifies alone | $+$ | ||||||
| 5) Persons subject to the notification requirement | |||||||
| Name | Address (for legal entities) | ||||||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | $+$ | |||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||||||
| Name | Address (for legal entities) | ||||||
| $+$ | |||||||
| Please continue entering the information in part II concerning the Part II persons referred to in Sections 5 and 6 |
|||||||
| 7) Date on which the threshold is crossed | |||||||
| 28/02/2024 (DD/MM/YYYY) | |||||||
| 8) Threshold that is crossed (in %) | |||||||
| 3 | |||||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||||||
| 9) Denominator | |||||||
| 4,938,734,332 | |||||||
| Please enter the denominator before filling in the data | |||||||
| 10) Notified details | |||||||
| A) Voting rights | Previous notification | After the transaction | |||||
| Holders of voting rights | # of voting rights | Linked to securities | # of voting rights Not linked to the |
Linked to securities | % of voting rights Not linked to the |
||
| Atlas Special Opportunities LLC | 199,000,000 | 90,986,568 | securities $\circ$ |
1.84% | securities 0.00% |
$\left. +\right\vert$ | |
| TOTAL | 90,986,568 | 1.84% |
DocuSign Envelope ID: 1D16A25A-2D16-409A-9217-449C1A7BA072
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| $+$ | |||||||
| TOTAL | |||||||
| Œ | The totals will be updated once you have clicked on | ||||||
| TOTAL (A & B) | # of voting rights | % of voting rights | |||||
| CALCULATE | 90,986,568 | 1.84% | |||||
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | |
|---|---|
| 12) In case of proxy voting for only one GM | |
| Holder | (DD/MM/YYYY) will cease to hold / voting rights as of will hold again |
| 13) Additional information | |
| %, denominator = 4,938,734,332). | On 26 February 2024 (with settlement date on 28/02/2024), Atlas Special Opportunities LLC sold 108,013,432 shares in Oxurion NV, as a result of which its shareholding decreased to 90,986,568 shares (= 1.84 |
| Done at New York | |
| 28/02/2024 On |
(DD/MM/YYYY) |
| Name & capacity Patrick Vance, proxyholder | Signature |
| For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button. In addition, a signed copy in PDF format should also be transmitted. |