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NZX Limited Fund Information / Factsheet 2017

May 2, 2017

66248_rns_2017-05-03_c5941660-ce63-4867-85cf-4faa61fdba79.pdf

Fund Information / Factsheet

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NZX Limited - Monthly Shareholder Metrics April 2017

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These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.

Markets

NZX Listed Issuers Apr 2017 Change YoY
Total Equity Securities 166 -2.9%
Total Listed Debt Securities 111 22.0%
Total Other Securities 27 0.0%
Total Listed Securities 304 5.2%
Total NZX Main Board Issuers 164 -2.4%
Total NZAX Issuers 17 -10.5%
Total NXT Issuers 4 33.3%
Total NZDX Issuers 43 7.5%
Capital Raising Apr 2017 YTD
New Capital Listed
IPOs and Compliance Listings $0.00 b $0.00 b
New Debt Listings $0.13 b $0.77 b
Secondary Capital Raisings
Total Capital Raised By All Issuers $163 m $724 m
Total Equity Raised - Primary Issuers $64 m $215 m
Total Equity Raised - Dual & Secondary Issuers $0 m $212 m
Total Debt Raised $99 m $297 m
Number of Capital Raising Events 15 47
Capital Raised < $0.5m 4 9
Capital Raised > $0.5m < $10m 5 20
Capital Raised > $10m < $100m 6 17
Capital Raised > $100m 0 1
Market Capitalisation Apr 2017 Change YoY % of GDP
All Equity $119.9 b 2.8% 45.9%
All Debt $26.6 b 27.3% 10.2%
NZX Indices Performance Apr 2017 Change YoY
S&P/NZX 50 Index 7,379 8.2%
S&P/NZX 50 Portfolio Index 4,565 8.4%
S&P/NZX A-Grade Bond Index 4,989 3.3%
S&P/NZX All Swap Index 196 1.6%
Cash Market Trading Apr 2017 Change YoY
Total Trades 123,409 -13.6%
Daily Average Trades 7,259 1.7%
Total Trades < $50k 116,288 -11.9%
Total Value Traded $3.3 b -18.2%
Daily Average Value Traded $196 m -3.7%
Total Equity Transactions
Total Trades 120,641 -13.6%
Value Traded $3.2 b -19.0%
Total Debt Transactions
Total Trades 2,768 -14.0%
Value Traded $176 m 1.3%
Cumulative Numbers - YTD
Number of Trades 543,251 -7.1%
Total Value Traded $12.4 b -11.8%
Clearing House / Depository Apr 2017 Change YoY
Gross Value of Cleared Trades over Month $3.3 b -17.8%
Collateral Held At Month End $54.0 m 37.1%
Depository transactions 1,948 -10.1%
Assets under custody in depository $392 m 8.6%
Value of stock lent over month $370 m 32.7%
Wholesale Data Apr 2017 Change YoY
Terminal Numbers - Professional* 6,302 0.5%
Terminal Numbers - Retail* 1,166 -1.0%
Licences - Value > $20k pa 30 3.4%
Licences - Value < $20k pa 64 6.7%
* 3 month average
Direct Data Products Apr 2017 Change YoY
Proprietary Security Subscription Products 391 6.0%
- Products ≥ $3,000 p.a 150 23.0%
- Products < $3,000 p.a. 241 -2.4%
Derivatives Apr 2017 Change YoY
Futures - Total Lots Traded 23,381 246.9%
Options - Total Lots Traded 2,400 860.0%
Open Interest 51,989 104.9%

Derivatives Total Lots Traded 2015 / 2016 / 2017

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----- Start of picture text ----- 40kFutures - Total Lots Traded 23,381 246.9%35kOptions - Total Lots Traded 2,400 860.0%30kOpen Interest 51,989 104.9%25k20k15k10k5k0kEnergy Contracts Apr 2017Operating / Technology Contracts 17- Contracts > = $500k p.a. 4- Contracts < $500k p.a. 13Lots TradedJan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec----- End of picture text -----

Funds Services

SuperLife Apr 2017 Change YoY
Funds Under Management - KiwiSaver $652 m 23.2%
Funds Under Management - Other $1,131 m 15.7%
Total $1,783 m 18.3%
Smartshares Apr 2017 Change YoY
Funds Under Management - External $555 m 13.5%
Funds Under Management - SuperLife funds $1,356 m 22.3%
Total $1,911 m 19.6%
Units on Issue 806 m 14.7%
NZX Wealth Technologies Apr 2017 Change YoY
Funds Under Administration $1,288 m -3.2%
Renamed from Apteryx

Agri

Direct Data Products Apr 2017 Change YoY
Subscriptions - NZ Agri Data Products 2,614 16.5%
Subscription - Australian Agri Data Products 1,483 -8.3%
Total Paid Advertising Page Equivalents* 104 25.4%
Total Paid Advertising Page Equivalents YTD* 402 -1.2%
  • Total paid advertising page equivalents relates to Farmers Weekly only.

Notes

  1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise stated i.e. Change YoY is change versus the same period last year.

  2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.

  3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.

  4. The Grain Trading season in Australia runs from October to September.

  5. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited. Differences may arise between this data and that disclosed in subsequent audited financial statements.

To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390 or email: [email protected]

To enquire about information listed on this sheet, please email [email protected]