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NOVAVAX INC — Director's Dealing 2026
Mar 3, 2026
31982_dirs_2026-03-03_d5e6a7ee-41ba-4b37-a4cb-2e1bdea07c31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOVAVAX INC (NVAX)
CIK: 0001000694
Period of Report: 2026-03-01
Reporting Person: O'Hara Elaine (EVP, Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-03-01 | Common Stock | M | 19600 | — | Acquired | 77081 | Direct |
| 2026-03-01 | Common Stock | F | 5375 | $10.14 | Disposed | 71706 | Direct |
| 2026-03-01 | Common Stock | M | 40000 | — | Acquired | 111706 | Direct |
| 2026-03-01 | Common Stock | F | 10969 | $10.14 | Disposed | 100737 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-03-01 | Restricted Stock Units | $0 | M | 19600 | Disposed | 2033-03-01 | Common Stock (19600) | Direct |
| 2026-03-01 | Restricted Stock Units | $0 | M | 40000 | Disposed | 2034-03-01 | Common Stock (40000) | Direct |
| 2026-03-02 | Restricted Stock Units | $0 | A | 118000 | Acquired | 2036-03-02 | Common Stock (118000) | Direct |
| 2026-03-02 | 2026 Non-statutory Stock Option NQ | $9.09 | A | 177500 | Acquired | 2036-03-02 | Common Stock (177500) | Direct |
Footnotes
F1: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.
F2: One-third (1/3) of the RSUs subject to this grant under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, (the "Plan") vest on each of the first three (3) anniversaries of March 1, 2023, in each case subject to continued employment through such vesting date.
F3: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of March 1, 2024, in each case subject to continued employment through such vesting date.
F4: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of March 2, 2026, in each case subject to continued employment through such vesting date.
F5: One-quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.