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Oxurion NV — Director's Dealing 2022
Dec 13, 2022
3987_mrq_2022-12-13_e1403012-f3c2-4856-9c35-a3a67fe3e3b7.pdf
Director's Dealing
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Oxurion Receives Transparency Notifications from Negma Group
Leuven, BELGIUM, Boston, MA, US – December 13, 2022 – 7.00 PM CET Oxurion NV (Euronext Brussels: OXUR) a biopharmaceutical company developing next generation standard of care ophthalmic therapies, with clinical stage assets in vascular retinal disorders, today announced that, pursuant to Belgian Transparency legislation1 it has received transparency notifications as follows:
Oxurion received transparency notification on December 12 from Negma Group Ltd. indicating that as of December 6, it held 1,837,132 shares of the then outstanding 311,281,644 shares, and therefore crossed below the lowest (3%) threshold by virtue of disposal of voting securities. See Annex 1
Oxurion received transparency notification on December 6 from Negma Group Ltd. indicating that as of November 30, it held 35,890,875 shares of the then outstanding 290,273,241 shares, and therefore crossed below the 15% threshold by virtue of disposal of voting securities. See Annex 2
About Oxurion
Oxurion (Euronext Brussels: OXUR) is a biopharmaceutical company developing next generation standard of care ophthalmic therapies, which are designed to improve and better preserve vision in patients with retinal disorders including diabetic macular edema (DME), the leading cause of vision loss in working-age people, as well as other conditions. Oxurion intends to play an important role in the treatment of retinal disorders, including the successful development of THR-149, its novel therapeutic for the treatment of DME. THR-149 is a potent plasma kallikrein inhibitor being developed as a potential new standard of care for the up to 50% of DME patients showing suboptimal response to anti-VEGF therapy. Oxurion is headquartered in Leuven, Belgium, with corporate operations in Boston, MA. More information is available at www.oxurion.com.
Important information about forward-looking statements
Certain statements in this press release may be considered "forward-looking". Such forward-looking statements are based on current expectations, and, accordingly, entail and are influenced by various risks and uncertainties. The Company therefore cannot provide any assurance that such forwardlooking statements will materialize and does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or any other reason. Additional information concerning risks and uncertainties affecting the business and other factors that could cause actual results to differ materially from any forward-looking statement is contained in the Company's Annual Report. This press release does not constitute an offer or invitation for the sale or purchase of securities or assets of Oxurion in any jurisdiction. No securities of Oxurion may be offered or sold within the United States without registration under the U.S. Securities Act of 1933, as amended, or in compliance with an exemption therefrom, and in accordance with any applicable U.S. state securities laws.
For further information please contact:
________
| Oxurion NV | US |
|---|---|
| Tom Graney | Conway Communications |
| Chief Executive Officer | Beth Kurth |
| Tel: +32 16 75 13 10 | [email protected] |
| [email protected] | |
| Michael Dillen | ICR Westwicke |
| Chief Business Officer | Christopher Brinzey |
| Tel: +32 16 75 13 10 | Tel: +1 617 835 9304 |
| [email protected] | [email protected] |
- Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings.
