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OPTICAL CABLE CORP Regulatory Filings 2012

Dec 21, 2012

34378_rns_2012-12-21_562ccdfa-c528-4c2a-bd6c-1bc7f7daa3dd.zip

Regulatory Filings

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8-K 1 d457860d8k.htm FORM 8-K Form 8-K

Table of Contents

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 20, 2012

OPTICAL CABLE CORPORATION

(Exact name of registrant as specified in its charter)

Virginia 000-27022 54-1237042
(State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number)
5290 Concourse Drive Roanoke, VA 24019
(Address of principal executive offices) (Zip Code)

(540) 265-0690

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Table of Contents

Table of Contents

Item 2.02 Results of Operations and Financial Condition 3
Item 9.01 Financial Statements and Exhibits 3
Signatures 4
Exhibits

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Table of Contents

Item 2.02 Results of Operations and Financial Condition

On December 20, 2012, Optical Cable Corporation issued a press release announcing its fourth quarter and fiscal year 2012 financial results. Also on December 20, 2012, Optical Cable Corporation held an earnings call. The press release is attached hereto as Exhibit 99.1 and the transcript for the earnings call is attached as Exhibit 99.2.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

The following is filed as an Exhibit to this Report.

Exhibit No. Description of Exhibit
99.1 99.2 Press Release dated December 20, 2012 (FILED HEREWITH) Transcript of earnings call on December 20, 2012 (FILED HEREWITH)

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

OPTICAL CABLE CORPORATION
By: /s/ TRACY G. SMITH
Name: Tracy G. Smith
Title: Senior Vice President and Chief Financial Officer

Dated: December 21, 2012

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