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Oxurion NV — Director's Dealing 2023
Apr 24, 2023
3987_mrq_2023-04-24_bcc721ab-980c-4196-a251-9771f87f08df.pdf
Director's Dealing
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Oxurion Receives Transparency Notifications from Atlas Special Opportunities LLC
April 24, 2023
Regulated Information
Leuven, BELGIUM, Boston, MA, US – April 24, 2023 – 8.00 PM CET Oxurion NV (Euronext Brussels: OXUR) a biopharmaceutical company developing next generation standard of care ophthalmic therapies, with clinical stage assets in vascular retinal disorders, today announced that, pursuant to Belgian Transparency legislation1 it has received transparency notifications as follows:
Oxurion received a transparency notification on April 14, 2023, from Atlas Special Opportunities LLC indicating that as of March 23, 2023, it held 11,055,598 shares of the then outstanding 603,716,557 shares, and therefore crossed below the threshold (3%) by virtue of sale of voting securities. See Annex 1.
Oxurion received a transparency notification on April 19, 2023, from Atlas Special Opportunities LLC indicating that as of March 30, 2023, it held 7,055,741 shares of the then outstanding 632,659,186 shares, and therefore crossed below the threshold (3%) by virtue of sale of voting securities. See Annex 2.
Oxurion received a transparency notification on April 14, 2023, from Atlas Special Opportunities LLC indicating that as of April 12, 2023, it held 15,407,185 shares of the then outstanding 659,387,625 shares, and therefore crossed below the threshold (3%) by virtue of sale of voting securities. See Annex 3.
In addition, on April 14, 2021, Oxurion announced the receipt on April 12, 2023, of a transparency notification from Atlas Special Opportunities LLC indicating that as of April 11, 2023, Atlas held 26,728,439 shares of the then outstanding 632,659,186 shares and therefore had crossed above the threshold (3%) by virtue of the acquisition of voting securities. The correct transaction date for this notice was however April 5, 2023. See Annex 4.
About Oxurion
Oxurion (Euronext Brussels: OXUR) is a biopharmaceutical company developing next generation standard of care ophthalmic therapies, which are designed to improve and better preserve vision in patients with retinal disorders including diabetic macular edema (DME), the leading cause of vision loss in working-age people, as well as other conditions. Oxurion intends to play an important role in the treatment of retinal disorders, including the successful development of THR-149, its novel therapeutic for the treatment of DME. THR-149 is a potent plasma kallikrein inhibitor being developed as a potential new standard of care for the up to 50% of DME patients showing suboptimal response to anti-VEGF therapy. Oxurion is headquartered in Leuven, Belgium, with corporate operations in Boston, MA. More information is available at www.oxurion.com.
Important information about forward-looking statements
Certain statements in this press release may be considered "forward-looking". Such forward-looking statements are based on current expectations, and, accordingly, entail and are influenced by various risks and uncertainties. The Company therefore cannot provide any assurance that such forward-looking statements will materialize and does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or any other reason. Additional information concerning risks and uncertainties affecting the business and other factors that could cause actual results to differ materially from any forward-looking statement is contained in the Company's Annual Report. This press release does not constitute an offer or invitation for the sale or purchase of securities or assets of Oxurion in any jurisdiction. No securities of Oxurion may be offered or sold within the United States without registration under the U.S. Securities Act of 1933, as amended, or in compliance with an exemption therefrom, and in accordance with any applicable U.S. state securities laws.
For further information please contact:
| Oxurion NV Tom Graney |
US Conway Communications |
|---|---|
| Chief Executive Officer | Mary T. Conway |
| Tel: +32 16 75 13 10 | [email protected] |
| " [email protected] | |
| ICR Westwicke Christopher Brinzey |
|
| Michael Dillen | Tel: +1 617 835 9304 |
| Chief Business Officer | [email protected] |
| Tel: +32 16 75 13 10 | |
| [email protected] |
- Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings.
