Nexion Technologies Limited — Capital/Financing Update 2017

Jun 6, 2017

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公 開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

This Application Form uses the same terms as defined in the prospectus of Nexion Technologies Limited (the “ Company ”) dated 6 June 2017 (the “ Prospectus ”). 本申請表格使用Nexion Technologies Limited（「Nexion Technologies Limited（「（「 本公司 」）於二零一七年六月六日刊發的招股章程（「 招股章程 」）所界定的相同詞語。 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act.

本申請表格使用Nexion Technologies Limited（「Nexion Technologies Limited（「（「 本公司 」）於二零一七年六月六日刊發的招股章程（「 招股章程 」）所界定的相同詞語。 Staple your Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction payment here other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 請將股款 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根據美國證券法登記或豁免登 記，公開發售股份不得在美國提呈發售或出售。 緊釘在此 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製（不論方式，也不論全部或部分）本 申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents delivered to the Registrar of Companies and Available for Inspection” section in Appendix V to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長及備查文件」一節所述其他文件之副本已遵照公司（清盤及雜項條文）條 例第 342C 條的規定，送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司（「 聯交所 」）、香港中央結算有限 公司（「 香港結算 」）、香港證券及期貨事務監察委員會（「 證監會 」）及香港公司註冊處處長對此等文件的內容概不負責。 NEXION TECHNOLOGIES LIMITED (Incorporated in the Cayman Islands with limited liability) （於開曼群島註冊成立的有限公司） Stock code : 8420 股份代號 : 8420 Maximum Offer Price : HK$0.55 per Public Offer Share, plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股公開發售股份 0.55 港元，另加1.0% 經紀佣金、 0.0027% 證監會交易徵費及 0.005% 聯交所交易費 （須於申請時以港元繳足，多繳股款可予退還） You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. ， 一 。 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Nexion Technologies Limited 致： Nexion Technologies Limited Southwest Securities (HK) Capital Limited 西證（香港）融資有限公司 The Joint Lead Managers 聯席牽頭經辦人 The Public Offer Underwriters 公開發售包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程的條款及條件以 procedures in this Application Form and the Prospectus. 及申請程序。請參閱本申請表格「填交本申請表格的效 Please refer to the “Effect of completing and submitting 用」一節。 this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

一 警告：任何人士只限作出 次為其利益而進行的認購申 。 請 請參閱「填交本申請表格的效用」一節最後四點。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公 開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由（所有）申請人簽署（所有聯名申請人必須簽署）： Broker no. 經紀號碼 Broker’s chop 經紀印鑑 ............................................................................................................ Date: 日期： ........................... /.........................../ ............................ D日 M 月 Y年 Cheque/banker’s cashier order number 支票╱銀行本票號碼 Number of Public Offer Shares applied for (not more than 75,000,000 Shares) 申請公開發售股份數目（不超過 75,000,000 股股份） Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行 Total amount 總額 本票的銀行名稱（見「申請手續」一節） HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業（以英文填寫） Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼（請刪除不適用者） Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱（如有） Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼（請刪除不適用者） 1) 2) 1) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of the first-named applicant only) 香港地址（以英文填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼） Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if THIS BOX MUST BE DULY COMPLETED you do not complete this section. Please provide an account number or 必須填妥此欄 identification code for each (joint) beneficial owner. 由代名人遞交： Participant I.D. of the CCASS Investor Participant or 代名人若不填寫本節，是項認購申請將視作為 閣下本身利益 designated CCASS Participant 中央結算系統投資者戶口持 提出。請填寫每名（聯名）實益擁有人的賬戶號碼或識別編碼。 有人或指定的中央結算系統參與者的參與者編號 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文 正楷 填寫 姓名╱名稱 及香港 地址 ) For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系 統公司投資者戶口持有人，請加蓋顯示公司名稱的公司印 鑑

For Internal use 此欄供內部使用

(See paragraph 2 in the section “How to make your application”) （ 請參閱「申請手續」一節第2 段）

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公 開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格 *(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application” . 如 閣下為中央結算系統投資者戶口持有人，是項申請僅接納香港身份證號碼（如屬個別人士）或香 港商業登記號碼（如屬法人團體），請參閱「申請手續」一節第 2 段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：如屬個別 人士，必須填寫 閣下的香港身份證號碼或護照號碼（持有香港身份證者請填寫香港身份證號碼，否 則請填寫護照號碼）；如屬法人團體，請填寫 閣下的香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票（如有）上或會印有 閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護照號 碼的一部分。有關資料將用於核實申請表格是否有效，亦會轉交第三方作資料核實和退款。銀行兌 現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出，而： ‧ 該公司主要從事證券買賣業務；及 ‧ 閣下對該公司可行使法定控制權， 是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供（如屬個別人士）其香港身份證號碼或（如適用）護照號碼，或（如屬法人團 體）其香港商業登記號碼。

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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000

