NLB — Major Shareholding Notification 2022

Jun 8, 2022

Date:22 October 2015 ESMA/2015/1597

Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)ⁱ

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Nova Ljubljanska Banka dd {undefined}

1. Reason for the notification (please tick the appropriate box or boxes):

[X] An acquisition or disposal of voting rights

[] An acquisition or disposal of financial instruments

[ ] An event changing the breakdown of voting rights

[ ] Other (please specify)iii:

3. Details of person subject to the notification obligationiv :

Name:

City and country of registered office (if applicable):

Brandes Investment Partners, L.P. 4275 Executive Square, 5th Floor, La Jolla, 92037, United States

1. Full name of shareholder(s) (if different from 3.)v:

5. Date on which the threshold was crossed or reachedvi:

2022-06-01

6. Total positions of person(s) subject to the notification obligation:

	% of voting rights at tached to shares (to tal of 7.A)	% of voting rights through financial instru ments (total of 7.B.1 + 7.B.2)	Total of both in % (7.A + 7.B)	Total number of voting rights of is suervii
Resulting situation on the date on which threshold was crossed or reached	4.78%		4.78%	20,000,000.00
Position of previous notification (if appli cable)

7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
A: Voting rights attached to shares
Class/type of	Number of voting rightsix		% of voting rights
shares	Direct	Indirect	Direct	Indirect
ISIN code (if possi	(Art 9 of Directive	(Art 10 of Directive	(Art 9 of Directive	(Art 10 of Directive
ble)	2004/109/EC)	2004/109/EC)	2004/109/EC)	2004/109/EC)
US66980N1046		479,862**		2.399
US66980N2036		477,058**		2.385
SUBTOTAL A

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
Type of financial instrument	Expira tion datex	Exercise/ Conversion Periodxi	Number of voting rights that may be acquired if the in strument is exer cised/ converted.	% of voting rights
		SUBTOTAL B.1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC

Type of finan cial instru ment	Expiration datex	Exercise/ Conversion Period x i	Physical or cash settle mentxii	Number of voting rights	% of voting rights
			SUBTOTAL
			B.2

1. Information in relation to the person subject to the notification obligation (please tick the applicable box):

[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

[ ] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:

Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial in struments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Brandes Investment	4.78	0.00	4.78
Partners, L.P.

1. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]

10. Additional informationxvi:

** Takes into account the GDR ratio 5:1

Done at San Diego on 2022-06-03.