AI assistant
MESOBLAST LTD — Major Shareholding Notification 2023
Aug 2, 2023
31658_rns_2023-08-02_ff6e71ee-e088-48fb-825c-a1add4ace0a2.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Mesoblast Limited ACN/ARSN 109 431 870 1. Details of substantial holder[(1)] Name M&G Investments Funds (3) ACN/ARSN (if applicable)
There was a change in the interests of 01/08/2023 the Substantial holder on The previous notice was given to the 04/09/2020 company on The previous notice was dated 04/09/2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate[(2) ] had a relevant interest[(3)] in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities(4) | Previous notice | Present notice | ||
| Person's votes | Voting power(5) | Person's votes | Voting power(5) | |
| NPV OrdinaryShares | 47,212,415 | 8.07% | 51,954,410 | 6.38% |
| ADS each Representing 5 ordinaryshares |
4,540,450 | 0.77% | 0 | 0% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
==> picture [500 x 197] intentionally omitted <==
----- Start of picture text -----
Date of Person whose relevant Nature of Consideration given in Class and number of Class and number of
change interest changed change(6) relation to change(7) securities affected securities affected
04-Sep- M&G Investment NPV Ordinary Shares
AU $3,511,338
20 Management Limited Sale 687,524 687,524
15-Sep- M&G Investment NPV Ordinary Shares
AU $746,413
20 Management Limited Sale 148,941 148,941
21-Sep- M&G Investment NPV Ordinary Shares
AU $1,638,439
20 Management Limited Sale 326,230 326,230
22-Sep- M&G Investment NPV Ordinary Shares
AU $248,649
20 Management Limited Sale 49,720 49,720
23-Sep- M&G Investment NPV Ordinary Shares
AU $5,774,355
20 Management Limited Sale 1,126,088 1,126,088
24-Sep- M&G Investment NPV Ordinary Shares
AU $2,026,708
20 Management Limited Sale 403,429 403,429
25-Sep- M&G Investment NPV Ordinary Shares
AU $24,710
20 Management Limited Sale 4,942 4,942
28-Sep- M&G Investment NPV Ordinary Shares
AU $1,192,037
20 Management Limited Sale 234,017 234,017
29-Sep- M&G Investment NPV Ordinary Shares
AU $2,133,535
20 Management Limited Sale 382,856 382,856
02-Mar- M&G Investment NPV Ordinary Shares
AU $13,825,137
21 Management Limited Purchase 6,010,929 6,010,929
----- End of picture text -----
==> picture [500 x 748] intentionally omitted <==
----- Start of picture text -----
03-Feb- M&G Investment NPV Ordinary Shares
AU $286,023
22 Management Limited Purchase 248,434 248,434
03-Feb- M&G Investment NPV Ordinary Shares
AU $229,802
22 Management Limited Purchase 200,000 200,000
10-Aug- M&G Investment NPV Ordinary Shares
AU $7,897,500
22 Management Limited Purchase 10,530,000 10,530,000
14-Oct- M&G Investment NPV Ordinary Shares
AU $223,011
22 Management Limited Sale 222,583 222,583
17-Oct- M&G Investment NPV Ordinary Shares
AU $12,459
22 Management Limited Sale 12,585 12,585
18-Oct- M&G Investment NPV Ordinary Shares
AU $261,324
22 Management Limited Sale 260,278 260,278
19-Oct- M&G Investment NPV Ordinary Shares
AU $144,525
22 Management Limited Sale 141,730 141,730
20-Oct- M&G Investment NPV Ordinary Shares
AU $17,749
22 Management Limited Sale 17,622 17,622
24-Oct- M&G Investment NPV Ordinary Shares
AU $3,363
22 Management Limited Sale 3,392 3,392
02-Nov- M&G Investment NPV Ordinary Shares
AU $5,859
22 Management Limited Sale 6,167 6,167
03-Nov- M&G Investment NPV Ordinary Shares
AU $2,134
22 Management Limited Sale 2,246 2,246
04-Nov- M&G Investment NPV Ordinary Shares
AU $3,782
