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MESOBLAST LTD — Major Shareholding Notification 2024
Nov 4, 2024
31658_rns_2024-11-04_529b821a-be21-43f7-b366-912bdb14fcd8.pdf
Major Shareholding Notification
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605 Page 1 of 3
Form 605
Notice of ceasing to be a substantial holder
Corporations Act 2001 Section 671B
To Company Name/Scheme
MESOBLAST LTD
ACN/ARSN/ ABN
68 109 431 870
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates
ACN/ARSN (if applicable) NA
The holder ceased to be a substantial holder on
The previous notice was given to the company on
The previous notice was dated
31/October/2024
08/October/2024
04/October/2024
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
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Date of Person whose relevant Nature of change (4) Consideration given Class (6) and Person's
change interest changed in relation to change number of votes
(5) securities affected affected
See JPMORGAN CHASE Securities on Loan as Agent Lender 5,478,283 5,478,283
BANK, N.A. See Appendix (Ordinary) (Ordinary)
Appendix
Holder of securities subject to an obligation
See SECURITIES PLC J.P. MORGAN to return under a securities lending See Appendix 1,899,981 (Ordinary) 1,899,981 (Ordinary)
Appendix agreement
See J.P. MORGAN Purchase and sales of securities in its 35,572 35,572
SECURITIES PLC capacity as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
Appendix
Holder of securities subject to an obligation
See SECURITIES LLC J.P. MORGAN to return under a securities lending See Appendix 4,489,436 (Ordinary) 4,489,436 (Ordinary)
Appendix agreement
See J.P. MORGAN Purchase and sales of securities in its 2,000 2,000
SECURITIES LLC capacity as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
Appendix
See J.P. MORGAN Rehypothecation of client securities under a 853,337 853,337
SECURITIES LLC Prime Brokerage Agreement See Appendix (Ordinary) (Ordinary)
Appendix
J.P. MORGAN Holder of securities subject to an obligation
See SECURITIES to return under a securities lending 4,968,560 4,968,560
Appendix AUSTRALIA LIMITED agreement See Appendix (Ordinary) (Ordinary)
J.P. MORGAN
See SECURITIES Purchase and sales of securities in its 447,674 447,674
Appendix AUSTRALIA LIMITED capacity as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
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3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES LLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN CHASE BANK, N.A. | Subsidiary of JPMorgan Chase & Co. |
605 Page 2 of 3
4. Addresses
The addresses of persons named in this form are as follows:
| Name Address |
Name Address |
Name Address |
|---|---|---|
| JPMorgan Chase & Co. 383 Madison Avenue,New York,New York,NY,10179,United States |
||
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18,83-85 CASTLEREAGH STREET,SYDNEY,NSW 2000,Australia |
||
| J.P. MORGAN SECURITIES LLC 383 Madison Ave.,New York,New York,NY,10179,United States |
||
| J.P. MORGAN SECURITIES PLC 25 Bank Street,CanaryWharf,London,E14 5JP,England |
||
| JPMORGAN CHASE BANK,N.A. | 1111 Polaris Parkway,Columbus,Delaware,OH,43240,United States | |
| Signature Print name Sign here |
||
| Date 04/November/2024 |
605 Page 3 of 3
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
-
(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(3) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(4) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(6) The voting shares of a company constitute one class unless divided into separate classes.
