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ORCODA LIMITED — Major Shareholding Notification 2012
Jul 29, 2012
65482_rns_2012-07-29_c918fcc3-dc35-405e-9c97-2c9ddc922677.pdf
Major Shareholding Notification
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Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | SmartTrans Holdings Limited |
|---|---|
| ACN/ARSN | 009 065 650 |
1. Details of substantial holder(1)
$\mathcal C$
| Name | Coolgardie Units Pty Ltd | |||
|---|---|---|---|---|
| ACN/ARSN (if applicable) | 050 049 191 | |||
| There was a change in the interests of the cubetantial bolder on |
/2012 23/7 |
| substantial holder on | 23 $/ 7 /2012$ |
|---|---|
| The previous notice was given to the company on | 13 / 3 / 2012 |
| The previous notice was dated | 13 / 3 / 2012 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
In when last required, and when now r
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| 548,762,703 | 44.38 | 554, 217, 247 | 42.78 | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure A | |||||
4. Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure A | |||||
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
Signature
| print name | ANDREN FORSYHL | capacity Director |
|---|---|---|
| sign here | ful tomy | date $30/7$ /2012 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ if there are a number of substantial nonetro with similar or related reform. If the relevant interests of a group of persons are essentially similar, they may be referred to equity trust), the names could be included in an copicy above the names come of monetally named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the throughout the form as a specifically named group if th form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- include details of: $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or $(a)$ and provided socially one and company this form, together with a written statement certifying this contract, scheme or arrangement; and arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom'e
entitled to receive in relation to that acquisition. Details $(7)$ התמסע מי וסטוע וויו פוגשטרו מיומג מסקטוטומיו. בסגטוס וויטע עס ווטעשט עצמה וויט מסגרות היא טופוסטומין ווי וסלטו ט
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisi the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
ANNEXURE A
Company Name: ACN
SmartTrans Holdings Limited 009 065 650
This is Annexure A of 2 pages referred to in Form 604, Notice of change of interests of substantial holder.
Print name
| ANDREW | FORSYTH | |
|---|---|---|
Capacity Director of Coolgardie Units Pty Ltd
Sign here
ful tomp
Date 30 / 7/2012
Changes in relevant interests $3.$
| Date of change |
Person whose relevant interest changed |
Nature of Change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 29/05/2012: 23/07/2012: |
Coolgardie Units Pty Ltd, Andrew Forsyth and John Forsyth |
Dilution by way of issue of 59,090,894 ordinary shares to others via a placement and a Share Purchase Plan |
Nil | No change (34,489,441 ordinary shares) |
Aggregate dilution by 1.60% |
| 29/05/2012: 23/07/2012: |
Tandragee Pty Ltd. Andrew Forsyth and John Forsyth |
Dilution by way of issue of 59,090,894 ordinary shares to others via a placement and a Share Purchase Plan |
Nil | No change (47,619,902 ordinary shares) |
Aggregate dilution by 1.71% |
| 29/05/2012: | Andrew Forsyth and Canala |
Dilution by way of placement of 25,545,455 |
Nil | 24,241,142 ordinary shares (increase to |
Aggregate dilution by 0.29% |
| 23/07/2012. | Services Pty Ltd | ordinary shares to others and increase by issue of shares to Canala Services Pty Ltd |
\$0.011 per share | 25,604,778 ordinary shares) |
|
| 29/05/2012: | Jamajon Pty Ltd and John Forsyth |
Dilution by way of placement of 25,545,455 |
Nil | 70,081,812 ordinary shares (increase to |
Aggregate dilution by 1.62% |
| 23/07/2012: | ordinary shares to others and increase by issue of shares to Jamajon Pty Ltd |
\$0,011 per share | 71,445,448 ordinary shares) |
||
| 29/05/2012: | Dymocks Securities Pty Ltd. |
Dilution by way of placement of 25,545,455 |
Nil | 372,320,764 ordinary shares (increase to |
Aggregate dilution by 1.62% |
| 23/07/2012: | Jamaion Pty Ltd, John Forsyth |
ordinary shares to others and increase by issue of shares to Dymocks Security Pty Ltd |
\$0.011 per share | 373,684,400 ordinary shares) |
|
| 29/05/2012: | John PC Forsyth | Dilution by way of placement of 25,545,455 |
Nil | 9,642 ordinary shares (increase to |
Aggregate dilution by 1.62% |
| 23/07/2012: | ordinary shares to others and increase by issue of shares to John Forsyth |
\$0.011 per share | 1,373,278 ordinary shares) |
Present relevant interests $\overline{4}$ .