22 Management Limited Sale 3,981 3,981
15-Nov- M&G Investment NPV Ordinary Shares
AU $103,034
22 Management Limited Sale 106,179 106,179
16-Nov- M&G Investment NPV Ordinary Shares
AU $51,575
22 Management Limited Sale 53,323 53,323
17-Nov- M&G Investment NPV Ordinary Shares
AU $25,154
22 Management Limited Sale 26,146 26,146
21-Nov- M&G Investment NPV Ordinary Shares
AU $225,660
22 Management Limited Sale 226,146 226,146
22-Nov- M&G Investment NPV Ordinary Shares
AU $101,104
22 Management Limited Sale 102,612 102,612
23-Nov- M&G Investment NPV Ordinary Shares
AU $136,876
22 Management Limited Sale 137,106 137,106
24-Nov- M&G Investment NPV Ordinary Shares
AU $145,972
22 Management Limited Sale 145,518 145,518
25-Nov- M&G Investment NPV Ordinary Shares
AU $77,399
22 Management Limited Sale 77,025 77,025
28-Nov- M&G Investment NPV Ordinary Shares
AU $23,496
22 Management Limited Sale 23,549 23,549
29-Nov- M&G Investment NPV Ordinary Shares
AU $16,401
22 Management Limited Sale 16,459 16,459
30-Nov- M&G Investment NPV Ordinary Shares
AU $337,739
22 Management Limited Sale 316,459 316,459
01-Dec- M&G Investment NPV Ordinary Shares
AU $136,373
22 Management Limited Sale 122,864 122,864
02-Dec- M&G Investment NPV Ordinary Shares
AU $87,712
22 Management Limited Sale 79,551 79,551
05-Dec- M&G Investment NPV Ordinary Shares
AU $91,480
22 Management Limited Sale 79,853 79,853
05-Dec- M&G Investment NPV Ordinary Shares
AU $180,175
22 Management Limited Sale 155,340 155,340
06-Dec- M&G Investment NPV Ordinary Shares
AU $18,911
22 Management Limited Sale 17,192 17,192
07-Dec- M&G Investment NPV Ordinary Shares
AU $50,154
22 Management Limited Sale 50,016 50,016
08-Dec- M&G Investment NPV Ordinary Shares
AU $13,709
22 Management Limited Sale 13,918 13,918
09-Dec- M&G Investment NPV Ordinary Shares
AU $71,469
22 Management Limited Sale 75,168 75,168
12-Dec- M&G Investment NPV Ordinary Shares
AU $53,453
22 Management Limited Sale 56,266 56,266
13-Dec- M&G Investment NPV Ordinary Shares
AU $43,511
22 Management Limited Sale 44,988 44,988
13-Dec- M&G Investment NPV Ordinary Shares
AU $53,539
22 Management Limited Sale 56,266 56,266
14-Dec- M&G Investment NPV Ordinary Shares
AU $22,813
22 Management Limited Sale 23,218 23,218
15-Dec- M&G Investment NPV Ordinary Shares
AU $2,073
22 Management Limited Sale 2,182 2,182
16-Dec- M&G Investment NPV Ordinary Shares
AU $49,573
22 Management Limited Sale 52,182 52,182
23-Dec- M&G Investment NPV Ordinary Shares
AU $48
22 Management Limited Sale 50 50
12-Jan- M&G Investment NPV Ordinary Shares
AU $106,811
23 Management Limited Sale 110,965 110,965
16-Jan- M&G Investment NPV Ordinary Shares
AU $95,620
23 Management Limited Sale 97,910 97,910
16-Jan- M&G Investment NPV Ordinary Shares
AU $58,438
23 Management Limited Sale 60,965 60,965
26-Apr- M&G Investment NPV Ordinary Shares
AU $5,000,000
23 Management Limited Purchase 5,882,353 5,882,353
----- End of picture text -----
==> picture [500 x 748] intentionally omitted <==
----- Start of picture text -----
10-May- M&G Investment NPV Ordinary Shares
AU $258,768
23 Management Limited Sale 240,501 240,501
11-May- M&G Investment NPV Ordinary Shares
AU $246,295
23 Management Limited Sale 224,499 224,499
19-May- M&G Investment NPV Ordinary Shares
AU $160,747
23 Management Limited Sale 142,396 142,396
22-May- M&G Investment NPV Ordinary Shares
AU $ 136,647
23 Management Limited Sale 121,204 121,204
23-May- M&G Investment NPV Ordinary Shares
AU $135,573
23 Management Limited Sale 121,204 121,204
