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NOVAVAX INC — Director's Dealing 2014
Jun 17, 2014
31982_dirs_2014-06-17_e2c710c6-a5f0-46ba-a88b-bcc9012ad3d9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NOVAVAX INC (NVAX)
CIK: 0001000694
Period of Report: 2014-06-12
Reporting Person: Herrmann John A III (SVP, General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7664 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) | $2.66 | 2020-04-15 | Common Stock (75000) | Direct | |
| Employee Stock Option (Right to buy) | $2.50 | 2021-03-10 | Common Stock (20000) | Direct | |
| Employee Stock Option (Right to buy) | $1.28 | 2022-03-01 | Common Stock (150000) | Direct | |
| Employee Stock Option (Right to buy) | $1.83 | 2023-03-02 | Common Stock (150000) | Direct | |
| Employee Stock Option (Right to buy) | $6.05 | 2024-03-06 | Common Stock (150000) | Direct |
Footnotes
F1: This option is exercisable in four equal annual installments. The first installment became exercisable on April 15, 2011, and the next three installments became exercisable on April 15, 2012, April 15, 2013, and April 15, 2014.
F2: This option is exercisable in four equal annual installments. The first installment became exercisable on March 10, 2012, the next two installments became exercisable on March 10, 2013 and March 10, 2014, and the next installment becomes exercisable on March 10, 2015.
F3: This option is exercisable in four equal annual installments. The first installment became exercisable on March 1, 2013, the next installment became exercisable on March 1, 2014, and the next two installments become exercisable on March 1, 2015 and March 1, 2016.
F4: This option is exercisable in four equal annual installments. The first installment became exercisable on March 2, 2014, and the next three installments become exercisable on March 2, 2015, March 2, 2016, and March 2, 2017.
F5: This option is exercisable in four equal annual installments. The first installment becomes exercisable on March 6, 2015, and the next three installments become exercisable on March 6, 2016, March 6, 2017, and March 6, 2018.