Nexion Technologies Limited — Share Issue/Capital Change 2017

Jun 6, 2017

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

This Application Form uses the same terms as defined in the prospectus of Nexion Technologies Limited (the “ Company ”) dated 6 June 2017 (the “ Prospectus ”).

本申請表格使用Nexion Technologies Limited（「 本公司 」）於二零一七年六月六日刊發的招股章程（「 招股章程 」）所界定的相同詞語。 Staple your Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in payment here any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States without registration or an 請將股款 exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根據美國證券法登記 緊釘在此 或豁免登記，公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製（不論方式，也不論全 部或部分）本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents delivered to the Registrar of Companies and Available for Inspection” section in Appendix V to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長及備查文件」一節所述其他文件之副本已遵照公司（清盤及 雜項條文）條例第 342C 條的規定，送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司（「 聯 交所 」）、香港中央結算有限公司（「 香港結算 」）、香港證券及期貨事務監察委員會（「 證監會 」）及香港公司註冊處處長對此等文件 的內容概不負責。 NEXION TECHNOLOGIES LIMITED (Incorporated in the Cayman Islands with limited liability) （於開曼群島註冊成立的有限公司） Stock code : 8420 股份代號 : 8420 Maximum Offer Price : HK$0.55 per Public Offer Share, plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股公開發售股份 0.55 港元，另加1.0% 經紀佣金、 0.0027% 證監會交易徵費及 0.005% 聯交所交易費 （須於申請時以港元繳足，多繳股款可予退還） You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. ， 一 。 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Nexion Technologies Limited 致： Nexion Technologies Limited Southwest Securities (HK) Capital Limited 西證（香港）融資有限公司 The Joint Lead Managers 聯席牽頭經辦人 The Public Offer Underwriters 公開發售包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程的條款及條件以 procedures in this Application Form and the Prospectus. 及申請程序。請參閱本申請表格「填交本申請表格的效 Please refer to the “Effect of completing and submitting 用」一節。 this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

一 警告：任何人士只限作出 次為其利益而進行的認購申 。 請 參閱「填交本申請表格的效用」一節最後四點。

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由（所有）申請人簽署（所有聯名申請人必須簽署）：

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀

Broker no. 經紀號碼 Broker’s chop 經紀印章 ............................................................................................................ Date: 日期： ................/ ................ / .................. D日 M 月 Y年 Number of Public Offer Shares applied for (not more than Cheque/banker’s cashier order number 支票╱銀行本票號碼 75,000,000 Shares) 申請公開發售股份數目（不超過 75,000,000 股股份） Name of bank on which cheque/banker’s cashier order is drawn Total amount 總額 (see “How to make your application” section) 兌現支票╱銀行 本票的銀行名稱（見「申請手續」一節） HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業（以英文填寫） Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼（請刪除不適用者） Names of all other joint applicants in English (if any) 所有其他聯名申請人的英文姓名╱名稱（如有） Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 1) 碼╱香港商業登記號碼（請刪除不適用者） 2) 1) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址（以英文填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼） Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交： 代名人若不填寫本節，是項認購申請將視作為 閣下本身利益 提出。請填寫每名（聯名）實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 （Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 閣下 姓名 ╱ 名稱 及香港 地址 ）

Occupation in English 職業（以英文填寫）

For Internal use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

• (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或（如非香港身份證持有人）護照號碼。法人團體須填寫其香港商 業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登記 號碼將轉交第三方以核實申請表格是否有效。

• (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票（如有）上或會印有 閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護照號 碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

• (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出，而： ‧ 該公司主要從事證券買賣業務；及

• ‧ 閣下對該公司可行使法定控制權，

• 是項申請將視作為 閣下的利益提出。

(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong

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Please use this form if you want the Public Offer Shares to be issued in your name

How to make your application

1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

2. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “Bank of Communications (Nominee) Co. Ltd. — Nexion Public Offer”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Public Offer Shares applied for Amount payable on application HK$ No. of Public Offer Shares applied for Amount payable on application HK$ No. of Public Offer Shares applied for Amount payable on application HK$ 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 200,000 111,108.47 300,000 166,662.71 400,000 222,216.94 500,000 277,771.18 600,000 333,325.41 700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 10,000,000 5,555,423.50 20,000,000 11,110,847.00 30,000,000 16,666,270.50 40,000,000 22,221,694.00 50,000,000 27,777,117.50 60,000,000 33,332,541.00 70,000,000 38,887,964.50 75,000,000 41,665,676.25 _ _Maximum number of Public Offer Shares that you may apply for Sample樣本	2. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “Bank of Communications (Nominee) Co. Ltd. — Nexion Public Offer”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Public Offer Shares applied for Amount payable on application HK$ No. of Public Offer Shares applied for Amount payable on application HK$ No. of Public Offer Shares applied for Amount payable on application HK$ 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 200,000 111,108.47 300,000 166,662.71 400,000 222,216.94 500,000 277,771.18 600,000 333,325.41 700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 10,000,000 5,555,423.50 20,000,000 11,110,847.00 30,000,000 16,666,270.50 40,000,000 22,221,694.00 50,000,000 27,777,117.50 60,000,000 33,332,541.00 70,000,000 38,887,964.50 75,000,000 41,665,676.25 _ _Maximum number of Public Offer Shares that you may apply for Sample樣本
• show your account name, which must either be pre- authorised by the bank. The name on the banker’s
printed on the cheque, or be endorsed on the back cashier order must correspond with your name. If it
by a person authorised by the bank. This account is a joint application, the name on the back of the
name must correspond with your name. If it is a banker’s cashier order must be the same as the first-
joint application, the account name must be the named applicant’s name.
same as the first-named applicant’s name.