24-May- M&G Investment NPV Ordinary Shares
AU $115,172
23 Management Limited Sale 106,364 106,364
25-May- M&G Investment NPV Ordinary Shares
AU $36,941
23 Management Limited Sale 35,042 35,042
26-May- M&G Investment NPV Ordinary Shares
AU $217,413
23 Management Limited Sale 200,982 200,982
29-May- M&G Investment NPV Ordinary Shares
AU $115,011
23 Management Limited Sale 105,272 105,272
30-May- M&G Investment NPV Ordinary Shares
AU $23,437
23 Management Limited Sale 22,200 22,200
01-Jun- M&G Investment NPV Ordinary Shares
AU $ 253,890
23 Management Limited Sale 245,043 245,043
02-Jun- M&G Investment NPV Ordinary Shares
AU $359,479
23 Management Limited Sale 340,905 340,905
05-Jun- M&G Investment NPV Ordinary Shares
AU $240,295
23 Management Limited Sale 221,749 221,749
06-Jun- M&G Investment NPV Ordinary Shares
AU $70,701
23 Management Limited Sale 64,553 64,553
07-Jun- M&G Investment NPV Ordinary Shares
AU $65,000
23 Management Limited Sale 61,547 61,547
08-Jun- M&G Investment NPV Ordinary Shares
AU $47,482
23 Management Limited Sale 46,024 46,024
09-Jun- M&G Investment NPV Ordinary Shares
AU $ 80,437
23 Management Limited Sale 77,921 77,921
13-Jun- M&G Investment NPV Ordinary Shares
AU $91,029
23 Management Limited Sale 87,594 87,594
26-Jun- M&G Investment NPV Ordinary Shares
AU $390,878
23 Management Limited Sale 346,628 346,628
27-Jun- M&G Investment NPV Ordinary Shares
AU $ 250,997
23 Management Limited Sale 231,007 231,007
28-Jun- M&G Investment NPV Ordinary Shares
AU $279,648
23 Management Limited Sale 257,857 257,857
29-Jun- M&G Investment NPV Ordinary Shares
AU $ 421,709
23 Management Limited Sale 373,318 373,318
29-Jun- M&G Investment NPV Ordinary Shares
AU $410,082
23 Management Limited Sale 360,696 360,696
30-Jun- M&G Investment NPV Ordinary Shares
AU $311,314
23 Management Limited Sale 272,113 272,113
M&G Investment NPV Ordinary Shares
03-Jul-23 Management Limited Sale AU $338,654 293,373 293,373
M&G Investment NPV Ordinary Shares
04-Jul-23 Management Limited Sale AU $371,987 315,761 315,761
M&G Investment NPV Ordinary Shares
05-Jul-23 Management Limited Sale AU $101,223 88,079 88,079
M&G Investment NPV Ordinary Shares
06-Jul-23 Management Limited Sale AU $85,529 75,341 75,341
M&G Investment NPV Ordinary Shares
07-Jul-23 Management Limited Sale AU $115,495 102,581 102,581
M&G Investment NPV Ordinary Shares
10-Jul-23 Management Limited Sale AU $140,551 123,791 123,791
M&G Investment NPV Ordinary Shares
11-Jul-23 Management Limited Sale AU $396,437 334,753 334,753
M&G Investment NPV Ordinary Shares
12-Jul-23 Management Limited Sale AU $246,857 199,576 199,576
M&G Investment NPV Ordinary Shares
13-Jul-23 Management Limited Sale AU $472,276 367,088 367,088
M&G Investment NPV Ordinary Shares
14-Jul-23 Management Limited Sale AU $1,378,452 1,009,819 1,009,819
M&G Investment NPV Ordinary Shares
17-Jul-23 Management Limited Sale AU $616,418 439,664 439,664
M&G Investment NPV Ordinary Shares
18-Jul-23 Management Limited Sale AU $672,441 482,105 482,105
M&G Investment NPV Ordinary Shares
19-Jul-23 Management Limited Sale AU $514,986 369,287 369,287
M&G Investment NPV Ordinary Shares
20-Jul-23 Management Limited Sale AU $264,325 191,024 191,024
M&G Investment NPV Ordinary Shares
21-Jul-23 Management Limited Sale AU $75,739 55,162 55,162
M&G Investment NPV Ordinary Shares
24-Jul-23 Management Limited Sale AU $342,919 257,506 257,506
M&G Investment NPV Ordinary Shares
24-Jul-23 Management Limited Sale AU $104,910 77,649 77,649