-
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 65,725,661
07-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 183 1.51 $ 275.64
07-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (79,490) 1.48 $ 117,515.79
07-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,757) 1.53 $ 10,304.43
07-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (271,425) 1.49 $ 404,225.38
07-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,323 1.52 $ 23,290.96
07-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 617 1.50 $ 926.09
07-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 308,074 1.51 $ 463,980.70
07-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (617) 1.49 $ 919.33
07-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (308,074) 1.49 $ 459,030.26
07-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (183) 1.49 $ 272.67
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 13,000 - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 250,000 - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (44,000) - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 5,000 - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (8,000) - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (58,000) - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 220,000 - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (35,000) - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 1,000 - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 54,000 - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (6,000) - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 10,000 - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (153,000) - $ -
07-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 120,000 - $ -
07-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 542 - $ -
07-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 49,458 - $ -
07-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 39,497 - $ -
08-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (103) 1.47 $ 151.84
08-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,423) 1.46 $ 13,785.42
08-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 178 1.48 $ 262.64
08-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 144 1.48 $ 212.95
08-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 288,730 1.47 $ 424,583.82
08-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (288,730) 1.51 $ 435,982.30
08-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (144) 1.51 $ 217.44
08-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (178) 1.51 $ 268.78
08-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (20,000) - $ -
09-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 161,968 1.39 $ 225,832.31
09-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,882 1.39 $ 2,615.16
09-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 377 1.38 $ 520.26
09-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 51,330 1.42 $ 72,631.95
09-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52,076) 1.47 $ 76,291.34
09-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (161,968) 1.47 $ 237,283.12
09-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (16,018) - $ -
09-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (1,000) - $ -
09-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (98,000) - $ -
09-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 40,000 - $ -
09-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (38,000) - $ -
09-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 66,000 - $ -
09-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 9,000 - $ -
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,623) 1.39 $ 11,950.94
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,015 1.39 $ 23,728.08
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 91,086 1.39 $ 126,688.24
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.39 $ 2,784.93
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,882) 1.39 $ 2,616.86
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (91,086) 1.39 $ 126,609.54
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,015) 1.39 $ 23,650.85
10-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow 71,249 - $ -
10-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Buy 1,000 1.37 $ 1,370.47
10-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Buy 1,000 1.37 $ 1,366.76
10-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 513,000 - $ -
10-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (9,000) - $ -
10-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 96,000 - $ -
10-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 140,000 - $ -
10-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (96,000) - $ -
10-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 52,000 - $ -
10-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (542) - $ -
10-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (49,458) - $ -
11-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 85,211 1.42 $ 121,089.01
11-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,285 1.41 $ 1,805.43
11-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 1.44 $ 1,438.04
11-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (85,211) 1.39 $ 118,017.24
11-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 9,000 - $ -
14-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.46 $ 1,455.90
14-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,388 1.44 $ 1,998.72
14-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,360) 1.47 $ 28,365.03
14-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (741) 1.48 $ 1,094.58
14-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (527) 1.45 $ 764.15
14-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,388) 1.45 $ 2,012.60
15-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 904 1.43 $ 1,291.09
15-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,235 1.43 $ 40,375.94
15-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.43 $ 1,428.22
15-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,701) 1.42 $ 25,061.24
15-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,199) 1.44 $ 40,606.56
15-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (904) 1.44 $ 1,301.76
15-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 1,000 - $ -
16-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35) 1.39 $ 48.48
16-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,846) 1.38 $ 24,627.48
16-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 667 1.39 $ 925.98
16-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,840 1.40 $ 8,149.46
16-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (61,509) 1.38 $ 84,797.29
16-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.39 $ 1,391.05
