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OPTICAL CABLE CORP — Director's Dealing 2026
Feb 3, 2026
34378_dirs_2026-02-03_d8d2fc90-de53-4f08-8a86-8d770d0283d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OPTICAL CABLE CORP (OCC)
CIK: 0001000230
Period of Report: 2026-01-31
Reporting Person: WILKIN NEIL D JR (Director, Chairman, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-31 | Common Stock | F | 8000 | $4.93 | Disposed | 1035155 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22595 | Indirect |
| Common Stock | 315 | Indirect |
| Common Stock | 315 | Indirect |
| Common Stock | 115 | Indirect |
| Common Stock | 315 | Indirect |
Footnotes
F1: 8,000 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan for the payment of taxes currently due on previously granted restricted shares. Mr. Wilkin is surrendering 8,000 shares as partial payment of the taxes due, and paying cash for the remainder of the taxes due.
F2: The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
F3: The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.