M&G Investment NPV Ordinary Shares
25-Jul-23 Management Limited Sale AU $20,433 16,525 16,525
----- End of picture text -----
==> picture [500 x 748] intentionally omitted <==
----- Start of picture text -----
M&G Investment NPV Ordinary Shares
25-Jul-23 Management Limited Sale AU $326,369 271,773 271,773
M&G Investment NPV Ordinary Shares
27-Jul-23 Management Limited Sale AU $101,284 85,042 85,042
M&G Investment NPV Ordinary Shares
27-Jul-23 Management Limited Sale AU $193,673 165,436 165,436
M&G Investment NPV Ordinary Shares
27-Jul-23 Management Limited Sale AU $277,991 234,347 234,347
M&G Investment NPV Ordinary Shares
28-Jul-23 Management Limited Sale AU $86,822 74,221 74,221
M&G Investment NPV Ordinary Shares
28-Jul-23 Management Limited Sale AU $7,983 6,835 6,835
M&G Investment NPV Ordinary Shares
28-Jul-23 Management Limited Sale AU $437,334 376,919 376,919
M&G Investment NPV Ordinary Shares
31-Jul-23 Management Limited Sale AU $153,650 134,471 134,471
M&G Investment NPV Ordinary Shares
31-Jul-23 Management Limited Sale AU $492,130 421,365 421,365
01-Aug- M&G Investment NPV Ordinary Shares
AU $14,575
23 Management Limited Sale 13,341 13,341
01-Aug- M&G Investment NPV Ordinary Shares
AU $963,256
23 Management Limited Sale 876,521 876,521
22-Sep- M&G Investment ADS each Representing
AU $1,165,405
20 Management Limited Sale 65,095 325,475
23-Sep- M&G Investment ADS each Representing
AU $5,448
20 Management Limited Sale 300 1,500
23-Sep- M&G Investment ADS each Representing
AU $79,589
20 Management Limited Sale 4,400 22,000
28-Sep- M&G Investment ADS each Representing
AU $847,537
20 Management Limited Sale 45,300 226,500
01-Sep- M&G Investment ADS each Representing
AU $302,769
21 Management Limited Purchase 50,000 250,000
01-Sep- M&G Investment ADS each Representing
AU $660,145
21 Management Limited Purchase 108,521 542,605
02-Sep- M&G Investment ADS each Representing
AU $254,563
21 Management Limited Purchase 41,839 209,195
07-Sep- M&G Investment ADS each Representing
AU $97,829
21 Management Limited Purchase 15,052 75,260
08-Sep- M&G Investment ADS each Representing
AU $21,996
21 Management Limited Purchase 3,390 16,950
08-Sep- M&G Investment ADS each Representing
AU $5,359
21 Management Limited Purchase 827 4,135
09-Sep- M&G Investment ADS each Representing
AU $501,031
21 Management Limited Purchase 80,000 400,000
09-Sep- M&G Investment ADS each Representing
AU $159,131
21 Management Limited Purchase 25,000 125,000
10-Sep- M&G Investment ADS each Representing
AU $137,549
21 Management Limited Purchase 22,000 110,000
13-Sep- M&G Investment ADS each Representing
AU $100,764
21 Management Limited Purchase 16,056 80,280
14-Sep- M&G Investment ADS each Representing
AU $33,283
21 Management Limited Purchase 5,283 26,415
16-Sep- M&G Investment ADS each Representing
AU $302,677
21 Management Limited Purchase 48,044 240,220
17-Sep- M&G Investment ADS each Representing
AU $266,043
21 Management Limited Purchase 43,106 215,530
20-Sep- M&G Investment ADS each Representing
AU $403,628
21 Management Limited Purchase 67,887 339,435
10-Oct- M&G Investment ADS each Representing
AU $118,842
22 Management Limited Sale 36,940 184,700
10-Oct- M&G Investment ADS each Representing
AU $2,723
22 Management Limited Sale 846 4,230
11-Oct- M&G Investment ADS each Representing
AU $21,533
22 Management Limited Sale 6,488 32,440
15-Nov- M&G Investment ADS each Representing
AU $106,788
22 Management Limited Sale 32,196 160,980