Please use this form if you want the Public Offer Shares to be issued in your name

1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of the following receiving bank: Bank of Communications Co., Ltd. Hong Kong Branch District Branch name Address Hong Kong Island Central District Sub-Branch G/F., Far East Consortium Building, 125A Des Voeux Road Central, Central Wanchai Sub-Branch Shop B on G/F., Johnston Court, 32–34 Johnston Road Kowloon Jordan Road Sub-Branch 1/F., Booman Building, 37U Jordan Road Kwun Tong Sub-Branch Shop E, Block G & H, G/F., East Sun Industrial Centre, 16 Shing Yip Street, Kwun Tong New Territories Sha Tsui Road Sub-Branch Shops Nos. 3–5 on G/F., Kwong Ming Building, 120–130 Sha Tsui Road, Tsuen Wan 5. Your Application Form can be lodged at these times: — Tuesday, 6 June 2017 9:00 a.m. to 5:00 p.m. — Wednesday, 7 June 2017 9:00 a.m. to 5:00 p.m. — Thursday, 8 June 2017 9:00 a.m. to 5:00 p.m. Friday, 9 June 2017 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Friday, 9 June 2017. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “10. How to apply for the Public Offer Shares — Effect of bad weather on the opening of the application lists” in the Prospectus.

如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

申請手續

1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為5,000股公開發售股份，並為下表所 列的其中一個數目，否則恕不受理。 2. 以英文填妥及簽署表格。只接納親筆簽名（不得以個人印章代替）。 3. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開出 銀行本票。支票或銀行本票必須符合以下所有規定，否則 閣下的認購申請將不獲接納： 支票必須： 銀行本票必須： ‧ 為港元； ‧ 不得為期票； ‧ 註明抬頭人為「交通銀行(代理人)有限公司 — Nexion公開發售」； ‧ 劃線註明「只准入抬頭人賬戶」； ‧ 從 閣下在香港的港元銀行賬戶中開出；及 ‧ 顯示 閣下的賬戶名稱，而該賬戶名稱必須已 預印在支票上，或由有關銀行授權的人士在支 票背書。賬戶名稱必須與 閣下姓名╱名稱相 同。如屬聯名申請，賬戶名稱必須與排名首位 申請人的姓名╱名稱相同。 ‧ 須由香港持牌銀行開出，並由有關銀行授權的 人士在銀行本票背面簽署核證 閣下姓名╱ 名稱。銀行本票所示姓名╱名稱須與 閣下姓 名╱名稱相同。如屬聯名申請，銀行本票背面 所示姓名╱名稱必須與排名首位申請人的姓 名╱名稱相同。 可供申請認購股份數目及應繳款項 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 200,000 111,108.47 300,000 166,662.71 400,000 222,216.94 500,000 277,771.18 600,000 333,325.41 700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 10,000,000 5,555,423.50 20,000,000 11,110,847.00 30,000,000 16,666,270.50 40,000,000 22,221,694.00 50,000,000 27,777,117.50 60,000,000 33,332,541.00 70,000,000 38,887,964.50 75,000,000 41,665,676.25 __ 閣下可申請認購的公開發售股份最高數目 Sample樣本	1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為5,000股公開發售股份，並為下表所 列的其中一個數目，否則恕不受理。 2. 以英文填妥及簽署表格。只接納親筆簽名（不得以個人印章代替）。 3. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開出 銀行本票。支票或銀行本票必須符合以下所有規定，否則 閣下的認購申請將不獲接納： 支票必須： 銀行本票必須： ‧ 為港元； ‧ 不得為期票； ‧ 註明抬頭人為「交通銀行(代理人)有限公司 — Nexion公開發售」； ‧ 劃線註明「只准入抬頭人賬戶」； ‧ 從 閣下在香港的港元銀行賬戶中開出；及 ‧ 顯示 閣下的賬戶名稱，而該賬戶名稱必須已 預印在支票上，或由有關銀行授權的人士在支 票背書。賬戶名稱必須與 閣下姓名╱名稱相 同。如屬聯名申請，賬戶名稱必須與排名首位 申請人的姓名╱名稱相同。 ‧ 須由香港持牌銀行開出，並由有關銀行授權的 人士在銀行本票背面簽署核證 閣下姓名╱ 名稱。銀行本票所示姓名╱名稱須與 閣下姓 名╱名稱相同。如屬聯名申請，銀行本票背面 所示姓名╱名稱必須與排名首位申請人的姓 名╱名稱相同。 可供申請認購股份數目及應繳款項 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 200,000 111,108.47 300,000 166,662.71 400,000 222,216.94 500,000 277,771.18 600,000 333,325.41 700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 10,000,000 5,555,423.50 20,000,000 11,110,847.00 30,000,000 16,666,270.50 40,000,000 22,221,694.00 50,000,000 27,777,117.50 60,000,000 33,332,541.00 70,000,000 38,887,964.50 75,000,000 41,665,676.25 __ 閣下可申請認購的公開發售股份最高數目 Sample樣本
支票必須：	銀行本票必須：
‧ 為港元； ‧ 不得為期票； ‧ 註明抬頭人為「交通銀行(代理人)有限公司 — Nexion公開發售」； ‧ 劃線註明「只准入抬頭人賬戶」； Sa
‧ 從 閣下在香港的港元銀行賬戶中開出；及 ‧ 顯示 閣下的賬戶名稱，而該賬戶名稱必須已 預印在支票上，或由有關銀行授權的人士在支 票背書。賬戶名稱必須與 閣下姓名╱名稱相 同。如屬聯名申請，賬戶名稱必須與排名首位 申請人的姓名╱名稱相同。	‧ 須由香港持牌銀行開出，並由有關銀行授權的 人士在銀行本票背面簽署核證 閣下姓名╱ 名稱。銀行本票所示姓名╱名稱須與 閣下姓 名╱名稱相同。如屬聯名申請，銀行本票背面 所示姓名╱名稱必須與排名首位申請人的姓 名╱名稱相同。