2. You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number. • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Public Offer Shares applied for Amount payable on application HK$ No. of Public Offer Shares applied for Amount payable on application HK$ No. of Public Offer Shares applied for Amount payable on application HK$ 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 200,000 111,108.47 300,000 166,662.71 400,000 222,216.94 500,000 277,771.18 600,000 333,325.41 700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 10,000,000 5,555,423.50 20,000,000 11,110,847.00 30,000,000 16,666,270.50 40,000,000 22,221,694.00 50,000,000 27,777,117.50 60,000,000 33,332,541.00 70,000,000 38,887,964.50 75,000,000 41,665,676.25 _ _Maximum number of Public Offer Shares that you may apply for Sample樣本	2. You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number. • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Public Offer Shares applied for Amount payable on application HK$ No. of Public Offer Shares applied for Amount payable on application HK$ No. of Public Offer Shares applied for Amount payable on application HK$ 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 200,000 111,108.47 300,000 166,662.71 400,000 222,216.94 500,000 277,771.18 600,000 333,325.41 700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 10,000,000 5,555,423.50 20,000,000 11,110,847.00 30,000,000 16,666,270.50 40,000,000 22,221,694.00 50,000,000 27,777,117.50 60,000,000 33,332,541.00 70,000,000 38,887,964.50 75,000,000 41,665,676.25 _ _Maximum number of Public Offer Shares that you may apply for Sample樣本
If you are applying as a corporate CCASS Investor Participant:
• the form must contain your company NAME and Hong Kong Business Registration number;

• your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

1. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

2. The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ Bank of Communications (Nominee) Co. Ltd. — Nexion Public Offer ”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and in Hong Kong; and have your name certified on the back by a person

3. • show your account name, which must either be authorised by the bank. The name on the banker’s preprinted on the cheque, or be endorsed on the cashier order must correspond with your name. If it back by a person authorised by the bank. This is a joint application, the name on the back of the account name must correspond with your name. If banker’s cashier order must be the same as the firstit is a joint application, the account name must be named applicant’s name. the same as the first-named applicant’s name.

4. 1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of the following receiving bank: Bank of Communications Co., Ltd. Hong Kong Branch District Branch name Address Hong Kong Island Central District Sub-Branch G/F., Far East Consortium Building, 125A Des Voeux Road Central, Central

5. Wanchai Sub-Branch Shop B on G/F., Johnston Court, 32–34 Johnston Road

6. Kowloon Jordan Road Sub-Branch 1/F., Booman Building, 37U Jordan Road

7. Kwun Tong Sub-Branch Shop E, Block G & H, G/F., East Sun Industrial Centre, 16 Shing Yip Street, Kwun Tong

8. New Territories Sha Tsui Road Sub-Branch Shops Nos. 3–5 on G/F., Kwong Ming Building, 120–130 Sha Tsui Road, Tsuen Wan

9. 1. Your Application Form can be lodged at these times:

— Tuesday, 6 June 2017 9:00 a.m. to 5:00 p.m. — Wednesday, 7 June 2017 9:00 a.m. to 5:00 p.m. — Thursday, 8 June 2017 9:00 a.m. to 5:00 p.m. Friday, 9 June 2017 — 9:00 a.m. to 12:00 noon

1. The latest time for lodging your application is 12:00 noon on Friday, 9 June 2017. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “10. How to apply for the Public Offer Shares — Effect of bad weather on the opening of the application lists” in the Prospectus.

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公開發售股 份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有 人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

申請手續

1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為5,000 股公開發售股份，並為下表所 列的其中一個數目，否則恕不受理。

2. 閣下作為申請人，必須按照下列指示以英文填妥表格，並於本申請表格第二頁簽署，只接納親筆簽名 （不得以個人印章代替）。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請： ‧ 該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有其公司名稱），並在適當方格內填寫其 參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請： ‧ 表格須載有 閣下的姓名和香港身份證號碼； ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請： ‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼； ‧ 須在適當方格內填寫 閣下的參與者編號。 可供申請認購股份數目及應繳款項 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 200,000 111,108.47 300,000 166,662.71 400,000 222,216.94 500,000 277,771.18 600,000 333,325.41 700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 10,000,000 5,555,423.50 20,000,000 11,110,847.00 30,000,000 16,666,270.50 40,000,000 22,221,694.00 50,000,000 27,777,117.50 60,000,000 33,332,541.00 70,000,000 38,887,964.50 75,000,000 41,665,676.25 __ 閣下可申請認購的公開發售股份最高數目 Sample樣本	2. 閣下作為申請人，必須按照下列指示以英文填妥表格，並於本申請表格第二頁簽署，只接納親筆簽名 （不得以個人印章代替）。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請： ‧ 該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有其公司名稱），並在適當方格內填寫其 參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請： ‧ 表格須載有 閣下的姓名和香港身份證號碼； ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請： ‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼； ‧ 須在適當方格內填寫 閣下的參與者編號。 可供申請認購股份數目及應繳款項 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 200,000 111,108.47 300,000 166,662.71 400,000 222,216.94 500,000 277,771.18 600,000 333,325.41 700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 10,000,000 5,555,423.50 20,000,000 11,110,847.00 30,000,000 16,666,270.50 40,000,000 22,221,694.00 50,000,000 27,777,117.50 60,000,000 33,332,541.00 70,000,000 38,887,964.50 75,000,000 41,665,676.25 __ 閣下可申請認購的公開發售股份最高數目 Sample樣本	2. 閣下作為申請人，必須按照下列指示以英文填妥表格，並於本申請表格第二頁簽署，只接納親筆簽名 （不得以個人印章代替）。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請： ‧ 該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有其公司名稱），並在適當方格內填寫其 參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請： ‧ 表格須載有 閣下的姓名和香港身份證號碼； ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請： ‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼； ‧ 須在適當方格內填寫 閣下的參與者編號。 可供申請認購股份數目及應繳款項 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 200,000 111,108.47 300,000 166,662.71 400,000 222,216.94 500,000 277,771.18 600,000 333,325.41 700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 10,000,000 5,555,423.50 20,000,000 11,110,847.00 30,000,000 16,666,270.50 40,000,000 22,221,694.00 50,000,000 27,777,117.50 60,000,000 33,332,541.00 70,000,000 38,887,964.50 75,000,000 41,665,676.25 __ 閣下可申請認購的公開發售股份最高數目 Sample樣本
	如 閣下以公司中央結算系統投資者戶口持有人名義提出申請：
	‧ 表格須載有 閣下的公司名稱和香港商業登記號碼；