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Coolgardie Units Pty Ltd, John PC Forsyth and Andrew Forsyth |
Coolgardie Units Pty Ltd |
N/A | Coolgardie Units Pty Ltd is the Registered Holder of the Securities and is jointly controlled by John PC Forsyth and Andrew Forsyth |
34,489,441 | 2.66% |
$\hat{\phi}$
| Substantial Shareholding | 554,217,247 | 42.78 | |||
|---|---|---|---|---|---|
| John PC Forsyth | John PC Forsyth | N/A | Registered Holder of Securities |
1,373,278 | 0.11% |
| Dymocks Securities Pty Ltd, John PC Forsyth and Jamajon Pty Ltd |
Dymocks Securities Pty Ltd |
$N/A$ . | Dymocks Securities Pty Ltd is Registered Holder of the Securities and is controlled by John PC Forsyth and Jamajon Pty Ltd |
373,684,400 | 28.84% |
| John PC Forsyth and Jamajon Pty Ltd |
Jamajon Pty Ltd | N/A | Jamajon Pty Ltd is Registered Holder of Securities and is controlled by John PC Forsyth |
71,445,448 | 5.51% |
| Canala Services Pty Ltd and Andrew Forsyth |
Canala Services Pty Ltd |
N/A | Canala Services Pty Ltd is the Registered Holder of the Securities and is controlled by Andrew Forsyth |
25,604,778 | 1.98% |
| Tandragee Pty Ltd, John PC Forsyth and Andrew Forsyth |
Tandragee Pty Ltd | N/A | Tandragee Pty Ltd is the Registered Holder of the Securities and is jointly controlled by John PC Forsyth and Andrew Forsyth |
47,619,902 | 3.68% |
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To_ Company Name/Scheme SmartTrans Holdings Limited
ACN/ARSN
009 065 650
$13 / 3 / 2012$
1. Details of substantial holder(1)
| Name | Dymocks Securities Pty Ltd | |||
|---|---|---|---|---|
| ACN/ARSN (if applicable) | 077 162 522 | |||
| There was a change in the interests of the | ||||
| substantial holder on | 7/2012 | |||
| The previous notice was given to the company on | 2012 13 $\cdot$ $\cdot$ $\cdot$ $\cdot$ $\cdot$ $\cdot$ $\cdot$ $\cdot$ |
2. Previous and present voting power
The previous notice was dated
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now r
| Class of securities (4) | Previous notice Person's votes |
Voting power (5) | Present notice Person's votes |
Voting power (5) |
|---|---|---|---|---|
| 524,521,561 | 42.42 | 528,612,469 | 40.80 | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure A | |||||
4. Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure A | |||||
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
Signature
| print name | ANDREW PORSYM | capacity Director |
|---|---|---|
| sign here | finds tonyle | date $30/7$ /2012 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an ann $(1)$ form. - See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- Include details of: $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or document setting out the terms of any relevant agreement, and a statement (a) accomment accompany this form, together with a written statement certifying this contract, scheme or arrangement; and accompany this form, together with a written statement certifying this contract, scheme or arrangement;
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e
entitled to receive in relation to that acquisition. Details $(7)$ the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
ACN .
ANNEXURE A
Company Name:
SmartTrans Holdings Limited 009 065 650
This is Annexure A of 2 pages referred to in Form 604, Notice of change of interests of substantial holder.
