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NOVAVAX INC Director's Dealing 2016

Feb 18, 2016

31982_dirs_2016-02-18_57c80b2b-b8e0-465e-8b66-050ee2084385.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NOVAVAX INC (NVAX)
CIK: 0001000694
Period of Report: 2016-02-17

Reporting Person: EVANS GARY C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-17 Common Stock M 50000 $4.60 Acquired 390977 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-17 Stock Option (Right to buy) $4.60 M 50000 Disposed 2016-02-17 Common Stock (50000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8000 Indirect

Footnotes

F1: Includes 4,000 shares owned of record by Gary Evans Custodian for Dustin Evans UTMA/TX and 4,000 shares owned of record by Gary Evans Custodian for Casey Evans UTMA/TX.

F2: The 50,000 shares exercised on 02/17/2016 pursuant to this stock option vested on 08/17/2006.