• ‧ 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑（附有其公司名稱）。

• 中央結算系統參與者的資料（包括參與者編號及╱或顯示公司名稱之公司印鑑）或其他類似事項如有不 正確或遺漏，均可能導致申請無效。

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公開發售股 份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有 人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

1. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附有一張獨立開出支票或一張獨立開 出銀行本票。支票或銀行本票必須符合以下所有規定，否則有關申請將不獲接納：

2. 支票必須： 銀行本票必須： ‧ 為港元；

3. ‧ 不得為期票；

4. ‧ 註明抬頭人為「 交通銀行 (代理人)有限公司— Nexion公開發售 」； ‧ 劃線註明「只准入抬頭人賬戶」；

5. ‧ ‧ 從 閣下在香港的港元銀行賬戶中開出；及 須由香港持牌銀行開出，並由有關銀行授權的

6. ‧ 顯示 閣下的賬戶名稱，而該賬戶名稱必須已 人士在銀行本票背面簽署核證 閣下姓名╱ 預印在支票上，或由有關銀行授權的人士在支 名稱。銀行本票所示姓名╱名稱須與 閣下姓 票背書。賬戶名稱必須與 閣下姓名╱名稱相 名╱名稱相同。如屬聯名申請，銀行本票背面 同。如屬聯名申請，賬戶名稱必須與排名首位 所示姓名╱名稱必須與排名首位申請人的姓 申請人的姓名╱名稱相同。 名╱名稱相同。

7. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同隨附的支票或銀行本票）投入下列收款銀行 之任何一間分行的收集箱： 交通銀行股份有限公司香港分行

8. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同隨附的支票或銀行本票）投入下列收款銀行 之任何一間分行的收集箱： 交通銀行股份有限公司香港分行 地區 分行名稱 地址 香港島 中區支行 中環 德輔道中 125A 號 遠東發展大廈地下 灣仔支行 莊士敦道32–34 號 莊士敦大樓 地下 B 舖 九龍 佐敦道支行 佐敦道 37U 號 保文大廈1 樓 觀塘支行 觀塘 成業街16 號 怡生工業大廈 地下 G 及 H 座 E 號舖 新界 沙咀道支行 荃灣 沙咀道 120–130 號 光明大廈 地下 3–5 號舖 5. 閣下可於下列時間遞交申請表格： 二零一七年六月六日（星期二）— 上午九時正至下午五時正 二零一七年六月七日（星期三）— 上午九時正至下午五時正 二零一七年六月八日（星期四）— 上午九時正至下午五時正 二零一七年六月九日（星期五）— 上午九時正至中午十二時正 6. 截止遞交申請的時間為二零一七年六月九日（星期五）中午十二時正。本公司將於當日上午十一時四十 五分至中午十二時正期間登記認購申請，唯一會影響此時間的變化因素為當日的天氣情況（詳見招股章 — 程「10.如何申請公開發售股份 惡劣天氣對開始認購申請登記的影響」一節）。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