${\bf ANNEX\,1}$
| FSMA FINANCIAL SERVICES AND MARKETS AUTHORITY |
Transparency notification Form TR-1 BE |
|---|---|
| 1) Status of the notification Final |
PART I |
| 2) Issuer Name OXURIDN Identification number (881-620-604) |
|
| 3) Reason for the notification | |
| Acquisition or disposal of voting securities or voting rights ble firent treating of the lawest threated. |
÷ |
| 4) Notification by | |
| A parent undertaking or a controlling person | |
| 5) Persons subject to the notification requirement | |
| Name | Address (for legal entitles) |
| uwww Ununur Group Investment Ltd. |
Unit 1 Level 28, ICO Brookfield Place, DIFC, Dubai (United Arab Emirates) |
| ynyn yr Greap Ltd. | Crugognigrofwmbers, Road Town, Toriola, VG 1110 (British Virgin $i$ and $i$ |
| 6) Persons that dispose of voting rights (wivtobefied in East. 7 of the Lawassien) | |
| Margar | Address (for legal entitles) |
| persons referred to in Sections 5 and 6 | Please continue entering the information in part if concerning the Part II |
| 7) Date on which the threshold is crossed | GEH2/2022 (DD/MMYYYY) |
| 8) Threshold that is crossed (in %) |
|
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |
| 91 Denominator |
|
| 44,181,44 | |
| Please enter the denominator before filling in the data u 10) Notified details |
|
| A) Vating rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| #gfiveding rights. | # st voting rights | % of voting rights. | |||
| Highliers of voting rights | Linked to excurition | Not linked to the MCAESS |
Linkord to ADCARDOR |
Net linked to the securities |
|
| UNANNA | $\alpha$ | $\Omega$ | 0.00% | ||
| University Group Investment Ltd. | $\alpha$ | $\Omega$ | 0.00% | ||
| Ungry Group Ltd. | 21,888,403 | 1,837,132 | 0.59% | ||
| Subtrate | 21,888,803 ------------------ |
1,837,132 | 0.59% ------- |
TOTAL CONTRACT TO A SERVE THE RESIDENCE OF A STATE OF THE SERVE THE STATE OF THE STATE OF THE STATE OF THE STATE OF THE STATE OF THE STATE OF THE STATE OF THE STATE OF THE STATE OF THE STATE OF THE STATE OF THE STATE OF TH
| 5) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments. |
Type of financial instrument | Expiration date | Exercise period on date |
# privating rights. that may be acquired if the instrument is. exercised |
% of voting rights | Settlement | |
| TOTAL |
The totals will be updated once you have clicked on
| TOTAL (A & B) | For vating rights % of veding rights. | |
|---|---|---|
| 1,837,132 | 0.59% |
11) Full chain of controlled undertakings through which the holding is effectively held, Fapplicable
ميان المادة المستقطة في المستقطعية المستقطعية المناطقة والمستقطعية المستقطعية المستقطعية المستقطعية المستقطعية
المستقطعية المستقطعية المستقطعية المستقطعية المستقطعية
| !) In case of proxy voting for only one GM | |||
|---|---|---|---|
13) Additional information
ANNEX 2
| A) Voting rights | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights. | # of voting rights | 4 giveting rights. | ||||
| Halders of voting rights | Linked to securities | Notlinked to the securities |
Linked to MOUTORS |
Not limited to the MCATION |
||
| Einf Gossay | $\Omega$ | 0.00% | ||||
| Negeta Group Investment Ltd. | $\Omega$ | 0.00% | ||||
| Negma Group Ltd. | 44,900,740 | 25,000,075 | 12,38% | |||
| Subtotal | 44,900,740 | 2570,000,020 | 12,38% |
| TOTAL | 25.090.075 | 12.36% | |
|---|---|---|---|
| $\bf i$ Start with "groups" of holders. Add subtotals with $\bf A,$ and then finish with the persons who are "alone". | |||
| For groups, start with the ultimate controlling satural person or legal entity. The totals, subtatals and % will be undated once you have clicked on statuture aver. |
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments. |
Type of financial instrument | C rpiration date | Exercise period on data |
that voting rights. that may be acquired if the Instrument ls. exerclead |
16 gi voting rights. | Settlement | |
| TOTAL | 0.00% |
The mask will be updated once you have clicked on
| TOTAL (A & B) | # gf voding rights 1% gf voting rights. | ||
|---|---|---|---|
| CALCULATE | 35,899,075 | 12.36% |
11) Full chain of controlled undertakings through which the holding is effectively held. Fapplestie
| number: CL5377), who in its turn is controlled by ChUGAgagra, jorkeste individual). | ||
|---|---|---|
| 121 In case of proxy voting for only one GM | |||
|---|---|---|---|
13) Additional information
宜
| Done at Dubai, United Arab Errington | ||
|---|---|---|
| On | BERS2022 (ODMM/YYYY) | |
| Name & capacity Uniting Many Director | Signature |