如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

1. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同隨附的支票或銀行本票）投入下列收款銀行 之任何一間分行的收集箱： 交通銀行股份有限公司香港分行 地區 分行名稱 地址 香港島 中區支行 中環 德輔道中125A 號 遠東發展大廈地下 灣仔支行 莊士敦道32–34 號 莊士敦大樓 地下 B 舖 九龍 佐敦道支行 佐敦道 37U 號 保文大廈1 樓 觀塘支行 觀塘 成業街16 號 怡生工業大廈 地下 G 及 H 座 E 號舖 新界 沙咀道支行 荃灣 沙咀道 120–130 號 光明大廈 地下 3–5 號舖 5. 閣下可於下列時間遞交申請表格： 二零一七年六月六日（星期二）— 上午九時正至下午五時正 二零一七年六月七日（星期三）— 上午九時正至下午五時正 二零一七年六月八日（星期四）— 上午九時正至下午五時正 二零一七年六月九日（星期五）— 上午九時正至中午十二時正 6. 截止遞交申請的時間為二零一七年六月九日（星期五）中午十二時正。本公司將於當日上午十一時四十 五分至中午十二時正期間登記認購申請，唯一會影響此時間的變化因素為當日的天氣情況（詳見招股 — 章程「10.如何申請公開發售股份 惡劣天氣對開始認購申請登記的影響」一節）。

Please use this form if you want the Public Offer Shares to be issued in your name NEXION TECHNOLOGIES LIMITED (Incorporated in the Cayman Islands with limited liability) PUBLIC OFFER Conditions of your application • confirm that you have received and read the Prospectus and A. Who can apply have only relied on the information and representations 1. You and any person(s) for whose benefit you are applying must contained in the Prospectus in making your application and will be 18 years of age or older and must have a Hong Kong address. not rely on any other information or representations except 2. If you are a firm, the application must be in the individual those in any supplement to the Prospectus; members’ names. • confirm that you are aware of the restrictions on the Public 3. The number of joint applicants may not exceed four. Offer in the Prospectus; 4. If you are a body corporate, the application must be signed by a • agree that none of the Company, the Sole Sponsor, the Joint duly authorised officer, who must state his representative Lead Managers, the Public Offer Underwriters, their respective capacity, and stamped with your corporation’s chop. directors, officers, employees, partners, agents, advisers or any 5. You must be outside the United States, not be a United States other parties involved in the Public Offer is or will be liable for Person (as defined in Regulation S under the U.S. Securities any information and representations not in the Prospectus (and Act) and not be a legal or natural person of the PRC. any supplement to it); 6. Unless permitted by the GEM Listing Rules, you cannot apply • agree to disclose to the Company, the Hong Kong Share for any Public Offer Shares if you: Registrar, the receiving bank, the Sole Sponsor, the Joint Lead • are an existing beneficial owner of shares in the Company Managers, the Public Offer Underwriters and/or their respective and/or any of its subsidiaries; advisers and agents any personal data which they may require • are a director or chief executive officer of the Company and/ about you and the person(s) for whose benefit you have made or any of its subsidiaries; the application; • are a close associate (as defined in the GEM Listing Rules) • if the laws of any place outside Hong Kong apply to your of any of the above; or application, agree and warrant that you have complied with all • are a connected person (as defined in the GEM Listing such laws and none of the Company, the Sole Sponsor, the Joint Rules) of the Company or will become a connected person Lead Managers and the Public Offer Underwriters nor any of of the Company immediately upon completion of the Public their respective officers or advisers will breach any law outside Offer. Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations B. If you are a nominee under the terms and conditions contained in the Prospectus and You, as a nominee, may make more than one application for the this Application Form; Public Offer Shares by: (i) giving electronic instructions to HKSCC • agree that once your application has been accepted, you may not via Central Clearing and Settlement System (“ CCASS ”) (if you are rescind it because of an innocent misrepresentation; a CCASS Participant); or (ii) using a WHITE or YELLOW • agree that your application will be governed by the laws of Application Form, and lodge more than one application in your Hong Kong; own name on behalf of different beneficial owners. • represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered C. Effect of completing and submitting this Application Form under the U.S. Securities Act; and (ii) you and any person for By completing and submitting this Application Form, you (and if whose benefit you are applying for the Public Offer Shares are you are joint applicants, each of you jointly and severally) for outside the United States (as defined in Regulation S) or are a yourself or as an agent or a nominee on behalf of each person for person described in paragraph (h) (3) of Rule 902 of Regulation whom you act: S; • undertake to execute all relevant documents and instruct and • warrant that the information you have provided is true and authorise the Company, the Sole Sponsor, and/or the Joint Lead accurate; Managers (or their agents or nominees), as agents of the • agree to accept the Public Offer Shares applied for, or any lesser Company, to execute any documents for you and to do on your number allocated to you under the application; behalf all things necessary to register any Public Offer Shares • authorise the Company to place your name(s) on the Company’s allocated to you in your name as required by the Articles; register of members as the holder(s) of any Public Offer Shares • agree to comply with the Companies Ordinance, the Companies allocated to you, and the Company and/or its agents to send any (Winding Up and Miscellaneous Provisions) Ordinance and the share certificate(s) and/or any refund cheque(s) to you or the Articles; first-named applicant for joint application by ordinary post at • confirm that you have read the terms and conditions and your own risk to the address stated on the application, unless application procedures set out in the Prospectus and in this you have chosen to collect the share certificate(s) and/or refund Application Form and agree to be bound by them; cheque(s) in person;

• confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

Please use this form if you want the Public Offer Shares to be issued in your name

• declare and represent that this is the only application made and If you are an individual who is eligible for personal collection, you the only application intended by me/us to be made to benefit must not authorise any other person to collect for you. If you are a me/us or the person for whose benefit I am/we are applying; corporate applicant which is eligible for personal collection, your • understand that the Company, the Directors, the Sole Sponsor, authorised representative must bear a letter of authorisation from and the Joint Lead Managers will rely on your declarations and your corporation stamped with your corporation’s chop. Both representations in deciding whether or not to make any individuals and authorised representatives must produce, at the time allotment of any of the Public Offer Shares to you and that you of collection, evidence of identity acceptable to the Hong Kong may be prosecuted for making a false declaration; Share Registrar. • (if the application is made for your own benefit) warrant that no If you do not collect your refund cheque(s) and/or share other application has been or will be made for your benefit on a certificate(s) personally within the time period specified for WHITE or YELLOW Application Form or by giving collection, they will be despatched promptly to the address as electronic application instructions to HKSCC or to the HK eIPO specified on this Application Form by ordinary post at your own White Form Service Provider by you or by any one as your risk. agent or by any other person; and If you apply for less than your 1,000,000 Public Offer Shares, your • (if you are making the application as an agent for the benefit of refund cheque(s) and/or share certificate(s) will be sent to the another person) warrant that (i) no other application has been or address on this Application Form on Thursday, 15 June 2017, by will be made by you as agent for or for the benefit of that person ordinary post and at your own risk. or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving Refund of your money electronic application instructions to HKSCC and (ii) you have If you do not receive any Public Offer shares or if your application due authority to sign the Application Form or give electronic is accepted only in part, the Company will refund to you your application instructions on behalf of that other person as their application monies (including the related 1.0% brokerage, 0.0027% agent. SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. D. Power of attorney If the Offer Price is less than the maximum Offer Price, the If your application is made through an authorised attorney, the Company will refund to you the surplus application monies (including Company, the Sole Sponsor and the Joint Lead Managers may the related 1.0% brokerage, 0.0027% SFC transaction levy and accept or reject your application at their discretion, and on any 0.005% Hong Kong Stock Exchange trading fee) without interest. conditions they think fit, including evidence of the attorney’s The refund procedures are stated in the “14. Despatch/Collection of authority. share certificates and refund monies” in the section headed “How to apply for the Public Offer Shares” in the Prospectus. Determination of Offer Price and allocation of Public Offer Shares The Offer Price is expected to be fixed on or around Friday, 9 June Application by HKSCC Nominees Limited (“HKSCC Nominees”) 2017. Applicants are required to pay the maximum Offer Price of Where this Application Form is signed by HKSCC Nominees on HK$0.55 for each Public Offer Share together with 1.0% brokerage, behalf of persons who have given electronic application instructions 0.0027% SFC transaction levy and 0.005% Stock Exchange trading to apply for the Public Offer Shares, the provisions of this fee. If the Offer Price is not agreed between the Company and the Application Form which are inconsistent with those set out in the Joint Lead Managers (for themselves and on behalf of the Public Prospectus shall not apply and provisions in the Prospectus shall Offer Underwriters) on or before Thursday, 15 June 2017, the prevail. Public Offer will not proceed. Without limiting the generality of this paragraph, the following Applications for Public Offer Shares will not be processed and no sections of this Application Form are inapplicable where this form allotment of any Public Offer Shares will be made until the is signed by HKSCC Nominees: application lists close. • “Applicants’ declaration” on the first page; The Company expects to announce the final Offer Price, the level • “Warning” on the first page; of applications in the Public Offer and the basis of allocation of the • “If you are a nominee”; Public Offer Shares on Thursday, 15 June 2017 on our Company’s • All representations and warranties under the “Effect of website at www.nexion.com.hk and the website of the Stock completing and submitting this Application Form” section, Exchange at www.hkexnews.hk . Results of allocations in the except the first one regarding registration of Public Offer Shares Public Offer, and the Hong Kong Identity Card/passport/Hong in the applicant’s name and the signing of documents to enable Kong business numbers of successful applicants (where applicable) the applicant to be registered as the holder of the Public Offer will be available on the above websites. Shares; • “If your application for Public Offer Shares is successful (in If your application for Public Offer Shares is successful (in whole or in part)”; and whole or in part) • “Refund of your money”.

