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MESOBLAST LTD — Major Shareholding Notification 2022
Apr 18, 2022
31658_rns_2022-04-18_cad743ff-4b0c-4a43-a66b-0d7f66309891.pdf
Major Shareholding Notification
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603 Page 1 of 3
Form 603
Corporations Act 2001 Section
671B
Notice of initial substantial holder
To Company Name/Scheme Mesoblast Ltd ACN/ARSN/ ABN 68 109 431 870
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA
The holder became a substantial holder on 12/04/2022
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 33,044,463 | 33,044,463 | 5.08% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
a substantial holder are as follows: |
||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
| JPMORGAN CHASE BANK,N.A | Securities on Loan as Agent Lender | 11,836,296 (Ordinary) |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | In its capacity as investment manager or in various other related capacities |
2,908,467 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Holder of securities subject to an obligation to return under a securities lendingagreement |
1,590,120 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Purchase and sales of securities in its capacity as Principal/Proprietary |
62,435 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Holder of securities subject to an obligation to return under a securities lendingagreement |
11,775,194 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Purchase and sales of securities in its capacity as Principal/Proprietary |
1,118,433 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Holder of securities subject to an obligation to return under a securities lendingagreement |
2,876,334 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Purchase and sales of securities in its capacity as Principal/Proprietary |
22,260 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Rehypothecation of client securities under a Prime Brokerage Agreement |
817,247 (Ordinary) |
| J. P. MORGAN PRIME | Rehypothecation of client securities under a Prime Brokerage Agreement |
37,677 (Ordinary) |
603 Page 2 of 3
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| JPMORGAN CHASE BANK,N.A | JPM Nominees Australia Pty Limited | Various Borrowers under the Securities Lending Agreement |
11,836,296 (Ordinary) |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. |
J.P. Morgan SE - Luxembourg Branch | Various Clients and Custodians | 2,908,467 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty Limited | J.P. MORGAN SECURITIES PLC | 62,435 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty Limited | JPM Nominees Australia Pty Limited | 1,590,120 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd | Ecapital Nominees Pty Ltd | 11,775,194 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd | J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
1,118,433 (Ordinary) |
| J. P. MORGAN PRIME | Citi Australia | Various Clients and Custodians | 37,677 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Citi Australia | J.P. MORGAN SECURITIES LLC | 22,260 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Citi Australia | Various Clients and Custodians | 817,247 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Citi Australia | Citi Australia | 2,876,334 (Ordinary) |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
older became a substantial holder |
is as follows: |
|||
|---|---|---|---|---|
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities | |
| See Appendix | Cash | Non-cash | ||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| J.P. MORGAN SECURITIES LLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Subsidiary of JPMorgan Chase & Co. |
| J. P. MORGAN PRIME(( also known as J.P. Morgan Prime Inc.) |
Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN CHASE BANK, N.A. | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | Subsidiary of JPMorgan Chase & Co. |
603 Page 3 of 3
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| JPMorgan Chase & Co. | 383 Madison Avenue, New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES LLC | 383 Madison Ave., New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, England |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NS, NSW 2000, Australia |
| J. P. MORGAN PRIME(( also known as J.P. Morgan Prime Inc.) |
383 Madison Avenue, New York, New York, NY, 10179, United States |
| JPMORGAN CHASE BANK, N.A. | 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | 383 Madison Avenue, New York, New York, NY, 10179, United States |
Signature
| ure print name sign here |
Vasim Pathan Capacity Compliance Officer |
| date 14/04/2022 |
603 Page 4 of 3
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 25,185,496
13-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51,184) 1.75 $ 89,572.00
13-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,901) 1.71 $ 6,668.67
13-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,559) 1.70 $ 4,350.30
13-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,099) 1.70 $ 3,568.30
13-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (377) 1.75 $ 659.75
13-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6) 1.75 $ 10.50
13-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 62 1.71 $ 106.02
13-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 512 1.71 $ 876.66
13-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,024 1.70 $ 1,740.80
13-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,099 1.70 $ 3,568.30
13-Dec-21 J.P. MORGAN SECURITIES PLC Equity Adjustment (467) - $ -
13-Dec-21 J.P. MORGAN SECURITIES PLC Equity Adjustment (370) - $ -
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.11 $ 4,053.50
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 4,500 8.10 $ 36,448.00
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 3,000 8.11 $ 24,341.10
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 7,235 8.07 $ 58,390.71
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 8,000 8.11 $ 64,889.50
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 1,500 8.15 $ 12,220.80
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 3,855 8.10 $ 31,235.20
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.09 $ 4,046.80
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.11 $ 4,053.50
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.11 $ 4,053.50