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NEXION TECHNOLOGIES LIMITED (Incorporated in the Cayman Islands with limited liability) PUBLIC OFFER Conditions of your application • confirm that you have received and read the Prospectus and A. Who can apply have only relied on the information and representations 1. You and any person(s) for whose benefit you are applying must contained in the Prospectus in making your application and will be 18 years of age or older and must have a Hong Kong address. not rely on any other information or representations except 2. If you are a firm, the application must be in the individual those in any supplement to the Prospectus; members’ names. • confirm that you are aware of the restrictions on the Public 3. The number of joint applicants may not exceed four. Offer in the prospectus; • agree that none of the Company, the Sole Sponsor, the Joint 4. If you are a body corporate, the application must be signed by a Lead Managers, the Public Offer Underwriters, their respective duly authorised officer, who must state his representative directors, officers, employees, partners, agents, advisers or other capacity, and stamped with your corporation’s chop. parties involved in the Public Offer is or will be liable for any 5. You must be outside the United States, not be a United States information and representations not in the Prospectus (and any Person (as defined in Regulation S under the U.S. Securities supplement to it); Act) and not be a legal or natural person of the PRC. • agree to disclose to the Company, the Hong Kong Share 6. Unless permitted by the GEM Listing Rules, you cannot apply Registrar, the receiving bank, the Sole Sponsor, the Joint Lead for any Public Offer Shares if you: Managers, the Public Offer Underwriters and/or their respective • are an existing beneficial owner of shares in the Company advisers and agents any personal data which they may require and/or any of its subsidiaries; about you and the person(s) for whose benefit you have made • are a director or chief executive officer of the Company and/ the application; or any of its subsidiaries; • if the laws of any place outside Hong Kong apply to your • are a close associate (as defined in the GEM Listing Rules) application, agree and warrant that you have complied with all of any of the above; or such laws and none of the Company, the Sole Sponsor, the Joint • are a connected person (as defined in the GEM Listing Lead Managers, and the Public Offer Underwriters nor any of Rules) of the Company or will become a connected person their respective officers or advisers will breach any law outside of the Company immediately upon completion of the Public Hong Kong as a result of the acceptance of your offer to Offer. purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and B. If you are a nominee this Application Form; You, as a nominee, may make more than one application for the • agree that once your application has been accepted, you may not Public Offer Shares by: (i) giving electronic instructions to HKSCC rescind it because of an innocent misrepresentation; via Central Clearing and Settlement System (“ CCASS ” ) (if you • agree that your application will be governed by the laws of are a CCASS Participant); or (ii) using a WHITE or YELLOW Hong Kong; • represent, warrant and undertake that (i) you understand that the Application Form, and lodge more than one application in your own name on behalf of different beneficial owners. Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are C. Effect of completing and submitting this Application Form outside the United States (as defined in Regulation S) or are a By completing and submitting this Application Form, you (and if person described in paragraph (h) (3) of Rule 902 of Regulation you are joint applicants, each of you jointly and severally) for S; yourself or as an agent or a nominee on behalf of each person for • warrant that the information you have provided is true and whom you act: accurate; • undertake to execute all relevant documents and instruct and • agree to accept the Public Offer Shares applied for, or any lesser authorise the Company, the Sole Sponsor, and/or the Joint Lead number allocated to you under the application; Managers (or their agents or nominees), as agents of the • authorise the Company to place the name of the HKSCC Company, to execute any documents for you and to do on your Nominees on the Company’s register of members as the behalf all things necessary to register any Public Offer Shares holder(s) of any Public Offer Shares allocated to you, and the allocated to you in the name of HKSCC Nominees as required Company and/or its agents to deposit any share certificate(s) by the Articles; into CCASS and/or to send any refund cheque(s) to you or the • agree to comply with the Companies Ordinance, Companies first-named applicant for joint application by ordinary post at (Winding Up and Miscellaneous Provisions) Ordinance and the your own risk to the address stated on the application, unless Articles; you have chosen to collect refund cheque(s) in person;

You, as a nominee, may make more than one application for the • Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ” ) (if you • are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your • own name on behalf of different beneficial owners.

C. Effect of completing and submitting this Application Form

• agree to comply with the Companies Ordinance, Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles;

• agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;

• confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

• agree that each of HKSCC and HKSCC Nominees reserves the Applications for Public Offer Shares will not be processed and no right (1) not to accept any or part of such allotted shares issued allotment of any Public Offer Shares will be made until the in the name of HKSCC Nominees or not to accept such allotted application lists close. shares for deposit into CCASS; (2) to cause such allotted shares The Company expects to announce the final Offer Price, the level of applications in the Public Offer and the basis of allocation of the to be withdrawn from CCASS and issued in your name at your Public Offer Shares on Thursday, 15 June 2017 on our Company’s own risk and costs; and (3) to cause such allotted shares to be website at www.nexion.com.hk and the website of the Stock issued in your name (or, if you are a joint applicant, to the firstExchange at www.hkexnews.hk . Results of allocations in the named applicant) and in such a case, to post the certificates for Public Offer, and the Hong Kong Identity Card/passport/Hong such allotted shares at your own risk to the address on your Kong business registration numbers of successful applicants (where application form by ordinary post or to make available the same applicable) will be available on the above websites. for your collection; • agree that each of HKSCC and HKSCC Nominees may adjust If your application for Public Offer Shares is successful (in the number of allotted shares issued in the name of HKSCC whole or in part) Nominees; If your application is wholly or partially successful, your Share • agree that neither HKSCC nor HKSCC Nominees shall have certificate(s) (subject to their becoming valid certificates of title provided that the Public Offer has become unconditional and not any liability for the information and representations not so having been terminated at 8:00 a.m. on Friday, 16 June 2017) will contained in the Prospectus and this Application Form; be issued in the name of HKSCC Nominees and deposited directly • agree that neither HKSCC nor HKSCC Nominees shall be into CCASS for credit to your CCASS Investor Participant stock liable to you in any way; account or the stock account of your designated CCASS Participant • declare and represent that this is the only application made and as instructed by you in your Application Form on Thursday, 15 the only application intended by me/us to be made to benefit June 2017 or, in the event of a contingency, on any other date as me/us or the person for whose benefit I am/we are applying; shall be determined by HKSCC or HKSCC Nominees. • understand that the Company, the Directors, the Sole Sponsor, • If you are applying through a designated CCASS Participant (other and the Joint Lead Managers will rely on your declarations and than a CCASS Investor Participant): For Public Offer Shares representations in deciding whether or not to make any credited to the stock account of your designated CCASS allotment of any of the Public Offer Shares to you and that you Participant (other than a CCASS Investor Participant), you can may be prosecuted for making a false declaration; check the number of Public Offer Shares allotted to you with • (if the application is made for your own benefit) warrant that no that CCASS Participant. • If you are applying as a CCASS Investor Participant: The other application has been or will be made for your benefit on a Company expects to publish the results of CCASS Investor WHITE or YELLOW Application Form or by giving Participants’ applications together with the results of the Public electronic application instructions to HKSCC or to the HK Offer on Thursday, 15 June 2017. You should check the eIPO White Form Service Provider by you or by any one as announcement published by the Company and report any your agent or by any other person; and discrepancies to HKSCC before 5:00 p.m. on Thursday, 15 June • (if you are making the application as an agent for the benefit of 2017 or such other date as shall be determined by HKSCC or another person) warrant that (i) no other application has been or HKSCC Nominees. Immediately after the credit of the Public will be made by you as agent for or for the benefit of that Offer Shares to your stock account you can check your new person or by that person or by any other person as agent for that account balance via the CCASS Phone System and CCASS person on a WHITE or YELLOW Application Form or by Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time giving electronic application instructions to HKSCC; and (ii) to time). HKSCC will also make available to you an activity you have due authority to sign the Application Form or give statement showing the number of Public Offer Shares credited electronic application instructions on behalf of that other person to your stock account. as their agent. No receipt will be issued for application money paid. The Company will not issue temporary documents of title. D. Power of attorney If your application is made through an authorised attorney, the Refund of your money Company, the Sole Sponsor and the Joint Lead Managers may If you do not receive any Public Offer Shares or if your application accept or reject your application at their discretion, and on any is accepted only in part, the Company will refund to you your conditions they think fit, including evidence of the attorney’s application monies (including the related 1.0% brokerage, 0.0027% authority. SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. Determination of Offer Price and allocation of Public Offer Shares If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies The Offer Price is expected to be fixed on or around Friday, 9 June (including the related 1.0% brokerage, 0.0027% SFC transaction 2017. Applicants are required to pay the maximum Offer Price of levy and 0.005% Hong Kong Stock Exchange trading fee) without HK$0.55 for each Pubic Offer Share together with 1.0% brokerage, interest. 0.0027% SFC transaction levy and 0.005% Stock Exchange trading The refund procedures are stated in the “14. Despatch/Collection of fee. If the Offer Price is not agreed between the Company and the share certificates and refund monies” in the section headed “How Joint Lead Managers (for themselves and on behalf of the Public to apply for the Public Offer Shares” in the Prospectus. Offer Underwriters) on or before Thursday, 15 June 2017, the Public Offer will not proceed.