• “Refund of your money”.

The following sub-sections in the section headed “How to apply for the Public Offer Shares” in the Prospectus are inapplicable where this form is signed by HKSCC Nominees:

If you apply for 1,000,000 or more Public Offer Shares, you may collect your share certificate(s) in person from Tricor Investor Services Limited at Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Thursday, 15 June 2017 or such other date as announced by us.

• “8. How many applications can you make”; and

• “12. Circumstances in which you will not be allotted Public Offer Shares” .

如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格 NEXION TECHNOLOGIES LIMITED （於開曼群島註冊成立的有限公司） 公開發售 申請條件 ‧ 確認 閣下已接獲及細閱招股章程，提出申請時也僅依據 甲. 可提出申請的人士 招股章程載列的資料及陳述，而除招股章程任何補充文件 1. 閣下及 閣下為其利益提出申請的任何人士必須年滿 18 歲 所載者外，不會依賴任何其他資料或陳述； 並有香港地址。 ‧ 確認 閣下知悉招股章程內有關公開發售的限制； 2. 如 閣下為商號，申請須以個別成員名義提出。 ‧ 同意本公司、獨家保薦人、聯席牽頭經辦人、公開發售包 3. 聯名申請人不得超過四名。 銷商、彼等各自的董事、高級職員、僱員、合夥人、代 4. 如 閣下為法人團體，申請須經由正式授權人員簽署，並 理、顧問或參與公開發售的其他人士現時或日後均毋須對 註明其所屬代表身份及蓋上公司印鑑。 並非載於招股章程（及其任何補充文件）的任何資料及陳述 5. 閣下必須身處美國境外，並非美國人士（定義見美國證券法 負責； S規則），亦非中國法人或自然人。 ‧ 同意在本公司、香港股份過戶登記處、收款銀行、獨家保 6. 除創業板上市規則批准外，下列人士概不得申請認購任何 薦人、聯席牽頭經辦人、公開發售包銷商及╱或彼等各自 公開發售股份： 的顧問及代理提出要求時，向彼等披露其所要求提供有 ‧ 本公司及╱或其任何附屬公司股份的現有實益擁有人； 關 閣下及 閣下為其利益提出申請的人士的任何個人資 ‧ 本公司及╱或其任何附屬公司的董事或最高行政人員； 料； ‧ 上述任何人士的緊密聯繫人（定義見創業板上市規則）；或 ‧ 如香港境外任何地方的法例適用於 閣下的申請，則同意 ‧ 本公司關連人士（定義見創業板上市規則）或緊隨公開發 及保證 閣下已遵守所有有關法例，且本公司、獨家保薦 售完成後將成為本公司關連人士的人士。 人、聯席牽頭經辦人及公開發售包銷商和彼等各自任何高 級職員或顧問概不會因接納 閣下的購買要約，或 閣下 乙. 如 閣下為代名人 根據招股章程及本申請表格所載的條款及條件應有的權利 閣下作為代名人可提出超過一次公開發售股份申請，方法是： 及責任所引致的任何行動，而違反香港境外的任何法例； (i) 透過中央結算及交收系統（「 中央結算系統 」）向香港結算發 ‧ 同意 閣下的申請一經接納，即不得因無意的失實陳述而 出電子認購指示（如 閣下為中央結算系統參與者）；或 (ii) 使 撤銷； 用 白色 或 黃色 申請表格，以自身名義代表不同的實益擁有人提 ‧ 同意 閣下的申請受香港法例管轄； 交超過一份申請。 ‧ 聲明、保證及承諾：(i) 閣下明白公開發售股份不曾亦不 會根據美國證券法登記；及 (ii) 閣下及 閣下為其利益申 丙. 填交本申請表格的效用 請公開發售股份的任何人士均身處美國境外（定義見 S 規 閣下填妥並遞交本申請表格，即表示 閣下（如屬聯名申請 則），或屬S規則第902條第(h)(3) 段所述的人士； 人，即各人共同及個別）代表 閣下本身，或作為 閣下代其 ‧ 保證 閣下提供的資料真實及準確； 行事的每位人士的代理或代名人： ‧ 同意接納所申請數目或根據申請分配予 閣下但數目較少 ‧ 承諾簽立所有相關文件，並指示及授權本公司、獨家保薦 的公開發售股份； ‧ 人及╱或聯席牽頭經辦人（或其代理或代名人）（作為本公 授權本公司將 閣下的姓名╱名稱列入本公司股東名冊， 司代理），代表 閣下簽立任何文件，並按照細則的規定代 作為 閣下獲分配的任何公開發售股份的持有人，並授 表 閣下辦理一切必要事宜以將 閣下獲分配的任何公開 權本公司及╱或其代理以普通郵遞方式按申請所示地址 發售股份以 閣下名義登記； 向 閣下或聯名申請的排名首位申請人寄發任何股票及╱ ‧ 同意遵守公司條例、公司（清盤及雜項條文）條例及細則； 或退款支票，郵誤風險由 閣下承擔，惟 閣下已選擇親 ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及條 身領取股票及╱或退款支票則除外；

• ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及條 件以及申請程序，並同意受其約束；

如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

• ‧ 聲明及表示此乃本人╱吾等為本身或本人╱吾等為其利益 提出申請的人士所提出及擬提出的唯一申請；

‧ 聲明及表示此乃本人╱吾等為本身或本人╱吾等為其利益 如 閣下為個人申請人並合資格親身領取， 閣下不得授權 提出申請的人士所提出及擬提出的唯一申請； 任何其他人士代領。如 閣下為公司申請人並合資格派人領 ‧ 明白本公司、董事、獨家保薦人及聯席牽頭經辦人將依 取， 閣下的授權代表須攜同蓋上公司印鑑的授權書領取。個 據 閣下的聲明及陳述而決定是否向 閣下配發任何公開 人申請人及授權代表領取股票須出示香港股份過戶登記處接納 發售股份， 閣下如作出虛假聲明，可能會被檢控； 的身份證明文件。 • （如本申請為 閣下本身的利益提出）保證 閣下或作 如 閣下並無在指定領取時間內親身領取退款支票及╱或股 為 閣下代理的任何人士或任何其他人士不曾亦不會 票，有關退款支票及╱或股票將會立刻以普通郵遞方式寄往本 為 閣下的利益以 白色 或 黃色 申請表格或向香港結算或向 申請表格所示地址，郵誤風險由 閣下承擔。 網上白表服務供應商發出電子認購指示而提出其他申請； 如 閣下申請認購 1,000,000 股以下公開發售股份， 閣下的退 及 款支票及╱或股票將於二零一七年六月十五日（星期四）或之 • （如 閣下作為代理為另一人士的利益提出申請）保證 前以普通郵遞方式寄往本申請表格所示地址，郵誤風險由 閣 (i) 閣下（作為代理或為該人士利益）或該人士或任何其 下承擔。 他作為該人士代理的人士不曾亦不會以 白色 或 黃色 申請表 格或向香港結算發出電子認購指示而提出其他申請；及 退回款項 (ii) 閣下獲正式授權作為該人士的代理代為簽署申請表格 若 閣下未獲分配任何公開發售股份或申請僅部分獲接納，本 或發出電子認購指示。 公司將不計利息退回 閣下的申請股款（包括相關的 1.0% 經紀 佣金、0.0027%證監會交易徵費及0.005% 聯交所交易費）。 丁. 授權書 倘發售價低於最高發售價，本公司將不計利息向 閣下退回多 如 閣下透過授權代理人提出申請，本公司、獨家保薦人及聯 繳申請股款（包括相關的 1.0% 經紀佣金、0.0027% 證監會交易 席牽頭經辦人可按其認為合適的任何條件（包括出示代理人獲 徵費及0.005% 香港聯交所交易費）。 授權證明）酌情接納或拒絕 閣下的申請。 有關退款程序載於招股章程「如何申請公開發售股份」一節「14. 發送╱領取股票及退款」內。 釐定發售價及公開發售股份的分配 預期發售價於二零一七年六月九日（星期五）或前後釐定。申 香港中央結算（代理人）有限公司（「香港結算代理人」）提出的 請人須繳付每股公開發售股份 0.55 港元的最高發售價，另加 申請 1.0%經紀佣金、0.0027%證監會交易徵費及0.005% 聯交所交易 如本申請表格由香港結算代理人代表發出電子認購指示申請公 費。倘若本公司與聯席牽頭經辦人（為其自身及代表公開發售 開發售股份的人士簽署，本申請表格與招股章程不符的條文將 包銷商）並無於二零一七年六月十五日（星期四）或之前協定發 不適用，且以招股章程所述者為準。 售價，公開發售將不會進行。 在不限制此段一般應用的前提下，本申請表格的以下部分在香 截止登記認購申請前，概不處理公開發售股份的申請及配發任 港結算代理人作簽署人的情況下並不適用： 何公開發售股份。 ‧ 第一頁的「申請人聲明」； 本公司預期於二零一七年六月十五日（星期四）在本公司網站 ‧ 第一頁的「警告」； ( www. nexion.com.hk ) 及聯交所網站 ( www.hkexnews.hk ) 公佈 ‧「如 閣下為代名人」； 最終發售價、公開發售的申請水平及公開發售股份分配基準。 ‧「填交本申請表格的效用」一節的所有陳述及保證， 公開發售的分配結果以及獲接納申請人的香港身份證╱護照╱ 惟首項有關以申請人名義登記公開發售股份及簽署使申請 香港商業登記號碼（如適用）亦同於上述網站公佈。 人登記成為公開發售股份持有人的文件除外； ‧「如 閣下成功申請認購公開發售股份（全部或部分）」；及 如 閣下成功申請認購公開發售股份（全部或部分） ‧「退回款項」。 如 閣下申請認購 1,000,000 股或以上公開發售股份， 閣下可 招股章程「如何申請公開發售股份」一節的以下分節在香港結 於二零一七年六月十五日（星期四）或本公司於報章公佈的其 算代理人作簽署人的情況下並不適用： 他日期的上午九時正至下午一時正，親臨卓佳證券登記有限公 ‧「8.閣下可提交之申請數目」；及 司（地址為香港皇后大道東183號合和中心22樓）領取股票。 ‧「12.閣下不獲配發公開發售股份之情況」。