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.11 $ 4,053.50
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.11 $ 4,053.50
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.09 $ 4,046.80
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.11 $ 4,053.50
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.12 $ 4,060.20
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.15 $ 4,073.60
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.15 $ 4,073.60
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.13 $ 4,066.90
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.03 $ 4,013.30
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 500 8.04 $ 4,020.00
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Adjustment (35,085) - $ -
13-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Adjustment (13,410) - $ -
13-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow 13,211 - $ -
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,472) 1.45 $ 25,370.78
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,195) 1.43 $ 13,103.14
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,791) 1.41 $ 2,516.36
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (500) 1.44 $ 722.47
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (102) 1.41 $ 143.31
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 512 1.42 $ 725.76
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,279 1.43 $ 1,826.40
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,280 1.50 $ 1,914.88
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,072 1.50 $ 4,601.28
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,118 1.41 $ 7,190.79
14-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,410 1.40 $ 24,324.92
14-Dec-21 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (39,053) 1.42 $ 55,463.07
14-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow 113,655 - $ -
14-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (113,655) - $ -
15-Dec-21 J.P. MORGAN SECURITIES PLC Equity Sell (72) 1.33 $ 95.76
15-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,008) 1.33 $ 34,581.10
15-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,323) 1.33 $ 3,095.38
15-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (512) 1.33 $ 680.96
15-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (236) 1.34 $ 315.65
15-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 154 1.33 $ 204.05
15-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 256 1.36 $ 348.16
15-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 511 1.33 $ 679.63
15-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,047 1.32 $ 2,709.71
15-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,113 1.33 $ 18,777.69
15-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82,616 1.34 $ 111,065.56
15-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,978) - $ -
15-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (22) - $ -
15-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,445 - $ -
15-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,445) - $ -
15-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (13,211) - $ -
16-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55,535) 1.39 $ 76,915.98
16-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,745) 1.48 $ 45,348.88
16-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (765) 1.50 $ 1,143.68
16-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149) 1.48 $ 219.78
16-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1 1.51 $ 1.51
16-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,142 1.50 $ 9,233.88
16-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,500 1.46 $ 9,469.78
16-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82,337 1.39 $ 114,036.75
16-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 163,721 1.50 $ 245,166.96
16-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow 811,807 - $ -
16-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (71,807) - $ -
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (138,938) 1.39 $ 193,715.28
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (102,368) 1.48 $ 150,992.80
17-Dec-21 J.P. MORGAN SECURITIES PLC Equity Buy 6,773 1.37 $ 9,279.01
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4 1.41 $ 5.62
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 255 1.41 $ 359.55
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,804 1.37 $ 2,471.48
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,839 1.43 $ 5,475.69
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,374 1.43 $ 7,679.69
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,062 1.37 $ 9,674.94
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,681 1.44 $ 19,632.24
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 69,182 1.48 $ 102,043.45
17-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 221,768 1.40 $ 309,366.36
17-Dec-21 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 1,685 6.28 $ 10,589.55
20-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,175) 1.36 $ 13,838.00
20-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,273) 1.36 $ 1,727.48
20-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (71) 1.36 $ 96.21
20-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 814 1.36 $ 1,107.04
20-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,270 1.36 $ 1,725.93
20-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,830 1.40 $ 20,830.75
20-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow 28,000 - $ -
21-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (59,692) 1.39 $ 82,971.88
21-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,162) 1.39 $ 5,785.18
21-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36) 1.39 $ 50.04
21-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 617 1.38 $ 852.32
21-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,545 1.39 $ 3,537.55
21-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,834 1.39 $ 17,775.09
21-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (7,000) - $ -
22-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,526) 1.37 $ 2,090.62
22-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,018) 1.37 $ 1,394.66
22-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (764) 1.37 $ 1,044.13
22-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (509) 1.37 $ 695.42