Print name
Capacity Director of Dymocks Securities Pty Ltd
Sign here
ANDREW FORSYTH
Date $30 / 7 / 2012$
Changes in relevant interests $\overline{2}$
| v. | ananaa maa | ||||
|---|---|---|---|---|---|
| Date of change |
Person whose relevant interest changed |
Nature of Change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
| 29/05/2012: 23/07/2012: |
Coolgardie Units Pty Ltd, Andrew Forsyth and John Forsyth |
Dilution by way of issue of 59,090,894 ordinary shares to others via a placement and a Share Purchase Plan |
Nil | No change (34,489,441 ordinary shares) |
Aggregate dilution by 1.60% |
| 29/05/2012: 23/07/2012: |
Tandragee Pty Ltd, Andrew Forsyth and John Forsyth |
Dilution by way of issue of 59,090,894 ordinary shares to others via a placement and a Share Purchase Plan |
Nil | No change (47,619,902 ordinary shares) |
Aggregate dilution by 1.71% |
| 29/05/2012: 23/07/2012: |
Jamajon Pty Ltd and John Forsyth |
Dilution by way of placement of 25,545,455 ordinary shares to others and increase by issue of shares to Jamajon Pty Ltd |
Nil \$0.011 per share |
70,081,812 ordinary shares (increase to 71,445,448 ordinary shares) |
Aggregate dilution by 1.62% |
| 29/05/2012: 23/07/2012: |
Dymocks Securities Pty Ltd, Jamajon Pty Ltd, John Forsyth |
Dilution by way of placement of 25,545,455 ordinary shares to others and increase by issue of shares to Dymocks Security Pty Ltd |
Nil \$0.011 per share |
372,320,764 ordinary shares (increase to 373,684,400 ordinary shares) |
Aggregate dilution by 1.62% |
| 29/05/2012: 23/07/2012: |
John PC Forsyth | Dilution by way of placement of 25,545,455 ordinary shares to others and increase by issue of shares to John Forsyth |
Nil \$0.011 per share |
9,642 ordinary shares (increase to 1,373,278 ordinary shares) |
Aggregate dilution by 1.62% |
Present relevant interests $\overline{\mathbf{A}}$
| ⊷. | . | ||||
|---|---|---|---|---|---|
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest | Class and number of securities |
Person's votes |
| Coolgardie Units Pty Ltd, John PC Forsyth and Andrew Forsyth |
Coolgardie Units Pty Ltd |
N/A | Coolgardie Units Pty Ltd is the Registered Holder of the Securities and is jointly controlled by John PC Forsyth and Andrew Forsyth |
34,489,441 | 2.66% |
| Tandragee Pty Ltd, John PC Forsyth and Andrew Forsyth |
Tandragee Pty Ltd | N/A | Tandragee Pty Ltd is the Registered Holder of the Securities and is jointly controlled by John PC Forsyth and Andrew Forsyth |
47.619.902 | 3.68% |
| John PC Forsyth and Jamajon Pty Ltd |
Jamajon Pty Ltd | N/A | Jamajon Pty Ltd is Registered Holder of Securities and is controlled by John PC Forsyth |
71,445,448 | 5.51% |
|---|---|---|---|---|---|
| Dymocks Securities Pty Ltd, John PC Forsyth and Jamajon Pty Ltd |
Dymocks Securities Pty Ltd |
N/A | Dymocks Securities Pty Ltd is Registered Holder of the Securities and is controlled by John PC Forsyth and Jamajon Pty Ltd |
373,684,400 | 28.84% |
| John PC Forsyth | John PC Forsyth | N/A | Registered Holder of Securities |
1,373,278 | 0.11% |
| Substantial Shareholding | 528,612,469 | 40.80% |
Corporations Act 2001 Section 671B
| Notice of change of interests of substantial holder | |||
|---|---|---|---|
| ----------------------------------------------------- | -- | -- | -- |
To_ Company Name/Scheme SmartTrans Holdings Limited
ACN/ARSN
009 065 650
1. Details of substantial holder(1)
| Name | Canala Services Pty Limited | ||
|---|---|---|---|
| ACN/ARSN (if applicable) | 079 016 630 | ||
| There was a change in the interests of the substantial holder on |
2012 23 |
||
| The previous notice was given to the company on | 2012 |
$13 / 3 / 2012$
2. Previous and present voting power
The previous notice was dated
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) $\left| \right\rangle$ in when last required, and
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| 106,350,485 | 8.60 | 1107,714,121 | 18.31 | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure A | |||||
4. Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure A | |||||
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
Signature
| print name | ANDREW FORSYTH | capacity Director |
|
|---|---|---|---|
| sign here | fulmer formall | date $30/7$ /2012 | |
| DIRECTIONS |
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to the form annexure to the form. If the relevant interes $(1)$ form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- Include details of: $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or $(a)$ arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom'e
entitled to receive in relation to that acquisition. Details $(7)$ and to a collectly to the component and the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom included of any benefit paid on behalf of the subs the relevant interest was acquired. - If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
ANNEXURE A
Company Name: ACN
SmartTrans Holdings Limited 009 065 650
This is Annexure A of 1 page referred to in Form 604, Notice of change of interests of substantial holder.
