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NZX Limited Major Shareholding Notification 2018

Feb 8, 2018

66248_rns_2018-02-09_3e74c168-3fb2-4940-9d88-eb92e9857c4e.pdf

Major Shareholding Notification

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Disclosure of ceasing to have substantial holding Section 279, Financial Markets Conduct Act 2013

ToNZX Limited
and
ToNZX Ltd
Date this disclosure made: 9 February 2018
Date last disclosure made: 4 October 2016
Date on which substantial holding ceased:8 February 2018
Substantial product holder(s) giving disclosure
Full name(s):
ANZ New Zealand Investments Limited and ANZ Custodial Services New Zealand Limited.
ToNZX Limited ToNZX Limited ToNZX Limited
and
ToNZX Ltd
Date this disclosure made:9 February 2018
Date last disclosure made:4 October 2016
Date on which substantial holding ceased:8 February 2018
Substantial product holder(s) giving disclosure
Full name(s):
ANZ New Zealand Investments Limited and ANZ Custodial Services New Zealand Limited.
Summary of previous substantial holding
Class of quoted voting products:Common Stock - NZX
Summary for:ANZ New Zealand Investments Limited and ANZ Bank New Zealand Limited
For last disclosure,—
15,709,120(a) total number held in class:
268,316,000(b) total in class:
5.855%(c) total percentage held in class:
For current holding after ceasing to have substantial holding,—
13,244,595(a) total number held in class:
268,476,000(b) total in class:
4.933%(c) total percentage held in class:
The above summary excludes the custodial holdings of ANZ Custodial Services New Zealand Limited (which are set outbelow), so that these are not double-counted in the aggregated related bodies disclosure.

Summaries of the individual holdings of each of ANZ New Zealand Investments Limited and ANZ Custodial Services New Zealand Limited are as follows.

Summary for: ANZ New Zealand Investments Limited ANZ New Zealand Investments Limited
For last disclosure,—
(a) total number held in class: 15,529,120
(b) total in class: 268,316,000
(c) total percentage held in class: 5.788%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 12,875,159
(b) total in class: 268,476,000
(c) total percentage held in class: 4.796%
Summary for: ANZ Custodial Services New Zealand Limited
For last disclosure,—
(a) total number held in class: 180,000
(b) total in class: 268,316,000
(c) total percentage held in class: 0.067%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 369,436
(b) total in class: 268,476,000
(c) total percentage held in class: 0.138%
Details of transactions and events giving rise to ceasing of substantial holding

Details of the transactions or other events requiring disclosure by ANZ New Zealand Investments Limited:

On-market trades

Transaction Type Period Shares Consideration (NZD)
On-market Purchases 04/10/2016-08/02/2018 847,542.00 927,331.21
On-market Sales 04/10/2016-08/02/2018 (3,501,503.00) 3,500,930.77
(2,653,961.00) 4,428,261.98

Details of the transactions or other events requiring disclosure by ANZ Bank New Zealand Limited: Relevant interests under the trading and custody service

On-market trades

Transaction Type Period Shares Consideration (NZD)
On-market Purchases 04/10/2016-08/02/2018 290,446.00 310,785.73
On-market Sales 04/10/2016-08/02/2018 (101,010.00) 118,238.27
189,436.00 429,024.00

Details of the transactions or other events requiring disclosure by ANZ Custodial Services New Zealand Limited:

Off-market trades

Transaction Type Date oftransaction Name of other party tothe transaction Shares Consideration (NZD)
Off-market Purchase 22/03/2017 24,085.00 25,048.40
Off-market Sale 22/03/2017 (24,085.00) 25,048.40
- 50,096.80

Additional information

Address(es) of substantial product holder(s):

ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ Custodial Services New Zealand Limited: ANZ Centre, 23-29 Albert Street, Auckland 1010

Contact details:Ben Wedd, 0800 269 296, [email protected]
Nature of connection between Substantial Product holders:

ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ Custodial Services New Zealand Limited are related bodies corporate under section 237(d) of the Financial Markets Conduct Act 2013.

Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: None

Certification

I, Ben Wedd , certify that, to the best of my knowledge and belief, the information contained
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.