21-Nov- M&G Investment ADS each Representing
AU $102,495
22 Management Limited Sale 30,948 154,740
22-Nov- M&G Investment ADS each Representing
AU $62,922
22 Management Limited Sale 18,926 94,630
23-Nov- M&G Investment ADS each Representing
AU $82,962
22 Management Limited Sale 25,000 125,000
25-Nov- M&G Investment ADS each Representing
AU $142,064
22 Management Limited Sale 42,543 212,715
28-Nov- M&G Investment ADS each Representing
AU $43,527
22 Management Limited Sale 13,071 65,355
29-Nov- M&G Investment ADS each Representing
AU $2,757
22 Management Limited Sale 828 4,140
30-Nov- M&G Investment ADS each Representing
AU $183,340
22 Management Limited Sale 51,950 259,750
01-Dec- M&G Investment ADS each Representing
AU $50,933
22 Management Limited Sale 13,772 68,860
02-Dec- M&G Investment ADS each Representing
AU $41,172
22 Management Limited Sale 10,990 54,950
----- End of picture text -----
==> picture [500 x 748] intentionally omitted <==
----- Start of picture text -----
05-Dec- M&G Investment ADS each Representing
AU $6,861
22 Management Limited Sale 1,800 9,000
06-Dec- M&G Investment ADS each Representing
AU $22,176
22 Management Limited Sale 6,318 31,590
13-Dec- M&G Investment ADS each Representing
AU $165,777
22 Management Limited Sale 50,000 250,000
14-Dec- M&G Investment ADS each Representing
AU $29,605
22 Management Limited Sale 8,944 44,720
17-Jan- M&G Investment ADS each Representing
AU $22,998
23 Management Limited Sale 6,948 34,740
18-Jan- M&G Investment ADS each Representing
AU $102,683
23 Management Limited Sale 31,022 155,110
23-Jan- M&G Investment ADS each Representing
AU $15,868
23 Management Limited Sale 4,794 23,970
24-Jan- M&G Investment ADS each Representing
AU $54,056
23 Management Limited Sale 16,331 81,655
25-Jan- M&G Investment ADS each Representing
AU $28,342
23 Management Limited Sale 8,535 42,675
26-Jan- M&G Investment ADS each Representing
AU $64,823
23 Management Limited Sale 19,392 96,960
27-Jan- M&G Investment ADS each Representing
AU $30,787
23 Management Limited Sale 9,190 45,950
30-Jan- M&G Investment ADS each Representing
AU $1,410
23 Management Limited Sale 421 2,105
01-Feb- M&G Investment ADS each Representing
AU $110,272
23 Management Limited Sale 30,000 150,000
02-Feb- M&G Investment ADS each Representing
AU $5,508
23 Management Limited Sale 1,509 7,545
03-Feb- M&G Investment ADS each Representing
AU $32,083
23 Management Limited Sale 8,738 43,690
06-Feb- M&G Investment ADS each Representing
AU $171,884
23 Management Limited Sale 43,576 217,880
07-Feb- M&G Investment ADS each Representing
AU $73,530
23 Management Limited Sale 18,140 90,700
07-Feb- M&G Investment ADS each Representing
AU $49,563
23 Management Limited Sale 12,500 62,500
08-Feb- M&G Investment ADS each Representing
AU $145,497
23 Management Limited Sale 35,000 175,000
27-Feb- M&G Investment ADS each Representing
AU $34,071
23 Management Limited Sale 10,695 53,475
28-Feb- M&G Investment ADS each Representing
AU $33,251
23 Management Limited Sale 10,000 50,000
08-Mar- M&G Investment ADS each Representing
AU $206,207
23 Management Limited Sale 56,476 282,380
09-Mar- M&G Investment ADS each Representing
AU $68,989
23 Management Limited Sale 19,328 96,640
15-Mar- M&G Investment ADS each Representing
AU $9,606
23 Management Limited Sale 3,035 15,175
16-Mar- M&G Investment ADS each Representing
AU $15,472
23 Management Limited Sale 4,877 24,385
17-Mar- M&G Investment ADS each Representing
AU $1,001
23 Management Limited Sale 317 1,585
20-Mar- M&G Investment ADS each Representing
AU $315
23 Management Limited Sale 100 500
21-Mar- M&G Investment ADS each Representing
AU $316
23 Management Limited Sale 100 500
22-Mar- M&G Investment ADS each Representing
AU $51,861
23 Management Limited Sale 15,977 79,885
23-Mar- M&G Investment ADS each Representing
AU $10,434
23 Management Limited Sale 3,289 16,445
24-Mar- M&G Investment ADS each Representing
AU $318
23 Management Limited Sale 100 500
27-Mar- M&G Investment ADS each Representing
AU $16,120
23 Management Limited Sale 5,103 25,515
28-Mar- M&G Investment ADS each Representing
AU $318
23 Management Limited Sale 101 505
29-Mar- M&G Investment ADS each Representing
AU $6,004
23 Management Limited Sale 1,900 9,500
30-Mar- M&G Investment ADS each Representing
AU $31,948
23 Management Limited Sale 10,000 50,000
31-Mar- M&G Investment ADS each Representing
AU $48,341
23 Management Limited Sale 15,000 75,000
03-Apr- M&G Investment ADS each Representing
AU $16,812
23 Management Limited Sale 5,060 25,300
04-Apr- M&G Investment ADS each Representing
AU $18,926
23 Management Limited Sale 5,715 28,575
05-Apr- M&G Investment ADS each Representing
AU $8,737
23 Management Limited Sale 2,670 13,350
06-Apr- M&G Investment ADS each Representing
AU $22,687
23 Management Limited Sale 6,800 34,000
10-Apr- M&G Investment ADS each Representing
AU $16,456
23 Management Limited Sale 4,902 24,510
11-Apr- M&G Investment ADS each Representing
AU $27,302
23 Management Limited Sale 7,818 39,090
----- End of picture text -----
==> picture [500 x 659] intentionally omitted <==
----- Start of picture text -----
10-May- M&G Investment ADS each Representing
AU $99,693
23 Management Limited Sale 26,619 133,095
11-May- M&G Investment ADS each Representing
AU $10,665
23 Management Limited Sale 2,888 14,440
12-May- M&G Investment ADS each Representing
AU $5,783
23 Management Limited Sale 1,592 7,960
15-May- M&G Investment ADS each Representing
AU $15,895
23 Management Limited Sale 4,354 21,770
16-May- M&G Investment ADS each Representing
AU $40,533
23 Management Limited Sale 10,704 53,520
17-May- M&G Investment ADS each Representing
AU $31,546
23 Management Limited Sale 8,400 42,000
18-May- M&G Investment ADS each Representing
AU $95,569
23 Management Limited Sale 25,000 125,000
18-May- M&G Investment ADS each Representing
AU $128,568
23 Management Limited Sale 33,402 167,010
19-May- M&G Investment ADS each Representing
AU $43,899
23 Management Limited Sale 11,551 57,755
19-May- M&G Investment ADS each Representing
AU $14,464
23 Management Limited Sale 3,813 19,065
22-May- M&G Investment ADS each Representing
AU $61,915
23 Management Limited Sale 16,331 81,655
22-May- M&G Investment ADS each Representing
AU $8,141
23 Management Limited Sale 2,142 10,710
23-May- M&G Investment ADS each Representing
AU $51,589
23 Management Limited Sale 13,793 68,965
25-May- M&G Investment ADS each Representing
AU $690
23 Management Limited Sale 200 1,000
26-May- M&G Investment ADS each Representing
AU $15,585
23 Management Limited Sale 4,308 21,540
26-May- M&G Investment ADS each Representing
AU $43,998
23 Management Limited Sale 12,128 60,640
30-May- M&G Investment ADS each Representing
AU $792
23 Management Limited Sale 220 1,100
01-Jun- M&G Investment ADS each Representing
AU $15,134
23 Management Limited Sale 4,200 21,000
02-Jun- M&G Investment ADS each Representing
AU $3,999
23 Management Limited Sale 1,100 5,500
02-Jun- M&G Investment ADS each Representing
AU $25,051
