NZX Limited — Director's Dealing 2018

Sep 20, 2018

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and
Name of listed issuer:		NZX Limited
Date this disclosure made:		21-Sep-18
Date of last disclosure:		15-Jun-18
Director or senior managergiving disclosure
Full name(s):		David PhilipGodfrey
Name of listed issuer:		NZX Limited
Name of related body corporate (if applicable):		N/A
Position held in listed issuer:		Chief Information Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives) Class of affected quoted financial products: NZX Ordinary Shares Nature of the affected relevant interest(s): Legal and Beneficial For that relevant interest-
		NZX Ordinary Shares
		Legal and Beneficial
Number held in class before acquisition or disposal:		1,224
Number held in class after acquisition or disposal:		1,273
Current registered holder(s):		N/A
Registered holder(s)once transfers are registered:		David Godfrey
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:		One
		14-Sep-18
		Issue of NZX Ordinary Shares pursuant to the NZX Dividend Reinvestment Plan
		N/A
		$1.0363 per share
		49
Whether relevant interests were acquired or disposed of duringa closedperiod:		No
Whether prior written clearance was provided to allow the acquisition or disposal to proceed duringthe closedperiod:		N/A
Date of theprior written clearance(if any):		N/A
Summary of other relevant interests after acquisition or disposal: Class ofquoted financialproducts: Nature of relevant interest: For that relevant interest,- Number held in class:
		NZX non-participating redeemable shares (NZXTRP)
		Beneficial
Number held in class:		190,086

Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:		One
Details of transactions requiring disclosure-
Date of transaction:		14-Sep-18
		Issue of NZX Ordinary
Nature of transaction:		Shares pursuant to the NZX Dividend
		Reinvestment Plan
Name of anyotherpartyorparties to the transaction(if known):		N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a		$1.0363 per share
cash value,describe the consideration:
Number of financialproducts to which the transaction related:		49
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of duringa closedperiod:		No
Whether prior written clearance was provided to allow the acquisition or disposal to proceed duringthe closedperiod:		N/A
Date of theprior written clearance(if any):		N/A
Summary of other relevant interests after acquisition or disposal:
		NZX non-participating
		redeemable shares
Class ofquoted financialproducts:		(NZXTRP)
Nature of relevant interest:		Beneficial
_For that relevant interest,- _
Number held in class:		190,086

NZX Executive Share Plan Nominee Limited

Current registered holder(s):

Certification

I certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made. Signature of director or officer: Date of signature: or Signature of person authorised to sign on behalf of director or officer: Date of signature: Name and title of authorised person:

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21/09/2018

Notes

Use this form to disclose all the acquisitions and disposals by a director or senior manager of a listed issuer, or of a related body corporate, or in specified derivatives. The disclosure must be made within—

(a) 20 working days after the first acquisition or disposal disclosed in this notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the Financial Markets Conduct Act 2013; or

(b) in any other case, 5 trading days after the first acquisition or disposal disclosed in this notice.