16-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (667) 1.46 $ 970.49
16-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36) 1.46 $ 52.38
16-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6) 1.46 $ 8.73
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,813 1.48 $ 10,083.24
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,291 1.44 $ 62,241.55
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,805) 1.47 $ 33,409.33
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,002 1.40 $ 11,207.10
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,218 1.41 $ 20,047.38
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 1.46 $ 1,463.07
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,726 1.44 $ 9,708.25
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,726) 1.38 $ 9,248.25
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (924) 1.38 $ 1,270.50
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,566) 1.38 $ 48,903.25
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (1,250,000) - $ -
17-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (182,542) - $ -
17-Oct-24 J.P. MORGAN SECURITIES LLC Equity Borrow 220,000 - $ -
17-Oct-24 J.P. MORGAN SECURITIES LLC Equity Borrow 100,000 - $ -
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 67,908 1.49 $ 101,063.61
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,813) 1.49 $ 10,151.37
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,217 1.45 $ 13,329.74
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TRADES FOR RELEVANT PERIOD Appendix
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,378) 1.47 $ 27,048.02
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (68,068) 1.46 $ 99,198.56
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,815 1.46 $ 7,010.00
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,763) 1.47 $ 8,479.60
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,531) 1.48 $ 11,145.88
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,815) 1.48 $ 7,126.20
18-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 250,000 - $ -
18-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (250,000) - $ -
18-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (54,000) - $ -
18-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 33,000 - $ -
18-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (120,000) - $ -
18-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (140,000) - $ -
18-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 400,000 - $ -
18-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 9,000 - $ -
18-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (53,000) - $ -
18-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (563,391) - $ -
18-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 13,700 - $ -
18-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,119 - $ -
18-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 542,572 - $ -
21-Oct-24 J.P. MORGAN SECURITIES PLC Equity Buy 1,312 1.46 $ 1,915.52
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26,671 1.47 $ 39,181.46
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,223 1.47 $ 9,148.25
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,768) 1.47 $ 36,408.96
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 247 1.44 $ 355.68
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,475 1.46 $ 27,061.68
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,321 1.47 $ 3,411.87
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.46 $ 1,461.03
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,321) 1.45 $ 3,365.45
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,223) 1.45 $ 9,023.35
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (247) 1.45 $ 358.15
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,236) 1.45 $ 49,642.20
21-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow 350,000 - $ -
21-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow 771,300 - $ -
21-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (2,000,000) - $ -
21-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 31,000 - $ -
21-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (242,000) - $ -
21-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 33,000 - $ -
21-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (150,139) - $ -
21-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (33,105) - $ -
21-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 183,244 - $ -
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26,039 1.44 $ 37,365.97
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,363 1.42 $ 9,016.29
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,500 1.43 $ 13,630.02
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,511 1.42 $ 3,553.07
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,263 1.42 $ 10,329.56
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,126) 1.43 $ 24,481.34
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 1.42 $ 1,419.52
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3 1.41 $ 4.23
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3) 1.46 $ 4.38
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,436) 1.46 $ 16,696.56
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,511) 1.46 $ 3,666.06
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,363) 1.46 $ 9,289.98
22-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow 61,564 - $ -
22-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow 76,731 - $ -
22-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow 60,000 - $ -
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (1,500,000) - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (6,000) - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (9,000) - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 250,000 - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 22,000 - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (52,000) - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 187,000 - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (1,000) - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 52,000 - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (11,000) - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (13,000) - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (9,000) - $ -
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (167,000) - $ -
22-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (4,200,000) - $ -
23-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,846 1.40 $ 3,979.10
23-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.39 $ 2,788.47
23-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,603) 1.39 $ 20,298.17
23-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,846) 1.42 $ 4,041.32