23 Management Limited Sale 6,920 34,600
05-Jun- M&G Investment ADS each Representing
AU $95,066
23 Management Limited Sale 25,729 128,645
06-Jun- M&G Investment ADS each Representing
AU $13,206
23 Management Limited Sale 3,640 18,200
07-Jun- M&G Investment ADS each Representing
AU $360
23 Management Limited Sale 100 500
09-Jun- M&G Investment ADS each Representing
AU $36,689
23 Management Limited Sale 10,453 52,265
12-Jun- M&G Investment ADS each Representing
AU $6,179
23 Management Limited Sale 1,716 8,580
13-Jun- M&G Investment ADS each Representing
AU $56,878
23 Management Limited Sale 15,757 78,785
13-Jun- M&G Investment ADS each Representing
AU $40,432
23 Management Limited Sale 11,103 55,515
14-Jun- M&G Investment ADS each Representing
AU $87,874
23 Management Limited Sale 23,964 119,820
14-Jun- M&G Investment ADS each Representing
AU $49,567
23 Management Limited Sale 13,541 67,705
15-Jun- M&G Investment ADS each Representing
AU $68,843
23 Management Limited Sale 18,781 93,905
15-Jun- M&G Investment ADS each Representing
AU $29,166
23 Management Limited Sale 7,924 39,620
16-Jun- M&G Investment ADS each Representing
AU $116,587
23 Management Limited Sale 30,200 151,000
16-Jun- M&G Investment ADS each Representing
AU $273,941
23 Management Limited Sale 70,000 350,000
20-Jun- M&G Investment ADS each Representing
AU $211,089
23 Management Limited Sale 50,000 250,000
21-Jun- M&G Investment ADS each Representing
AU $109,881
23 Management Limited Sale 25,000 125,000
22-Jun- M&G Investment ADS each Representing
AU $26,705
23 Management Limited Sale 6,343 31,715
23-Jun- M&G Investment ADS each Representing
AU $116,978
23 Management Limited Sale 29,065 145,325
----- End of picture text -----
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| M&G Investment Management Limited |
HSBC Custody Nominees (Australia) Limited |
HSBC Custody Nominees (Australia) Limited |
Power to control the voting and /or disposal of securities pursuant to its position held as investment manager in accordance with investment mandates |
NPV ordinary shares 51,954,410 |
51,954,410 |
| M&G Investment Funds (3) |
HSBC Custody Nominees (Australia) Limited |
HSBC Custody Nominees (Australia) Limited |
M&G Investment Funds (3) is entitled to beneficial ownership of the shares but in accordance with investment mandates, does not have the power to control the voting and or disposal of securities |
NPV ordinary shares 51,954,410 |
51,954,410 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses The addresses of persons named in this form are as follows:
M&G Plc and its subsidiary companies:
==> picture [488 x 126] intentionally omitted <==
----- Start of picture text -----
Name Address
M&G Investment Management Limited 10 Fenchurch Avenue, London,EC3M 5AG, England
M&G Investment Funds (3) 10 Fenchurch Avenue, London,EC3M 5AG, England
M&G Investment Funds (1) 10 Fenchurch Avenue, London,EC3M 5AG, England
M&G (Lux) Investment Funds 1 16 Boulevard Royal, 2449 Luxembourg
HSBC Custody Nominees (Australia) HSBC Centre, Level 32, 580 George Street, Sydney, NSW 2000, Australia
Hongkong and Shanghai Banking Corporation Tower 1, International Tower Level 36, 100 Barangaroo Avenue Sydney, NSW 2000
Ltd Australia
----- End of picture text -----
Signature
| print name sign here |
Owen Smith capacity Regulatory Reporting |
|---|---|
| date 02/08/2023 |
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its r elated corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph6 of the form.
