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Oxurion NV — Director's Dealing 2024
Oct 2, 2024
3987_mrq_2024-10-02_c30c9f09-a276-432b-997b-8ff9b904241b.pdf
Director's Dealing
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Oxurion Receives Transparency Notifications from Atlas Special Opportunities LLC
Leuven, BELGIUM – October 2, 2024 – 06:00 PM CET - Oxurion NV (Euronext Brussels: OXUR), a biopharmaceutical company headquartered in Leuven, today announced that, pursuant to Belgian Transparency legislation1 it has received a transparency notifications as follows:
Oxurion received a transparency notification on September 30, 2024, from Atlas Special Opportunities, LLC indicating that as of September 24, 2024, it held 246,783 shares of the then outstanding 1,549,709 shares, and therefore crossed above the threshold (15%) by virtue of the purchase of voting securities. See Annex 1.
Oxurion received a transparency notification on September 30, 2024, from Atlas Special Opportunities, LLC indicating that as of September 26, 2024, it held 231,254 shares of the then outstanding 1,549,709 shares, and therefore crossed below the threshold (15%) by virtue of the sale of voting securities. See Annex 2.
Oxurion received a transparency notification on October 2, 2024, from Atlas Special Opportunities, LLC indicating that as of October 2, 2024, it held 121,000 shares of the then outstanding 1,549,709 shares, and therefore crossed below the threshold (10%) by virtue of the sale of voting securities. See Annex 3.
About Oxurion
Oxurion (Euronext Brussels: OXUR) is engaged in developing next-generation standard of care ophthalmic therapies for the treatment of retinal disease. Oxurion is based in Leuven, Belgium. More information is available at www.oxurion.com.
Important information about forward-looking statements
Certain statements in this press release may be considered "forward-looking". Such forward-looking statements are based on current expectations, and, accordingly, entail and are influenced by various risks and uncertainties. The Company therefore cannot provide any assurance that such forward-looking statements will materialize and does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or any other reason. Additional information concerning risks and uncertainties affecting the business and other factors that could cause actual results to differ materially from any forwardlooking statement is contained in the Company's Annual Report. This press release does not constitute an offer or invitation for the sale or purchase of securities or assets of Oxurion in any jurisdiction. No securities of Oxurion may be offered or sold within the United States without registration under the U.S. Securities Act of 1933, as amended, or in compliance with an exemption therefrom, and in accordance with any applicable U.S. state securities laws.
For further information please contact:
Oxurion NV Pascal Ghoson Chief Executive Officer [email protected]
________
1. Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings.
ANNEX 1
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE PART I |
|||
|---|---|---|---|---|---|
| 1) Status of the notification | |||||
| Final | |||||
| 2) Issuer | |||||
| ldentification number 0881-620-924 | Name OXURION | ||||
| 3) Reason for the notification | |||||
| Acquisition or disposal of voting securities or voting rights | |||||
| 4) Notification by | |||||
| A person that notifies alone | |||||
| 5) Persons subject to the notification requirement | |||||
| Name | Address (for legal entities) | ||||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | ||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||||
| Name | Address (for legal entities) | ||||
| 2 | Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | |||
| 7) Date on which the threshold is crossed | |||||
| 24/09/2024 (DD/MM/YYYY) | |||||
| 8) Threshold that is crossed (in %) | |||||
| 15 | |||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||||
| 9) Denominator | |||||
| 1,549,709 | |||||
| Please enter the denominator before filling in the data | |||||
| 10) Notified details | |||||
| A) Voting rights | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
||
| Atlas Special Opportunities LLC | 33,339 | 246,783 | 15.92% | |||
| TOTAL | 246.783 | 0 | 15.92% | 0.00% |
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| + | |||||||
| TOTAL | 0 | 0.00% | |||||
| P | The totals will be updated once you have clicked on |
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 246,783 | 15.92% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | |
|---|---|
| 12) In case of proxy voting for only one GM | |
| (DD/MM/YYYY) | |
| will cease to hold / 0 voting rights as of Holder will hold again |
|
| 13) Additional information | |
| On 23 September 2024 with settlement do any and Oppricalities LC aquired 213,444 shares in Curion NV, as a result of which is stares in 240,73 shares (1 15.92%, denominator = 1,549,709). |
|
| Done at New York | |
|---|---|
| On | 30/09/2024 (DD/MM/YYYY) |
| Name & capacity Patrick Vance, Proxyholder | Patvick: Varie Signature |
For security reasons, the unsigned form in xlsx format should be
transmitted to [email protected]. You can do this manually
OR if you have MS Outlook at your disposal via the "
In addition, a signed copy in PDE format should also be
transmitted.