22-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (248) 1.37 $ 338.52
22-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,544 1.37 $ 3,485.28
22-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,721 1.37 $ 17,427.77
22-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27,334 1.36 $ 37,282.43
23-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,071) 1.39 $ 7,023.34
23-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,385) 1.38 $ 4,671.30
23-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 203 1.39 $ 281.16
23-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,893 1.39 $ 46,960.58
24-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (204) 1.39 $ 282.54
24-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,578 1.39 $ 7,743.28
24-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (145,300) - $ -
29-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,939) 1.39 $ 23,460.52
29-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 507 1.40 $ 708.53
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TRADES FOR RELEVANT PERIOD Appendix
29-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 726 1.40 $ 1,016.40
29-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,044 1.39 $ 4,231.16
29-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,481 1.39 $ 6,206.19
30-Dec-21 J.P. MORGAN SECURITIES PLC Equity Buy 8,418 1.36 $ 11,448.48
30-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,014) 1.37 $ 1,389.18
30-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,014) 1.37 $ 1,389.18
30-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100) 1.37 $ 137.00
30-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35) 1.36 $ 47.60
30-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 507 1.37 $ 692.06
30-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,624 1.37 $ 26,884.88
30-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (7,000) - $ -
30-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,000 - $ -
30-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow 38,000 - $ -
30-Dec-21 JPMORGAN CHASE BANK, N.A. Equity Borrow 153,000 - $ -
31-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,008) 1.40 $ 4,217.30
31-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,096) 1.41 $ 2,955.36
31-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,028) 1.41 $ 2,857.64
31-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 1.41 $ 1.41
31-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1 1.40 $ 1.40
31-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 73 1.40 $ 102.20
31-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 760 1.37 $ 1,044.58
31-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,283 1.41 $ 28,599.03
31-Dec-21 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 225,936 1.36 $ 307,272.96
4-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,956) 1.40 $ 23,738.40
4-Jan-22 J.P. MORGAN SECURITIES PLC Equity Borrow 100,000 - $ -
4-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (617) 1.40 $ 865.61
4-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20 1.40 $ 28.00
4-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,253 1.40 $ 1,754.20
4-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,244 1.40 $ 3,141.60
4-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,318 1.40 $ 8,845.20
4-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,398 1.40 $ 13,151.12
5-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (135,753) 1.39 $ 188,180.13
5-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,142) 1.37 $ 13,843.83
5-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,253) 1.40 $ 1,754.20
5-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,597 1.39 $ 5,017.75
5-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 57,361 1.37 $ 78,650.08
5-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 13,309 - $ -
5-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 36,691 - $ -
6-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,063) 1.31 $ 70,822.53
6-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,091) 1.31 $ 11,909.21
6-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,597) 1.37 $ 4,909.91
6-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (802) 1.31 $ 1,050.62
6-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 189 1.36 $ 257.04
6-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,827 1.33 $ 7,744.17
6-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,827 1.33 $ 48,940.17
7-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (189) 1.31 $ 247.59
7-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,014 1.33 $ 1,343.55
7-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,522 1.32 $ 2,009.04
7-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 52,810 1.33 $ 70,283.88
10-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,930) 1.31 $ 13,009.31
10-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,862) 1.31 $ 5,065.30
10-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,165) 1.32 $ 1,531.98
10-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,015) 1.31 $ 1,329.65
10-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (304) 1.31 $ 398.24
10-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,154 1.32 $ 5,472.89
11-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,071) 1.32 $ 6,668.37
11-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,918) 1.33 $ 6,547.78
11-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,599) 1.32 $ 4,752.45
11-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 101 1.34 $ 135.34
11-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,152 1.32 $ 1,520.64
11-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,928 1.33 $ 2,554.60
11-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,983 1.32 $ 46,294.12
11-Jan-22 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 4,990 6.39 $ 31,895.08
12-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (207,991) 1.34 $ 278,707.94
12-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (103,917) 1.34 $ 138,729.20
12-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,164) 1.34 $ 13,568.94
12-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,462) 1.35 $ 6,023.70
12-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,302) 1.34 $ 1,738.17
12-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,152) 1.32 $ 1,514.88
12-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,648 1.35 $ 2,228.92