Please use this form if you want the Public Offer Shares to be issued in your name

3. Transfer of personal data

Personal Data

Personal Information Collection Statement

Personal Information Collection Statement Personal data held by the Company and its Hong Kong This Personal Information Collection Statement Share Registrar relating to the securities holders will informs the applicant for, and holder of, Public Offer be kept confidential but the Company and its Hong Shares, of the policies and practices of the Company Kong Share Registrar may, to the extent necessary for and its Hong Kong Share Registrar in relation to achieving any of the above purposes, disclose or personal data and the Personal Data (Privacy) transfer (whether within or outside Hong Kong) the Ordinance (Chapter 486 of the Laws of Hong““ Ordinance ” ). Kong) (the personal data to any of the following: • the Company’s appointed agents such as financial advisers, receiving banks and overseas principal 1. Reasons for the collection of your personal data share registrar; It is necessary for applicants and registered holders of • where applicants for securities request a deposit into securities to supply correct personal data to the CCASS, HKSCC or HKSCC Nominees, who will Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring use the personal data for the purposes of operating securities into or out of their names or in procuring the CCASS; services of the Hong Kong Share Registrar. • any agents, contractors or third-party service providers Failure to supply the requested data may result in your who offer administrative, telecommunications, application for securities being rejected, or in delay or computer, payment or other services to the the inability of the Company or its Hong Kong Share Company or the Hong Kong Share Registrar in Registrar to effect transfers or otherwise render their connection with their respective business operation; services. It may also prevent or delay registration or • the Stock Exchange, the SFC and any other statutory transfers of the Hong Kong Offer Shares which you regulatory or governmental bodies or otherwise as have successfully applied for and/or the despatch of required by laws, rules or regulations; and share certificate(s) and/or refund cheque(s) to which • any persons or institutions with which the securities’ you are entitled. holders have or propose to have dealings, such as It is important that securities holders inform the their bankers, solicitors, accountants or stockbrokers

This Personal Information Collection Statement Share Registrar relating to the securities holders will informs the applicant for, and holder of, Public Offer be kept confidential but the Company and its Hong Shares, of the policies and practices of the Company Kong Share Registrar may, to the extent necessary for and its Hong Kong Share Registrar in relation to achieving any of the above purposes, disclose or personal data and the Personal Data (Privacy) transfer (whether within or outside Hong Kong) the Ordinance (Chapter 486 of the Laws of Hong““ Ordinance ” ). Kong) (the personal data to any of the following: • the Company’s appointed agents such as financial advisers, receiving banks and overseas principal 1. Reasons for the collection of your personal data share registrar; It is necessary for applicants and registered holders of • where applicants for securities request a deposit into securities to supply correct personal data to the CCASS, HKSCC or HKSCC Nominees, who will Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring use the personal data for the purposes of operating securities into or out of their names or in procuring the CCASS; services of the Hong Kong Share Registrar. • any agents, contractors or third-party service providers Failure to supply the requested data may result in your who offer administrative, telecommunications, application for securities being rejected, or in delay or computer, payment or other services to the the inability of the Company or its Hong Kong Share Company or the Hong Kong Share Registrar in Registrar to effect transfers or otherwise render their connection with their respective business operation; services. It may also prevent or delay registration or • the Stock Exchange, the SFC and any other statutory transfers of the Hong Kong Offer Shares which you regulatory or governmental bodies or otherwise as have successfully applied for and/or the despatch of required by laws, rules or regulations; and share certificate(s) and/or refund cheque(s) to which • any persons or institutions with which the securities’ you are entitled. holders have or propose to have dealings, such as It is important that securities holders inform the their bankers, solicitors, accountants or stockbrokers Company and the Hong Kong Share Registrar etc. immediately of any inaccuracies in the personal data supplied. 4. Retention of personal data The Company and its Hong Kong Share Registrar will 2. Purposes keep the personal data of the applicants and holders of The personal data of the securities holders may be held securities for as long as necessary to fulfil the purposes and processed for the following purposes: for which the personal data were collected. Personal • processing your application and refund cheque, data which is no longer required will be destroyed or where applicable, verification of compliance with the terms and application procedures set out in this dealt with in accordance with the Ordinance. Application Form and the Prospectus and announcing results of allocation of the Public Offer 5. Access to and correction of personal data Shares; Securities holders have the right to ascertain whether • compliance with applicable laws and regulations in the Company or the Hong Kong Share Registrar hold Hong Kong and elsewhere; their personal data, to obtain a copy of that data, and to • registering new issues or transfers into or out of the correct any data that is inaccurate. The Company and names of securities’ holders including, where the Hong Kong Share Registrar have the right to applicable, HKSCC Nominees; charge a reasonable fee for the processing of such • maintaining or updating the register of securities’ requests. holders of the Company; All requests for access to data or correction of data • verifying securities holders’ identities; should be addressed to us, at our registered address • establishing benefit entitlements of securities’ disclosed in the “Corporate information” section of the holders of the Company, such as dividends, rights Prospectus or as notified from time to time, for the issues, bonus issues, etc.; attention of the company secretary, or our Hong Kong • distributing communications from the Company and Share Registrar for the attention of the privacy its subsidiaries;

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.

• compiling statistical information and shareholder profiles;

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

• disclosing relevant information to facilitate claims on entitlements; and

• any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

個人資料

3. 轉交個人資料

個人資料收集聲明 本公司及其香港股份過戶登記處所持有關證券持有 此項個人資料收集聲明是向公開發售股份的申請人 人的個人資料將會保密，但本公司及其香港股份過 和持有人說明有關本公司及其香港股份過戶登記 戶登記處可以在為作上述任何用途之必要情況下， 處有關個人資料和香港法例第486 章《個人資料（私 向下列任何人士披露或轉交（無論在香港境內或境 隱）條例》（「 條例 」）方面的政策和措施。 外）有關個人資料： ‧ 本公司委任的代理人，例如財務顧問、收款銀 1. 收集 閣下個人資料的原因 行和海外股份過戶登記總處； ‧ 證券申請人及登記持有人以本身名義申請證券或轉 （如證券申請人要求將證券存入中央結算系統） 讓或受讓證券時或尋求香港股份過戶登記處的服務 香港結算或香港結算代理人；其將會就中央結 時，必須向本公司或其代理人及香港股份過戶登記 算系統的運作使用有關個人資料； ‧ 處提供準確個人資料。 向本公司或香港股份過戶登記處提供與其各自 未能提供所要求的資料可能導致 閣下申請證券被 業務營運有關的行政、電訊、電腦、付款或其 拒或延遲，或本公司或其香港股份過戶登記處無法 他服務的任何代理人、承包商或第三方服務供 進行過戶或提供服務。此舉也可能妨礙或延遲登記 應商； ‧ 或轉讓 閣下成功申請的香港發售股份及╱或寄 聯交所、證監會及任何其他法定監管機關或政 發 閣下應得的股票及╱或退款支票。 府部門或遵照其他法律、規則或法規的規定； 證券持有人所提供的個人資料如有任何錯誤，須立 及 ‧ 即通知本公司及香港股份過戶登記處。 證券持有人與其進行或擬進行交易的任何人士 或機構，例如彼等的銀行、律師、會計師或股 2. 用途 票經紀等。 證券持有人的個人資料可作以下用途持有及處理： ‧ 處理 閣下的申請及退款支票（如適用）、核實 4. 個人資料的保留 是否符合本申請表格及招股章程載列的條款和 本公司及其香港股份過戶登記處將按收集個人資料 申請程序以及公佈公開發售股份的分配結果； 所需的用途保留證券申請人及持有人的個人資料。 ‧ 遵守香港及其他地區的適用法律及法規； 無需保留的個人資料將會根據條例銷毀或處理。 ‧ 以證券持有人（包括香港結算代理人（如適用）） 的名義登記新發行證券或轉讓或受讓證券； 5. 查閱和更正個人資料 ‧ 存置或更新本公司證券持有人的名冊； 證券持有人有權確定本公司或香港股份過戶登記處 ‧ 核實證券持有人的身份； 是否持有其個人資料，索取有關該資料的副本並更 ‧ 確定本公司證券持有人的受益權利，例如股 正任何不準確資料。本公司和香港股份過戶登記處 息、供股、紅股等； 有權就該等要求收取合理費用。 ‧ 分發本公司及其附屬公司的通訊； 所有查閱資料或更正資料的要求應按招股章程「公 ‧ 編製統計數據和股東資料； 司資料」一節所披露或不時通知的本公司註冊地址 ‧ 披露有關資料以便就權益索償；及 向公司秘書或本公司的香港股份過戶登記處屬下的 ‧ 與上述有關的任何其他附帶或相關用途及╱或 個人資料私隱事務主任提出。 使本公司及香港股份過戶登記處能履行對證券 持有人及╱或監管機構承擔的責任及╱或證券 閣下簽署申請表格或向香港結算發出電子認購指 持有人不時同意的任何其他用途。 示，即表示同意上述各項。