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義發行公開發售股份，並直接存 入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有人股份戶口 或 閣下指定的中央結算系統參與者股份戶口，請使用本表格 NEXION TECHNOLOGIES LIMITED （於開曼群島註冊成立的有限公司） 公開發售 申請條件 ‧ 確認 閣下已接獲及細閱招股章程，提出申請時也僅依據 甲 . 可提出申請的人士 招股章程載列的資料及陳述，而除招股章程任何補充文件 1. 閣下及 閣下為其利益提出申請的任何人士必須年滿 18 歲 所載者外，不會依賴任何其他資料或陳述； 並有香港地址。 ‧ 確認 閣下知悉招股章程內有關公開發售的限制； ‧ 2. 如 閣下為商號，申請須以個別成員名義提出。 同意本公司、獨家保薦人、聯席牽頭經辦人、公開發售包 3. 聯名申請人不得超過四名。 銷商、彼等各自的董事、高級職員、僱員、合夥人、代 4. 如 閣下為法人團體，申請須經獲正式授權人員簽署，並 理、顧問或參與公開發售的其他人士現時或日後均毋須對 並非載於招股章程（及其任何補充文件）的任何資料及陳述 註明其所屬代表身份及蓋上公司印鑑。 負責； 5. 閣下必須身處美國境外，並非美國人士（定義見美國證券法 ‧ 同意在本公司、香港股份過戶登記處、收款銀行、獨家保 S規則），亦非中國法人或自然人。 薦人、聯席牽頭經辦人、公開發售包銷商及╱或彼等各自 6. 除創業板上市規則批准外，下列人士概不得申請認購任何 的顧問及代理提出要求時，向彼等披露其所要求提供有 公開發售股份： ‧ 關 閣下及 閣下為其利益提出申請的人士的任何個人資 本公司及╱或其任何附屬公司股份的現有實益擁有人； 料； ‧ 本公司及╱或其任何附屬公司的董事或最高行政人員； ‧ 若香港境外任何地方的法例適用於 閣下的申請，則同意 ‧ 上述任何人士的緊密聯繫人（定義見創業板上市規則）；或 及保證 閣下已遵守所有有關法例，且本公司、獨家保薦 ‧ 本公司關連人士（定義見創業板上市規則）或緊隨公開發 人、聯席牽頭經辦人及公開發售包銷商和彼等各自任何高 售完成後將成為本公司關連人士的人士。 級職員或顧問概不會因接納 閣下的購買要約，或 閣下 乙. 如 閣下為代名人 根據招股章程及本申請表格所載的條款及條件應有的權利 及責任所引致的任何行動，而違反香港境外的任何法例； 閣下作為代名人可提出超過一次公開發售股份申請，方法是： ‧ 同意 閣下的申請一經接納，即不得因無意的失實陳述而 (i) 透過中央結算及交收系統（「 中央結算系統 」）向香港結算發 撤銷； 出電子認購指示（如 閣下為中央結算系統參與者）；或 (ii) 使 ‧ 同意 閣下的申請受香港法例管轄； 用 白色 或 黃色 申請表格以自身名義代表不同的實益擁有人提交 ‧ 聲明、保證及承諾：(i) 閣下明白公開發售股份不曾亦不 超過一份申請。 會根據美國證券法登記；及 (ii) 閣下及 閣下為其利益申 請公開發售股份的任何人士均身處美國境外（定義見 S 規 丙 . 填交本申請表格的效用 則），或屬S規則第902條第(h)(3) 段所述的人士； 閣下填妥並遞交本申請表格，即表示 閣下（如屬聯名申請 ‧ 保證 閣下提供的資料真實及準確； 人，即各人共同及個別）代表 閣下本身，或作為 閣下代其 ‧ 同意接納所申請數目或根據申請分配予 閣下但數目較少 行事的每位人士的代理或代名人： 的公開發售股份； ‧ 承諾簽立所有相關文件，並指示及授權本公司、獨家保薦 ‧ 授權本公司將香港結算代理人的名稱列入本公司股東名 人及╱或聯席牽頭經辦人（或其代理或代名人）（作為本公 冊，作為 閣下獲分配的任何公開發售股份的持有人，並 司代理），代表 閣下簽立任何文件，並按照細則的規定代 授權本公司及╱或其代理將任何股票存入中央結算系統 表 閣下辦理一切必要事宜以將 閣下獲分配的任何公開 及╱或以普通郵遞方式按申請所示地址向 閣下或聯名申 發售股份以香港結算代理人的名義登記；

• ‧ 授權本公司將香港結算代理人的名稱列入本公司股東名 冊，作為 閣下獲分配的任何公開發售股份的持有人，並 授權本公司及╱或其代理將任何股票存入中央結算系統 及╱或以普通郵遞方式按申請所示地址向 閣下或聯名申 請的排名首位申請人寄發任何退款支票，郵誤風險由 閣 下承擔，惟 閣下已選擇親身領取退款支票則除外；

• ‧ 同意遵守公司條例、公司（清盤及雜項條文）條例及細則；

• ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及條 件以及申請程序，並同意受其約束；

• ‧ 同意獲配發的股份是以香港結算代理人的名義發行，並直 接存入中央結算系統，以便記存於 閣下的投資者戶口持 有人股份戶口或 閣下的指定中央結算系統參與者股份戶 口；

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義發行公開發售股份，並直接存 入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有人股份戶口 或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

‧ 同意香港結算及香港結算代理人各自保留權利 (1) 不接納 截止登記認購申請前，概不處理公開發售股份的申請及配發任 以香港結算代理人名義發行的該等獲配發的任何或部分股 何公開發售股份。 份，或不接納該等獲配發的股份存入中央結算系統；(2) 安 本公司預期於二零一七年六月十五日（星期四）在本公司網站 排該等獲配發的股份從中央結算系統提取，並以 閣下名 ( w w w . nexion. c om. h k )及聯交所網站( www.hkexnews.hk )公 義發行，有關風險及費用概由 閣下自行承擔；及 (3) 安排 佈最終發售價、公開發售申請的踴躍程度及公開發售股份的分 該等獲配發的股份以 閣下名義發行（或如屬聯名申請人， 配基準。公開發售的分配結果以及獲接納申請人的香港身份 則以排名首位申請人的名義發行），而在此情況下，會以普 證╱護照╱香港商業登記號碼（如適用）亦同於上述網站公佈。 通郵遞方式將該等獲配發股份的股票寄往 閣下在申請表 格上所示地址（郵誤風險概由 閣下自行承擔）或提供該等 如 閣下成功申請認購公開發售股份（全部或部分） 股票供 閣下領取； 如 閣下的申請全部或部分獲接納， 閣下的股票（前提是到 ‧ 同意香港結算及香港結算代理人均可調整以香港結算代理 二零一七年六月十六日（星期五）上午八時正公開發售成為無 人名義發行的獲配發股份數目； 條件而並無終止，股票成為有效的所有權證明）將以香港結算 ‧ 同意香港結算及香港結算代理人對招股章程及本申請表格 代理人名義發出，並按 閣下在申請表格的指示於二零一七 未有載列的資料及陳述概不負責； 年六月十五日（星期四）或在特別情況下由香港結算或香港結 ‧ 同意香港結算及香港結算代理人無論如何不須對 閣下負 算代理人決定的任何其他日期直接存入中央結算系統，記存 責； 於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下 ‧ 聲明及表示此乃本人╱吾等為本身或本人╱吾等為其利益 指定的中央結算系統參與者股份戶口。 提出申請的人士所提出及擬提出的唯一申請； ‧ 如 閣下透過中央結算系統投資者戶口持有人以外的指定 ‧ 明白本公司、董事、獨家保薦人及聯席牽頭經辦人將依 中央結算系統參與者提出申請：公開發售股份將存入 閣 據 閣下的聲明及陳述而決定是否向 閣下配發任何公開 下指定的中央結算系統參與者（非中央結算系統投資者戶 發售股份， 閣下如作出虛假聲明，可能會被檢控； 口持有人）股份戶口， 閣下可向該中央結算系統參與者查 • （如本申請是為 閣下本身利益提出）保證 閣下或作 詢 閣下獲配發的公開發售股份數目。 為 閣下代理的任何人士或任何其他人士不曾亦不會 ‧ 如 閣下以中央結算系統投資者戶口持有人身份提出申 為 閣下利益而以 白色 或 黃色 申請表格或向香港結算或向 請：本公司預期於二零一七年六月十五日（星期四）刊登中 網上白表服務供應商發出電子認購指示而提出其他申請； 央結算系統投資者戶口持有人的申請結果及公開發售的結 及 • （如 閣下作為代理為另一人士的利益提出申請）保證 果。 閣下應查閱本公司刊發的公告，如有任何資料不符， (i) 閣下（作為代理或為該人士利益）或該人士或任何其 請於二零一七年六月十五日（星期四）下午五時正前或香港 他作為該人士代理的人士不曾亦不會以 白色 或 黃色 申請表 結算或香港結算代理人決定的任何其他日期前知會香港結 格或向香港結算發出電子認購指示而提出其他申請；及 算。緊隨公開發售股份存入 閣下的股份戶口後， 閣下即 (ii) 閣下獲正式授權作為該人士的代理代為簽署申請表格 可透過「結算通」電話系統及中央結算系統互聯網系統（根 或發出電子認購指示。 據香港結算不時生效的《投資者戶口操作簡介》所載程序） 查詢 閣下的新戶口結餘。香港結算亦將向 閣下提供一 丁. 授權書 份活動結單，列出存入 閣下股份戶口的公開發售股份數 如 閣下透過授權代理人提出申請，本公司、獨家保薦人及聯 目。 席牽頭經辦人可按其認為合適的任何條件（包括出示代理人獲 本公司不會就申請時繳付的款項發出收據，亦不會發出臨時所 授權證明）酌情接納或拒絕 閣下的申請。 有權文件。 釐定發售價及公開發售股份的分配 退回款項 預期發售價於二零一七年六月九日（星期五）或前後釐定。申 若 閣下未獲分配任何公開發售股份或申請僅部分獲接納，本 請人須繳付每股公開發售股份 0.55 港元的最高發售價，另加 公司將不計利息退回 閣下的申請股款（包括相關的 1.0% 經紀 1.0% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交所交 佣金、0.0027%0.0027% 證監會交易徵費及0.005%0.005% 聯交所交易費）。 易費。倘若本公司與聯席牽頭經辦人（為其自身及代表公開發 倘發售價低於最高發售價，本公司將不計利息向 閣下退回多 售包銷商）並無於二零一七年六月十五日（星期四）或之前協定 繳申請股款（包括相關的 1.0% 經紀佣金、0.0027%0.0027% 證監會交易 發售價，公開發售將不會進行。