Print name
ANDREW FORSYTH
Capacity Director of Canala Services Pty Ltd
Sign here
Date $30 / 7/2012$
$3.$ Changes in relevant interests
| Date of change |
Person whose relevant interest changed |
Nature of Change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 29/05/2012: 23/07/2012: |
Andrew Forsyth and Canala Services Pty Ltd |
Dilution by way of placement of 25,545,455 ordinary shares to others and increase by issue of shares to Canala Services Pty Ltd |
Nil \$0.011 per share |
24,241,142 ordinary shares (increase to 25,604,778 ordinary shares) |
Aggregate dilution by 0.29% |
| 29/05/2012: 23/07/2012: |
Coolgardie Units Pty Ltd, Andrew Forsyth and John Forsyth |
Dilution by way of issue of 59.090.894 ordinary shares to others via a placement and a Share Purchase Plan |
Nil | No change (34,489,441 ordinary shares) |
Aggregate dilution by 1.60% |
| 29/05/2012: 23/07/2012: |
Tandragee Pty Ltd. Andrew Forsyth and John Forsyth |
Dilution by way of issue of 59,090,894 ordinary shares to others via a placement and a Share Purchase Plan |
Nil | No change (47,619,902 ordinary shares) |
Aggregate dilution by $1.71%$ |
Present relevant interests 4.
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Coolgardie Units Pty Ltd, John PC Forsyth and Andrew Forsyth |
Coolgardie Units Pty Ltd |
N/A | Coolgardie Units Pty Ltd is the Registered Holder of the Securities and is jointly controlled by John PC Forsyth and Andrew Forsyth |
34,489,441 | 2.66% |
| Tandragee Pty Ltd, John PC Forsyth and Andrew Forsyth |
Tandragee Pty Ltd | N/A | Tandragee Pty Ltd is the Registered Holder of the Securities and is jointly controlled by John PC Forsyth and Andrew Forsyth |
47,619,902 | 3.68% |
| Canala Services Pty Ltd and Andrew Forsyth |
Canala Services Pty Ltd |
N/A | Canala Services Pty Ltd is the Registered Holder of the Securities and is controlled by Andrew Forsyth |
25,604,778 | 1.98% |
| Substantial Shareholding | 107,714,121 | 8.31 |
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | SmartTrans Holdings Limited |
|---|---|
| ACN/ARSN | 009 065 650 |
| 1. Details of substantial holder(1) | |
| Name | Tandragee Pty Ltd |
| ACN/ARSN (if applicable) | 008 776 949 |
| There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated |
23 / 07 / 2012 13 / 3 / 2012 13 / 3 / 2012 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now r
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| 1548,762,703 | 144.38 | 554,217,247 | 42.78 | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure A | |||||
4. Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant Interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure A | |||||
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| ______ |
Signature
| print name | ANDREW FORSYTH | capacity Director |
|
|---|---|---|---|
| sign here | hold tomak | date $30 / 7 / 2012$ | |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to the form annexure to the form. If the relevant interes form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom e
entitled to receive in relation to that acquisition. Details $(7)$ and to provide in charge to that adjustion. Countermal to instance over it are concluded to the happening of not of a conditionly. Details must be included of any benefit paid on behalf of the substantial holder or its ass the relevant interest was acquired. - If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
ANNEXURE A
Company Name: ACN
SmartTrans Holdings Limited 009 065 650
This is Annexure A of 2 pages referred to in Form 604, Notice of change of interests of substantial holder.