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 373,000 - $ -
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 478,000 - $ -
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 11,000 - $ -
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 25,000 - $ -
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 42,000 - $ -
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 20,000 - $ -
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (380,000) - $ -
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 2,000 - $ -
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 7,000 - $ -
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 82,000 - $ -
23-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 35,000 - $ -
23-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (780,088) - $ -
23-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (84,653) - $ -
23-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (7,119) - $ -
24-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,854 1.32 $ 26,200.71
24-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,000 1.37 $ 61,798.32
24-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,906 1.30 $ 14,159.81
24-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,474 1.30 $ 1,908.83
24-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 38,016 1.30 $ 49,420.80
24-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,854) 1.37 $ 27,100.71
24-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,016) 1.37 $ 51,891.84
24-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 300,000 - $ -
24-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (100,000) - $ -
24-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (224,000) - $ -
24-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 48,000 - $ -
24-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (445,920) - $ -
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,525 1.28 $ 4,512.00
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 1.28 $ 1,278.27
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,177 1.28 $ 52,736.66
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,299 1.28 $ 23,334.83
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,815 1.27 $ 2,295.98
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,000 1.29 $ 36,091.13
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,177) 1.29 $ 53,118.33
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,829) 1.29 $ 7,519.41
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3) 1.29 $ 3.87
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,000) 1.29 $ 58,050.00
25-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (72,000) - $ -
25-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (27,000) - $ -
25-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (11,000) - $ -
2/3
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TRADES FOR RELEVANT PERIOD Appendix
25-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (25,000) - $ -
25-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 306,000 - $ -
25-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (151,000) - $ -
25-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (42,000) - $ -
25-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (5,000) - $ -
28-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29 1.31 $ 37.85
28-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,627 1.31 $ 2,127.65
28-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,268 1.28 $ 9,328.48
28-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 55,000 1.28 $ 70,269.98
28-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.30 $ 2,592.93
28-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,804) 1.27 $ 7,342.06
28-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 16,000 - $ -
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,100 1.35 $ 6,886.90
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 89 1.35 $ 119.71
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 1.35 $ 1,353.19
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 1.35 $ 1.35
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 181 1.34 $ 242.54
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (621) 1.36 $ 844.56
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,561 1.35 $ 15,642.35
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,000 1.35 $ 67,291.25
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (83,000) 1.31 $ 108,315.00
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,639) 1.31 $ 4,748.90
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,025) 1.31 $ 16,997.63
29-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 21,000 - $ -
29-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 79,000 - $ -
29-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 27,000 - $ -
29-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 21,000 - $ -
30-Oct-24 J.P. MORGAN SECURITIES PLC Equity Sell (36,884) 1.35 $ 49,608.98
30-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 60,000 1.37 $ 81,933.24
30-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,583) 1.35 $ 8,854.14
30-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 810 1.37 $ 1,109.70
30-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (62,641) 1.34 $ 83,637.45
30-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (810) 1.36 $ 1,101.60
30-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (10,863) - $ -
30-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow 75,000 - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity Borrow 380,000 - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity Borrow 474,000 - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity Borrow Return (1,955,436) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity Borrow Return (5,000,000) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity Borrow Return (1,000,000) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 12,000 - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (16,000) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (27,000) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (35,000) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (39,000) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 217,000 - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (31,000) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 238,000 - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (5,000) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (22,000) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (21,000) - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow 18,000 - $ -
30-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (9,000) - $ -