• （如 閣下作為代理為另一人士的利益提出申請）保證 (i) 閣下（作為代理或為該人士利益）或該人士或任何其 他作為該人士代理的人士不曾亦不會以 白色 或 黃色 申請表 格或向香港結算發出電子認購指示而提出其他申請；及 (ii) 閣下獲正式授權作為該人士的代理代為簽署申請表格 或發出電子認購指示。

若 閣下未獲分配任何公開發售股份或申請僅部分獲接納，本 公司將不計利息退回 閣下的申請股款（包括相關的 1.0% 經紀 佣金、0.0027%0.0027% 證監會交易徵費及0.005%0.005% 聯交所交易費）。 倘發售價低於最高發售價，本公司將不計利息向 閣下退回多 繳申請股款（包括相關的 1.0% 經紀佣金、0.0027%0.0027% 證監會交易 徵費及0.005% 香港聯交所交易費）。

有關退款程序載於招股章程「如何申請公開發售股份」一節 「14.發送╱領取股票及退款」內。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data • any other incidental or associated purposes relating Personal Information Collection Statement to the above and/or to enable the Company and the This Personal Information Collection Statement Hong Kong Share Registrar to discharge their informs the applicant for, and holder of, Public Offer obligations to securities’ holders and/or regulators Shares, of the policies and practices of the Company and/or any other purposes to which the securities’ and its Hong Kong Share Registrar in relation to holders may from time to time agree. personal data and the Personal Data (Privacy) 3. Transfer of personal data Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ” ). Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong 1. Reasons for the collection of your personal data Kong Share Registrar may, to the extent necessary for It is necessary for applicants and registered holders of achieving any of the above purposes, disclose or securities to supply correct personal data to the transfer (whether within or outside Hong Kong) the Company or its agents and the Hong Kong Share personal data to any of the following: Registrar when applying for securities or transferring • the Company’s appointed agents such as financial securities into or out of their names or in procuring the advisers, receiving banks and overseas principal services of the Hong Kong Share Registrar. share registrar; Failure to supply the requested data may result in your • where applicants for securities request a deposit into application for securities being rejected, or in delay or CCASS, HKSCC or HKSCC Nominees, who will the inability of the Company or its Hong Kong Share use the personal data for the purposes of operating Registrar to effect transfers or otherwise render their CCASS; services. It may also prevent or delay registration or • any agents, contractors or third-party service providers transfers of the Public Offer Shares which you have who offer administrative, telecommunications, computer, payment or other services to the successfully applied for and/or the despatch of share Company or the Hong Kong Share Registrar in certificate(s) and/or refund cheque(s) to which you are entitled. connection with their respective business operation; • the Stock Exchange, the SFC and any other statutory It is important that securities holders inform the regulatory or governmental bodies or otherwise as Company and the Hong Kong Share Registrar required by laws, rules or regulations; and immediately of any inaccuracies in the personal data • any persons or institutions with which the securities’ supplied. holders have or propose to have dealings, such as their bankers, solicitors, accountants or stock 2. Purposes brokers etc. The personal data of the securities holders may be held and processed for the following purposes: 4. Retention of personal data • processing your application and refund cheque, The Company and its Hong Kong Share Registrar will where applicable, verification of compliance with keep the personal data of the applicants and holders of the terms and application procedures set out in this securities for as long as necessary to fulfil the purposes Application Form and the Prospectus and for which the personal data were collected. Personal announcing results of allocation of the Public Offer data which is no longer required will be destroyed or dealt within accordance with the Ordinance. Shares; • compliance with applicable laws and regulations in 5. Access to and correction of personal data Hong Kong and elsewhere; Securities holders have the right to ascertain whether • registering new issues or transfers into or out of the the Company or the Hong Kong Share Registrar hold names of securities’ holders including, where their personal data, to obtain a copy of that data, and to applicable, HKSCC Nominees; correct any data that is inaccurate. The Company and • maintaining or updating the register of securities’ the Hong Kong Share Registrar have the right to holders of the Company; charge a reasonable fee for the processing of such • verifying securities holders’ identities; requests. • establishing benefit entitlements of securities’ All requests for access to data or correction of data holders of the Company, such as dividends, rights should be addressed to us, at our registered address issues, bonus issues, etc.; disclosed in the “Corporate information” section of the