12-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,875 1.37 $ 13,524.31
12-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (13,309) - $ -
12-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (36,691) - $ -
13-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,105) 1.33 $ 32,143.66
13-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,227) 1.33 $ 17,591.91
13-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,341) 1.33 $ 9,763.73
13-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,046) 1.33 $ 2,721.18
13-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,756) 1.33 $ 2,337.68
13-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,648) 1.34 $ 2,200.08
13-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (952) 1.33 $ 1,268.54
13-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,252 1.35 $ 4,390.20
13-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 69,331 1.34 $ 93,214.21
13-Jan-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Buy 57,069 1.35 $ 76,860.53
14-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,252) 1.33 $ 4,325.16
17-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,287) 1.31 $ 12,165.97
17-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,268 1.31 $ 1,654.74
17-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,338 1.31 $ 1,749.96
17-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,142 1.31 $ 13,235.31
17-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 29,502 - $ -
17-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 70,498 - $ -
18-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,033) 1.31 $ 58,768.07
18-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,338) 1.31 $ 1,746.09
18-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,599 1.31 $ 2,086.70
18-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,270 1.31 $ 4,268.03
18-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,193 - $ -
18-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 12,807 - $ -
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,048) 1.28 $ 16,677.84
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,512) 1.27 $ 13,350.24
19-Jan-22 J.P. MORGAN SECURITIES PLC Equity Buy 206 1.28 $ 262.65
19-Jan-22 J.P. MORGAN SECURITIES PLC Equity Borrow 823 - $ -
19-Jan-22 J.P. MORGAN SECURITIES PLC Equity Borrow 702 - $ -
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,953 1.29 $ 2,509.61
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.28 $ 2,550.00
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,896 1.27 $ 8,757.92
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,512 1.28 $ 13,402.80
19-Jan-22 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 4,990 6.06 $ 30,223.43
19-Jan-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (18,103) 1.30 $ 23,533.90
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (86,179) 1.27 $ 109,447.33
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (49,339) 1.25 $ 61,673.75
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,545) 1.26 $ 45,997.25
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,087) 1.25 $ 30,108.75
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,350) 1.27 $ 18,224.50
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,751) 1.27 $ 3,493.77
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,535) 1.27 $ 3,219.45
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,953) 1.27 $ 2,480.31
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (44) 1.26 $ 55.44
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,403 1.26 $ 1,764.37
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,535 1.27 $ 3,219.45
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,989 1.27 $ 12,686.03
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,350 1.27 $ 18,224.50
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,224 1.26 $ 41,726.69
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (86,788) 1.18 $ 102,409.84
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,980) 1.18 $ 12,956.40
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TRADES FOR RELEVANT PERIOD Appendix
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,057) 1.25 $ 5,050.97
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,403) 1.25 $ 1,753.75
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,097 1.21 $ 2,537.37
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,109 1.21 $ 19,439.36
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 85,239 1.18 $ 100,582.02
21-Jan-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (19,193) 1.25 $ 23,895.29
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,097) 1.18 $ 2,474.46
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (172) 1.15 $ 197.80
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,001 1.17 $ 4,682.53
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,742 1.18 $ 16,215.56
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,140 1.19 $ 20,383.90
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,843 1.17 $ 26,837.08
25-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32,152) 1.14 $ 36,765.23
25-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,029) 1.18 $ 2,392.20
25-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,085 1.14 $ 5,791.80
25-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,481 1.17 $ 11,102.59
25-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 94,822 1.14 $ 108,163.74
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,778) 1.13 $ 15,513.04
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,850) 1.13 $ 9,956.25
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,029) 1.13 $ 2,282.63
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 507 1.15 $ 583.05
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,268 1.15 $ 1,458.20
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,268 1.15 $ 1,459.75
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,214 1.15 $ 5,996.10
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,246 1.12 $ 7,016.20
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,563 1.13 $ 25,383.38
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 52,992 1.13 $ 59,616.00
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 81,536 1.13 $ 91,728.00
27-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (14,814) - $ -
27-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 14,814 - $ -
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (67,480) 1.09 $ 73,553.20