30-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 13,541 - $ -
30-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (13,541) - $ -
31-Oct-24 J.P. MORGAN SECURITIES LLC Equity On-Lend 1,863 - $ -
31-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt On-Lend Return (855,200) - $ -
31-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,000 1.33 $ 3,979.57
31-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,315) 1.33 $ 39,015.92
31-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow 245,000 - $ -
31-Oct-24 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt Borrow Return (37,000) - $ -
Balance at End of relevant period 51,354,780
----- End of picture text -----
3/3
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 04-Nov-2024 |
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC (Borrower) |
| Transfer date | Settlement Date 21-Jun-2024 08-Jul-2024 15-Jul-2024 25-Sep-2024 18-Oct-2024 30-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement | Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”) |
| Transfer date | Settlement Date 19-Jan-2024 01-Aug-2024 03-Sep-2024 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | State Street Bank and Trust Company ("lender") and J.P. Morgan Securities Australia Limited ("borrower") |
| Transfer date | Settlement Date 02-Jul-2024 11-Jul-2024 08-Oct-2024 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the otherparty, unless otherwise agreed between theparties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the **right to recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Institutional Account Agreement |
| Parties to agreement | JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and APEX CLEARING CORPORATION, BROWN BROTHERS HARRIMAN & CO(AS AGENT), CHARLES SCHWAB & CO., INC, CITADEL SECURITIES LLC, BLACKROCK, GOLDMAN SACHS BANK USA ( AGENCY LENDING AS AGENT), HILLTOP SECURITIES INC., INTERACTIVE BROKERS LLC, JEFFERIES LLC, NATIONAL FINANCIAL SERVICES LLC, NATIONAL FINANCIAL SERVICES LLC - AS AGENT, PERSHING LLC, RBC CAPITAL MARKETS LLC, ROBINHOOD SECURITIES, LLC, TRADESTATION SECURITIES INC (herein referred to as“JPMS”). “ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and any additional entity notified to the Company from time to time. |
| Transfer date | Settlement Date 05-Aug-2024 08-Aug-2024 23-Aug-2024 27-Aug-2024 30-Aug-2024 03-Sep-2024 04-Sep-2024 05-Sep-2024 06-Sep-2024 09-Sep-2024 16-Sep-2024 18-Sep-2024 20-Sep-2024 24-Sep-2024 25-Sep-2024 01-Oct-2024 02-Oct-2024 03-Oct-2024 04-Oct-2024 07-Oct-2024 08-Oct-2024 09-Oct-2024 10-Oct-2024 11-Oct-2024 17-Oct-2024 18-Oct-2024 22-Oct-2024 23-Oct-2024 24-Oct-2024 25-Oct-2024 29-Oct-2024 30-Oct-2024 |
| 01-Nov-2024 | |
|---|---|
| Holder of voting rights |
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this, please note that the Company has the right to recall equivalent securities if it wishes to exercise its votingrights in respect of the securities. |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent securities from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the securities to the Companyand the Companyholds the votingrights. |
| Scheduled return date(if any) |
N/A. There is no term to the loan of securities. |
| Does the borrower have the right to **return early? ** |
Yes. |
| If yes, detail | JPMS has the right to return all and any securities or equivalent securities early at any time. |
| Does the lender have the right to recall **early? ** |
Yes. |
| Ifyes, detail | The Companyhas the right to recall all or anyequivalent securities on demand. |
| Will the securities be returned on settlement? |
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to the loan of securities. |
| If yes, detail any exceptions |
|
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copyof the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | ABU DHABI INVESTMENT AUTHORITY (HSBC GULF FUND (TP EQ) 2021) ('lender'), J.P. Morgan Securities PLC('borrower) |
| Transfer date | Settlement Date 08-Oct-2024 |
| Holder of voting rights | Partyholdingcollateral that has the votingrights. |
| Are there any restriction on voting rights |
No, unless separately agreed to the contrary. |
| If yes, detail | NA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | This right is subject to the requirement that the borrower deliver alternative collateral acceptable to the lender and also to the mark to market requirements of ss 5.4 and 5.5 of this agreement. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Equivalent Securities must be returned. |
| If yes, detail any exceptions |
Absent default, there are no exceptions. |
| Statement | No |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
Blackrock Advisors (UK) Limited ("lender") and J.P. Morgan Securities plc ("borrower") |
| Transfer date | Settlement Date 23-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes. |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originallydelivered. The borrower must return the |
| securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities Lending Agreement |
| Parties to agreement | SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. Morgan Securities Plc("borrower") |
| Transfer date | Settlement date 07-Oct-2024 11-Oct-2024 23-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement ("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender") |
| Transfer date | Settlement Date 01-Aug-2024 23-Oct-2024 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities |
| were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”) |
| Transfer date | Settlement Date 08-Oct-2024 22-Oct-2024 23-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|---|---|
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Master Overseas Securities Borrowing Agreement |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender") |
| Transfer date | Settlement Date 08-Oct-2024 23-Oct-2024 01-Nov-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) of the agreement. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender") |
| Transfer date | Settlement Date 04-Nov-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originallydelivered. The borrower must return the |
| securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting as agent) (“lender”), J.P. Morgan Securities Plc (“borrower”) |
| Transfer date | Settlement Date 08-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(ii) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 04-Nov-2024 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
31-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
J.P. Morgan Securities plc ("borrower") and UBS Switzerland AG ("lender") |
| Transfer date | Settlement Date 12-Aug-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |