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OPTICAL CABLE CORP Director's Dealing 2026

Feb 3, 2026

34378_dirs_2026-02-03_d8d2fc90-de53-4f08-8a86-8d770d0283d9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OPTICAL CABLE CORP (OCC)
CIK: 0001000230
Period of Report: 2026-01-31

Reporting Person: WILKIN NEIL D JR (Director, Chairman, President and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-01-31 Common Stock F 8000 $4.93 Disposed 1035155 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 22595 Indirect
Common Stock 315 Indirect
Common Stock 315 Indirect
Common Stock 115 Indirect
Common Stock 315 Indirect

Footnotes

F1: 8,000 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan for the payment of taxes currently due on previously granted restricted shares. Mr. Wilkin is surrendering 8,000 shares as partial payment of the taxes due, and paying cash for the remainder of the taxes due.

F2: The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.

F3: The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.