ANNEX 2
| FSMA FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE PART I |
|
|---|---|---|
| 1) Status of the notification | ||
| Final | ||
| 2) Issuer | ||
| Name OXURION ldentification number 0881-620-924 |
||
| 3) Reason for the notification | ||
| Acquisition or disposal of voting securities or voting rights | ||
| 4) Notification by | ||
| A person that notifies alone | ||
| 5) Persons subject to the notification requirement | ||
| Name | Address (for legal entities) | |
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | |
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | ||
| Name | Address (for legal entities) | |
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 B |
Part II | |
| 7) Date on which the threshold is crossed | ||
| 26/09/2024 (DD/MM/YYYY) | ||
| 8) Threshold that is crossed (in %) | ||
| 15 | ||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | ||
| 9) Denominator | ||
| 1,549,709 | ||
| Please enter the denominator before filling in the data | ||
| 10) Notified details |
| A) Voting rights Previous notification |
After the transaction | ||||
|---|---|---|---|---|---|
| # of voting rights # of voting rights |
% of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Atlas Special Opportunities LLC | 246,783 | 231,254 | 14.92% | ||
| TOTAL | 231.254 | 0 | 14.92% | 0.00% |
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| + | |||||||
| TOTAL | 0 | 0.00% | |||||
| P The totals will be updated once you have clicked on |
| TOTAL (A & B) | # of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 231,254 | 14.92% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | ||||
|---|---|---|---|---|
| 12) In case of proxy voting for only one GM | ||||
| Holder | will cease to hold / will hold again |
0 | (DD/MM/YYYY) voting rights as of |
|
| 13) Additional information | ||||
| 14.92%, denominator = 1,549,709). | On 24 September 2024 (with setterier 2024), Atlas Special Opportunities LC sold 15,29 stares in Ourion NV, as a result of which its stareholing decreased a 23,254 shares (= | |||
| Done at New York | ||||
| On | 30/09/2024 (DD/MMYYYY) | |||
| Name & capacity Patrick Vance, Proxyholder | Signature | Signed by Patvick Vance 948C4780005442 |
||
For security reasons, the unsigned form in xlsx format should be
transmitted to trp.fin@fsma_be. You can do this manually
OR if you have MS Outlook at your disposal via th
In addition, a signed copy in PDF format should also be
transmitted.
ANNEX 3
| 1) Status of the notification Final 2) Issuer Name OXURION ldentification number 0881-620-924 3) Reason for the notification Acquisition or disposal of voting securities or voting rights 4) Notification by A person that notifies alone 5) Persons subject to the notification requirement Name Address (for legal entities) 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 Atlas Special Opportunities LLC 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) Name Address (for legal entities) Please continue entering the information in part II concerning the Part II 2 persons referred to in Sections 5 and 6 7) Date on which the threshold is crossed 02/10/2024 (DD/MM/YYYY) 8) Threshold that is crossed (in %) 10 If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 |
FSMA Transparency notification Form TR-1 BE FINANCIAL SERVICES AND PART I MARKETS AUTHORITY |
|
|---|---|---|
| 9) Denominator | ||
| 1,549,709 | ||
| Please enter the denominator before filling in the data | ||
| 10) Notified details |
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Atlas Special Opportunities LLC | 231.254 | 121.000 | 7.81% | ||
| TOTAL | 121,000 | 0 | 7.81% | 0.00% |
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| + | |||||||
| TOTAL | 0 | 0.00% | |||||
| The totals will be updated once you have clicked on P |
|||||||
| TOTAL (A & B) | # of voting rights | % of voting rights |
CALCULATE
121,000
7.81%
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | |||||
|---|---|---|---|---|---|
| 12) In case of proxy voting for only one GM | |||||
| Holder | will cease to hold / will hold again |
0 | voting rights as of | (DD/MM/YYYY) | |
| 13) Additional information | |||||
| 13.77%, denominator = 1,549,709). 13.00%, denominator = 1,549,709). 12.26%, denominator = 1,549,709). denominator = 1,549,709). |
On 25 September 2024, Nas Special Openinies LC sol 17, 10 Stares in Orunn N. as result which its stressed by 21, 44 shares = On 25 September 2024 (with settener date on 27 September LC sold 1,961 shares in Oruinn N. as a result of which its starebring decreased b 20143 share= On 26 September 2024 with still on 30 September 2024, Mas Special Opportunities LC sold 1 with its stranbling becreased b 190,000 starse (a 190,000 starse (a On 30 Section of the etterner date on 2 October 2024, Atlas Special Operation N. as a result of which its starest of 121,000 stares (-7 1% |
||||
| Done at New York | |||||
| On | 02/10/2024 (DD/MMYYYY) | ||||
| Name & capacity Patrick Vance, Proxyholder | Signature Signature | -Signed by Patrile Vasse -9A8C4789B05442E |
|||
For security reasons, the unsigned form in xlsx format should be
transmitted to [email protected]. You can do this manually
OR if you have MS Outlook at your disposal via th
In addition, a signed copy in PDE format should also be
transmitted.