ANNEX 1
________
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE PART I |
|||
|---|---|---|---|---|---|
| 1) Status of the notification | |||||
| Final | |||||
| 2) Issuer | |||||
| Name OXURION Identification number 0881-620-924 |
|||||
| 3) Reason for the notification | |||||
| Downward crossing of the lowest threshold | |||||
| Acquisition or disposal of voting securities or voting rights | |||||
| 4) Notification by | |||||
| A person that notifies alone | |||||
| 5) Persons subject to the notification requirement | |||||
| Name Atlas Special Opportunities LLC |
Address (for legal entities) 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 |
||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||||
| Name | Address (for legal entities) | ||||
| D persons referred to in Sections 5 and 6 |
Please continue entering the information in part II concerning the Part II |
||||
| 7) Date on which the threshold is crossed | |||||
| 23/03/2023 (DD/MM/YYYY) | |||||
| 8) Threshold that is crossed (in %) | |||||
| 3 | |||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 |
9) Denominator
603,716,557 Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights % of voting rights |
||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| Atlas Special Opportunities LLC | 11,055,598 | 1.83% | |||
| TOTAL | 11,055,598 | 1.83% |

Start with "groups" of holders. Add subtotals with 21, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or leg
ıcuSign Envelope ID: 5ACB4DC9-94CD-4E31-A36F-77D195306A48
L
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| + | |||||||
| TOTAL |
The totals will be updated once you have clicked on
| OTAL (A & B) | # of voting rights % of voting rights | |
|---|---|---|
| CALCULATE 11,055,598 | 1.83% |
| Atlas Special Opportunities LLC is not a controlled entity. | |
|---|---|
12) In case of proxy voting for only one GM
| Holder | will cease to hold / will hold again |
(DD/MM/YYYY) voting rights as of |
|---|---|---|
| 13) Additional information | ||
| On 22/03/2023, Atlas Special Opportunities LLC acquired 19,013,817 shares in Oxurion NV. |
| Done at New York | ||
|---|---|---|
| On | 11/04/2023 | (DD/MMYYYY) |
| Name & capacity Patrick Vance, proxyholder |
| - Decedigned by Signature Patnek Vance |
|
|---|---|
| -523422378265440 |
ANNEX 2
| SMA FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE PART I |
||
|---|---|---|---|
| 1) Status of the notification | |||
| Final | |||
| 2) Issuer | |||
| Name OXURION | |||
| Identification number 0881-620-924 | |||
| 3) Reason for the notification | |||
| Downward crossing of the lowest threshold | |||
| Acquisition or disposal of voting securities or voting rights | |||
| 4) Notification by | |||
| A person that notifies alone | |||
| 5) Persons subject to the notification requirement | |||
| Name | Address (for legal entities) | ||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | ||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||
| Name | Address (for legal entities) | ||
| P | Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | |
| 7) Date on which the threshold is crossed | |||
| 30/03/2023 (DD/MM/YYYY) | |||
| 8) Threshold that is crossed (in %) | |||
| 3 | |||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 |
632,659,186 Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| Atlas Special Opportunities LLC | 11,055,598 | 7,055,741 | 0 | 1.12% | 0.00% |
| TOTAL | 7,055,741 | 1.12% |
+
Start with "groups" of holders. Add subtotals with 2, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or le
uSign Envelope ID: E351CCC3-143D-4DA4-902E-6FDE34E11348
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| + | |||||||
| TOTAL |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 7,055,741 | 1.12% |
| Atlas Special Opportunities LLC is not a controlled entity. | |||
|---|---|---|---|
12) In case of proxy voting for only one GM
| Holder | will cease to hold / 0 will hold again |
(DD/MM/YYYY) voting rights as of |
|---|---|---|
| 13) Additional information | ||
| On 28/03/2023, Atlas Special Opportunities LLC acquired 28,942,629 shares in Oxurion NV. |
| Done at New York | ||
|---|---|---|
| On | 12/04/2023 (DD/MMYYYYY) | |
| Name & capacity Patrick Vance, proxyholder |
