NZX Limited — Director's Dealing 2023

Oct 17, 2023

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

ToNZX Limited; and
Name of listed issuer:		NZX Limited
Date this disclosure made:		18-Oct-23
Date of last disclosure:		5-Jul-23
Director or senior managergiving disclosure
Full name(s):		Frank Maurice Aldridge
Name of listed issuer:		NZX Limited
Name of related body corporate (if applicable):		N/A
Position held in listed issuer:		Director
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:		NZXOrdinary Shares
Nature of the affected relevant interest(s):		Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:		4,118
Number held in class after acquisition or disposal:		61,341
Current registered holder(s):		N/A
Registered holder(s) once transfers are registered:		Custodial Services Limited as custodian for FM Aldridge Trust
Details of transactions giving rise to acquisition or disposal
Details of transactions giving rise to acquisition or disposal
Total numberoftransactions towhich noticerelates:		Three
Details of transactions requiring disclosure-
Date oftransaction:		25-Sep-23
Nature of transaction:		On market purchase pursuant to the NZX Directors Share Purchase Plan
Name ofany otherparty orparties to the transaction(if known):		N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value,describe the consideration:		$1,800.42 ($1.1100per share)
Numberof financialproducts towhichthe transaction related:		1,622
If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details—
Whether relevantinterestswere acquired ordisposed ofduring a closed period:		No
Whether prior written clearance was provided to allow the acquisition or disposal to proceed duringthe closedperiod:		N/A
Date of theprior written clearance(if any):		N/A
Details of transactions requiring disclosure-
Date oftransaction:		6-Oct-23
Nature of transaction:		On market purchase pursuant to the NZX Directors Share Purchase Plan

Name ofany otherparty orparties to the transaction(if known):		N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value,describe the consideration:		$51.06 ($1.1100 per share)
Numberof financialproducts towhichthe transaction related:		46
If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details—
Whether relevantinterestswere acquired ordisposed ofduring a closed period:		No
Whether prior written clearance was provided to allow the acquisition or disposal to proceed duringthe closedperiod:		N/A
Date of theprior written clearance(if any):		N/A

Details of transactions requiring disclosure-

Date oftransaction:		11-Oct-23
Nature of transaction:		Correction of shareholding due to error with trust name recorded in previous ongoing disclosure notices (specifically, the name of FM Aldridge Trust has been incorrectly recorded as FM Aldridge FamilyTrust)
Name ofany otherparty orparties to the transaction(if known):		N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value,describe the consideration:		N/A
Numberof financialproducts towhichthe transaction related:		55,555
If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details—
Whether relevantinterestswere acquired ordisposed ofduring a closed period:		No
Whether prior written clearance was provided to allow the acquisition or disposal to proceed duringthe closedperiod:		N/A
Date of theprior written clearance(if any):		N/A

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made. Signature of director or officer: Date of signature: or Signature of person authorised to sign on behalf of director or officer: Date of signature: Name and title of authorised person:

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18-Oct-23

Notes

Use this form to disclose all the acquisitions and disposals by a director or senior manager of a listed issuer, or of a related body corporate, or in specified derivatives. The disclosure must be made within—

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(a) 20 working days after the first acquisition or disposal disclosed in this notice if the aquisitions or disposals are of a kind referred to in section 297(2)(a) of the Financial Markets Conduct Act 2013; or

(b) in any other case, 5 trading days after the first acquisition or disposal disclosed in this notice.