• compliance with applicable laws and regulations in Hong Kong and elsewhere;

• maintaining or updating the register of securities’ holders of the Company;

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.

• distributing communications from the Company and its subsidiaries;

• compiling statistical information and shareholder profiles;

• disclosing relevant information to facilitate claims on entitlements; and

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公開發售股 份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有 人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

• ‧ 與上述有關的任何其他附帶或相關用途及╱或 使本公司及香港股份過戶登記處能履行對證券 持有人及╱或監管機構承擔的責任及╱或證券 持有人不時同意的任何其他用途。

個人資料 個人資料收集聲明

此項個人資料收集聲明是向公開發售股份的申請人 和持有人說明有關本公司及其香港股份過戶登記 處有關個人資料和香港法例第486486 章《個人資料（私 隱）條例》（「（「 條例 」）方面的政策和措施。

和持有人說明有關本公司及其香港股份過戶登記 持有人不時同意的任何其他用途。 處有關個人資料和香港法例第486486 章《個人資料（私 隱）條例》（「（「 條例 」）方面的政策和措施。 3. 轉交個人資料 本公司及其香港股份過戶登記處所持有關證券持有 1. 收集 閣下個人資料的原因 人的個人資料將會保密，但本公司及其香港股份過 證券申請人及登記持有人以本身名義申請證券或轉 戶登記處可以在為作上述任何用途之必要情況下， 讓或受讓證券時或尋求香港股份過戶登記處的服務 向下列任何人士披露或轉交（無論在香港境內或境 時，必須向本公司或其代理人及香港股份過戶登記 外）有關個人資料： ‧ 處提供準確個人資料。 本公司委任的代理人，例如財務顧問、收款銀 未能提供所要求的資料可能導致 閣下申請證券被 行和海外股份過戶登記總處； • 拒或延遲，或本公司或其香港股份過戶登記處無法 （如證券申請人要求將證券存入中央結算系統）香 進行過戶或提供服務。此舉也可能妨礙或延遲登記 港結算或香港結算代理人；其將會就中央結算 或轉讓 閣下成功申請的公開發售股份及╱或寄 系統的運作使用有關個人資料； ‧ 發 閣下應得的股票及╱或退款支票。 向本公司或香港股份過戶登記處提供與其各自 證券持有人所提供的個人資料如有任何錯誤，須立 業務營運有關的行政、電訊、電腦、付款或其 即通知本公司及香港股份過戶登記處。 他服務的任何代理人、承包商或第三方服務供 應商； 2. 用途 ‧ 聯交所、證監會及任何其他法定監管機關或政 證券持有人的個人資料可作以下用途持有及處理： 府部門或遵照其他法律、規則或法規的規定； ‧ 處理 閣下的申請及退款支票（如適用）、核實 及 ‧ 是否符合本申請表格及招股章程載列的條款和 證券持有人與其進行或擬進行交易的任何人士 申請程序以及公佈公開發售股份的分配結果； 或機構，例如彼等的銀行、律師、會計師或股 ‧ 遵守香港及其他地區的適用法律及法規； 票經紀等。 ‧ 以證券持有人（包括香港結算代理人（如適用）） 的名義登記新發行證券或轉讓或受讓證券； 4. 個人資料的保留 ‧ 存置或更新本公司證券持有人的名冊； 本公司及其香港股份過戶登記處將按收集個人資料 ‧ 核實證券持有人的身份； 所需的用途保留證券申請人及持有人的個人資料。 ‧ 確定本公司證券持有人的受益權利，例如股 無需保留的個人資料將會根據條例銷毀或處理。 息、供股、紅股等； ‧ 分發本公司及其附屬公司的通訊； 5. 查閱和更正個人資料 ‧ 編製統計數據和股東資料； 證券持有人有權確定本公司或香港股份過戶登記處 ‧ 披露有關資料以便就權益索償；及 是否持有其個人資料，索取有關該資料的副本並更 正任何不準確資料。本公司和香港股份過戶登記處 有權就該等要求收取合理費用。 所有查閱資料或更正資料的要求應按招股章程「公 司資料」一節所披露或不時通知的本公司註冊地址 向公司秘書或本公司的香港股份過戶登記處屬下的

所有查閱資料或更正資料的要求應按招股章程「公 司資料」一節所披露或不時通知的本公司註冊地址 向公司秘書或本公司的香港股份過戶登記處屬下的 個人資料私隱事務主任提出。

閣下簽署申請表格或向香港結算發出電子認購指 示，即表示同意上述各項。