. Print name
| ANDAEN FORSYSH. |
|---|
Tandragee Pty Ltd
Capacity Director of
Sign here
his tomthe
Date 30 / 7 / 2012
| 3. | Changes in relevant interests | ||||
|---|---|---|---|---|---|
| Date of change |
Person whose relevant interest changed |
Nature of Change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
| 29/05/2012: 23/07/2012: |
Coolgardie Units Pty Ltd, Andrew Forsyth and John Forsyth |
Dilution by way of issue of 59,090,894 ordinary shares to others via a placement and a Share Purchase Plan |
Nil | No change (34,489,441 ordinary shares) |
Aggregate dilution by 1.60% |
| 29/05/2012: 23/07/2012: |
Tandragee Pty Ltd, Andrew Forsyth and John Forsyth |
Dilution by way of issue of 59,090,894 ordinary shares to others via a placement and a Share Purchase Plan |
Nil | No change (47,619,902 ordinary shares) |
Aggregate dilution by 1.71% |
| 29/05/2012: 23/07/2012: |
Andrew Forsyth and Canala Services Pty Ltd |
Dilution by way of placement of 25,545,455 ordinary shares to others and increase by issue of shares to Canala |
Nii \$0.011 per share |
24,241,142 ordinary shares (increase to 25,604,778 ordinary shares) |
Aggregate dilution by 0.29% |
| 29/05/2012: 23/07/2012: |
Jamajon Pty Ltd and John Forsyth |
Services Pty Ltd Dilution by way of placement of 25,545,455 ordinary shares to others and increase by issue of shares to Jamajon Pty Ltd |
Nil \$0.011 per share |
70,081,812 ordinary shares (increase to 71,445,448 ordinary shares) |
Aggregate dilution by 1.62% |
| 29/05/2012: 23/07/2012: |
Dymocks Securities Pty Ltd, Jamajon Pty Ltd, John Forsyth |
Dilution by way of placement of 25,545,455 ordinary shares to others and increase by issue of shares to Dymocks |
Nil \$0.011 per share |
372,320,764 ordinary shares (increase to 373,684,400 ordinary shares) |
Aggregate dilution by 1.62% |
| 29/05/2012: 23/07/2012: |
John PC Forsyth | Security Pty Ltd Dilution by way of placement of 25,545,455 ordinary shares to others and increase by issue of shares to John Forsyth |
Nil \$0.011 per share |
9,642 ordinary shares (increase to 1,373,278 ordinary shares) |
Aggregate dilution by 1.62% |
Present relevant interests $\overline{4}$ .
$\ddot{\phantom{a}}$
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Coolgardie Units Pty Ltd, John PC Forsyth and Andrew Forsyth |
Coolgardie Units Pty Ltd |
N/A | Coolgardie Units Pty Ltd is the Registered Holder of the Securities and is jointly controlled by John PC Forsyth and Andrew Forsyth |
34,489,441 | 2.66% |
229909
| Ltd and Andrew Forsyth |
Ltd | the Registered Holder of the Securities and is controlled by Andrew Forsyth |
71,445,448 | 5.51% | |
|---|---|---|---|---|---|
| John PC Forsyth and Jamajon Pty Ltd |
Jamajon Pty Ltd | N/A | Jamajon Pty Ltd is Registered Holder of Securities and is controlled by John PC Forsyth |
||
| Dymocks Securities Pty Ltd, John PC Forsyth and Jamajon Pty Ltd |
Dymocks Securities Pty Ltd |
N/A | Dymocks Securities Pty Ltd is Registered Holder of the Securities and is controlled by John PC Forsyth and Jamajon Pty Ltd |
373,684,400 | 28.84% |
| John PC Forsyth | John PC Forsyth | N/A | Registered Holder of Securities |
1,373,278 | 0.11% |
| Substantial Shareholding | 554,217,247 | 42.78 |