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Oxurion NV — Director's Dealing 2023
Apr 14, 2023
3987_mrq_2023-04-14_28aea5ff-8181-4cdc-b98f-e47775663518.pdf
Director's Dealing
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Oxurion Receives Transparency Notification from Atlas Special Opportunities LLC
Leuven, BELGIUM, Boston, MA, US – April 14, 2023 – 7.00 PM CET Oxurion NV (Euronext Brussels: OXUR) a biopharmaceutical company developing next generation standard of care ophthalmic therapies, with clinical stage assets in vascular retinal disorders, today announced that, pursuant to Belgian Transparency legislation1 it has received a transparency notification as follows:
Oxurion received a transparency notification on April 12, 2023 from Atlas Special Opportunities LLC indicating that as of April 11, 2023, it held 26,728,439 shares of the then outstanding 632,659,186 shares, and therefore crossed above the threshold (3%) by virtue of acquisition of voting securities. See Annex 1
About Oxurion
Oxurion (Euronext Brussels: OXUR) is a biopharmaceutical company developing next generation standard of care ophthalmic therapies, which are designed to improve and better preserve vision in patients with retinal disorders including diabetic macular edema (DME), the leading cause of vision loss in working-age people, as well as other conditions. Oxurion intends to play an important role in the treatment of retinal disorders, including the successful development of THR-149, its novel therapeutic for the treatment of DME. THR-149 is a potent plasma kallikrein inhibitor being developed as a potential new standard of care for the up to 50% of DME patients showing suboptimal response to anti-VEGF therapy. Oxurion is headquartered in Leuven, Belgium, with corporate operations in Boston, MA. More information is available at www.oxurion.com.
Important information about forward-looking statements
Certain statements in this press release may be considered "forward-looking". Such forward-looking statements are based on current expectations, and, accordingly, entail and are influenced by various risks and uncertainties. The Company therefore cannot provide any assurance that such forwardlooking statements will materialize and does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or any other reason. Additional information concerning risks and uncertainties affecting the business and other factors that could cause actual results to differ materially from any forward-looking statement is contained in the Company's Annual Report. This press release does not constitute an offer or invitation for the sale or purchase of securities or assets of Oxurion in any jurisdiction. No securities of Oxurion may be offered or sold within the United States without registration under the U.S. Securities Act of 1933, as amended, or in compliance with an exemption therefrom, and in accordance with any applicable U.S. state securities laws.
For further information please contact:
________
| Oxurion NV | US |
|---|---|
| Tom Graney | Conway Communications |
| Chief Executive Officer | Mary T. Conway |
| Tel: +32 16 75 13 10 | [email protected] |
| " [email protected] | |
| ICR Westwicke | |
| Michael Dillen | Christopher Brinzey |
| Chief Business Officer | Tel: +1 617 835 9304 |
| Tel: +32 16 75 13 10 | [email protected] |
| [email protected] | |
- Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings.
ANNEX 1
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE PART I |
|
|---|---|---|---|
| 1) Status of the notification | |||
| Final | |||
| 2) Issuer | |||
| OXURION Name 0881-620-924 Identification number |
|||
| 3) Reason for the notification | |||
| Acquisition or disposal of voting securities or voting rights | $\pm$ | ||
| 4) Notification by | |||
| A person that notifies alone | $+$ | ||
| 5) Persons subject to the notification requirement | |||
| Name | Address (for legal entities) | ||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | ||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||
| Name | Address (for legal entities) | ||
| persons referred to in Sections 5 and 6 | Please continue entering the information in part II concerning the Part II |
||
| 7) Date on which the threshold is crossed | |||
| 05/04/2023 (DD/MM/YYYY) | |||
| 8) Threshold that is crossed (in %) | |||
| $\ensuremath{\mathsf{3}}$ | |||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 |
9) Denominator
632,659,186 Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights % of voting rights |
||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| Atlas Special Opportunities LLC | 7.055.741 | 26.728.439 | $\Omega$ | 4.22% | 0.00% |
| TOTAL | 26,728,439 | o | 4.22% | 0.00% |
Start with "groups" of holders. Add subtotals with $\Sigma$ , and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will b
$\pm$
B) Equivalent financial instruments After the transaction # of voting rights
that may be
acquired if the
instrument is
exercised Holders of equivalent
financial instruments Exercise period or
date Type of financial instrument Expiration date % of voting rights Settlement $\ddot{}$ TOTAL $\bullet$ $0.00%$ The totals will be updated once you have clicked on TOTAL (A & B) # of voting rights % of voting rights CALCULATE 26,728,439 4.22%
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Atlas Special Opportunities LLC is not a controlled entity. | |||
|---|---|---|---|
12) In case of proxy voting for only one GM
| Holder | will cease to hold / will hold again |
voting rights as of | |
|---|---|---|---|
13) Additional information
| Done at New York | |||
|---|---|---|---|
| On | 11/04/2024 (DD/MM/YYYY) | ||
| Name & capacity Patrick Vance, proxyholder | Signature | -DocuSigned by Patrick Vance _________ |