| 16 1 11 11 11 4 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 11 Signature Patrick Varie |
|
|---|---|
| -5534B237B29544C |
ANNEX 3
| FSMA FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE PART I |
|||
|---|---|---|---|---|
| 1) Status of the notification | ||||
| Final | ||||
| 2) Issuer | ||||
| Name OXURION Identification number 0881-620-924 |
||||
| 3) Reason for the notification | ||||
| Acquisition or disposal of voting securities or voting rights | ||||
| Downward crossing of the lowest threshold | ||||
| 4) Notification by | ||||
| A person that notifies alone | ||||
| 5) Persons subject to the notification requirement | ||||
| Name | Address (for legal entitles) | |||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | |||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | ||||
| Name | Address (for legal entities) | |||
| S | Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 | Part II | ||
| 7) Date on which the threshold is crossed | ||||
| 12/04/2023 (DD/MM/YYYY) | ||||
| 8) Threshold that is crossed (in %) | ||||
| 3 | ||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 |

10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| Atlas Special Opportunities LLC | 26.728.439 | 15,407,185 | O | 2.34% | 0.00% |
| TOTAL | 15,407,185 | 2.34% |
Start with "groups" of holders. Add subtotals with 2, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or leg
+
cuSign Envelope ID: 5C26C860-4988-49C9-8F84-2A5350A142D0
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial Instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the Instrument is exercised |
% of voting rights | Settlement | |
| + | |||||||
| TOTAL |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 15,407,185 | 2.34% |

12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | |||
|---|---|---|---|
| Holder | will cease to hold / will hold again |
voting rights as of | |
13) Additional information
| ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ | ||
|---|---|---|
| Done at New York | |||
|---|---|---|---|
| Ôn | 13/04/2023 (DD/MM/YYYY) | ||
| Name & capacity Patrick Vance, proxyholder | Signature | - Duest deglion 1577 Patrick Vance - 553492378295440 |
ANNEX 4
| FSMA FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE PART I |
||||
|---|---|---|---|---|---|
| 1) Status of the notification | |||||
| Final 2) Issuer |
|||||
| Name OXURION ldentification number 0881-620-924 |
|||||
| 3) Reason for the notification | |||||
| Acquisition or disposal of voting securities or voting rights | |||||
| 4) Notification by | |||||
| A person that notifies alone | |||||
| 5) Persons subject to the notification requirement | |||||
| Name | Address (for legal entities) | ||||
| Atlas Special Opportunities LLC | 2500 Westchester Avenue, Suite 401, Purchase, NY 10577 | ||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||||
| Name | Address (for legal entities) | ||||
| D persons referred to in Sections 5 and 6 |
Please continue entering the information in part II concerning the Part II |
||||
| 7) Date on which the threshold is crossed | |||||
| 05/04/2023 (DD/MM/YYYY) | |||||
| 8) Threshold that is crossed (in %) | |||||
| 3 | |||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 |
9) Denominator

10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| Atlas Special Opportunities LLC | 7.055.741 | 26,728,439 | 0 | 4.22% | 0.00% |
| TOTAL | 26,728,439 | 0 | 4.22% | 0.00% |
+
Start with "groups" of holders. Add subtotals with Z, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or l
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| + | |||||||
| TOTAL | 0 | 0.00% |
| P | The totals will be updated once you have clicked on | |||
|---|---|---|---|---|
| TOTAL (A & B) | # of voting rights % of voting rights | |||
| CALCULATE | 26,728,439 | 4.22% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | |||
|---|---|---|---|
| Holder | will cease to hold / will hold again |
voting rights as of |
13) Additional information
| Done at New York | ||
|---|---|---|
| On | 11/04/2024 (DD/MM/YYYY) | |
| Name & capacity Patrick Vance, proxyholder |
| -Docu Signed by: Signature Patrick Vance |
|---|
| - 553482978266440 |
Attachments
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