-
(2) See the definition of "associate" in section9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B (7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The person's votes divided by the total votes in the body corporate or schememultipliedby100.
-
(6) Include details of:
-
(a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection671B (4)applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates(indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section9 of the Corporations Act 2001.
-
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure ‘A’
This is annexure A of 1 page referred to in form 604 ‘Notice of change of interests of substantial holder’.
| print name sign here |
Owen Smith capacity Regulatory Reporting date 02/08/2023 |
|---|---|
Details of substantial holder
M&G plc is a British multinational life insurance and financial services company, incorporated and registered in England and Wales and headquartered in London. Please find below subsidiaries of the M&G Plc group of companies.
==> picture [474 x 180] intentionally omitted <==
----- Start of picture text -----
M&G Group Regulated Entity Holding Company Wholly owned subsidiary of M&G Plc (the parent company)
Limited
M&G Group Limited Wholly owned subsidiary of M&G Group Regulated Entity Holding Company
Limited
M&G FA Limited Wholly owned subsidiary of M&G Group Limited
M&G Investment Management Limited Wholly owned subsidiary of M&G FA Limited
M&G Securities Limited Wholly owned subsidiary of M&G FA Limited
M&G Luxembourg S.A. Wholly owned subsidiary of M&G FA Limited
M&G Alternatives Investment Management Limited Wholly owned subsidiary of M&G FA Limited
The Prudential Assurance Company Limited Wholly owned subsidiary of M&G Plc (the parent company)
Prudential Pensions Limited Wholly owned subsidiary of M&G Plc (the parent company)
----- End of picture text -----
The following are all open-ended investment companies with variable capital, incorporated in England & Wales and regulated by the Financial Conduct Authority. These are not M&G plc group companies but the Authorised Corporate Director (M&G Securities Limited) and appointed fund manager (M&G Investment Management Limited) for each OEIC are wholly owned subsidiaries of M&G plc.
==> picture [472 x 222] intentionally omitted <==
----- Start of picture text -----
M&G Investment Funds (1) External Open Ended Investment Company
M&G Investment Funds (2) External Open Ended Investment Company
M&G Investment Funds (3) External Open Ended Investment Company
M&G Investment Funds (4) External Open Ended Investment Company
M&G Investment Funds (5) External Open Ended Investment Company
M&G Investment Funds (7) External Open Ended Investment Company
M&G Investment Funds (9) External Open Ended Investment Company
M&G Investment Funds (11) External Open Ended Investment Company
M&G Investment Funds (12) External Open Ended Investment Company
M&G Investment Funds (14) External Open Ended Investment Company
M&G Global Dividend Fund External Open Ended Investment Company
----- End of picture text -----
The following are all société d'investissement à capital variable, incorporated in Luxembourg and regulated by the Commission de Surveillance du Secteur Financier (CSSF). These are not M&G plc group companies but the Management Company (M&G Luxembourg S.A) and appointed fund manager (M&G Investment Management Limited) for each SICAV are wholly owned subsidiaries of M&G plc.
M&G (Lux) Investment Funds 1
External Société d' Investissement à Capital Variable