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,127) 1.09 $ 37,198.43
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,166) 1.09 $ 24,160.94
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,444) 1.09 $ 19,013.96
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,156) 1.09 $ 14,340.04
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,438) 1.09 $ 13,557.42
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,904) 1.10 $ 11,945.95
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,812) 1.09 $ 11,785.08
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,756) 1.09 $ 10,634.04
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,912) 1.10 $ 5,403.54
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,358) 1.09 $ 4,750.22
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,344) 1.09 $ 3,644.96
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,679) 1.09 $ 2,920.11
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,181) 1.09 $ 2,377.29
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (20,000) - $ -
28-Jan-22 J.P. MORGAN SECURITIES PLC Equity Borrow 50,000 - $ -
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,136) 1.09 $ 1,238.24
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (524) 1.09 $ 571.16
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41) 1.09 $ 44.69
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4) 1.09 $ 4.36
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 508 1.11 $ 563.88
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 882 1.13 $ 996.66
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,667 1.13 $ 3,009.46
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,912 1.12 $ 5,501.44
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,071 1.09 $ 5,527.39
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,654 1.09 $ 7,252.86
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,142 1.09 $ 11,054.78
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,424 1.09 $ 33,162.16
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 67,480 1.09 $ 73,553.20
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 139,505 1.13 $ 156,943.13
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 140,613 1.09 $ 153,268.17
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 211,437 1.11 $ 233,637.89
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,685) - $ -
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,685 - $ -
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,924 - $ -
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,079) - $ -
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,155 - $ -
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,747 - $ -
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (152,725) - $ -
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 52,646 - $ -
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 93,332 - $ -
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,940) 1.13 $ 33,682.50
31-Jan-22 J.P. MORGAN SECURITIES PLC Equity Sell (5,102) 1.13 $ 5,739.75
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (455) 1.10 $ 498.23
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (257) 1.14 $ 292.98
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,207 1.12 $ 1,349.70
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,053 1.15 $ 3,510.95
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,891 1.13 $ 19,002.38
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,404 1.12 $ 19,578.18
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,951 1.12 $ 24,648.14
31-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000 - $ -
31-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,000) - $ -
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,378) 1.17 $ 70,859.56
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,046) 1.18 $ 9,454.05
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,053) 1.13 $ 3,434.63
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,585 1.16 $ 5,318.60
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,806 1.18 $ 10,347.05
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,050 1.17 $ 22,271.85
1-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (88,070) - $ -
1-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (161,571) - $ -
1-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (100,554) - $ -
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (121,480) 1.16 $ 140,927.73
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,001) 1.16 $ 47,561.16
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,585) 1.18 $ 5,387.38
2-Feb-22 J.P. MORGAN SECURITIES PLC Equity Sell (172) 1.16 $ 199.52
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4 1.18 $ 4.70
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,997 1.16 $ 3,476.52
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,924 1.18 $ 5,785.70
3-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65,692) 1.15 $ 75,260.83
3-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,924) 1.16 $ 5,711.84
3-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,410 1.15 $ 2,770.71
3-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,895 1.16 $ 26,558.20
3-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 50,000 - $ -
4-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,322) 1.15 $ 55,328.69
4-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,878) 1.14 $ 20,380.92
4-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,417) 1.14 $ 2,755.38
4-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,410) 1.15 $ 2,759.45
4-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (31,650) - $ -
4-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (14,509) - $ -
4-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,181 1.14 $ 57,206.34
7-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,519) 1.14 $ 16,551.66
7-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,388) 1.14 $ 3,862.32
7-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42 1.14 $ 47.88
7-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,141 1.13 $ 3,549.33
7-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 93,824 - $ -
7-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (93,824) - $ -
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,118) 1.16 $ 47,491.29
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,906) 1.16 $ 31,076.43
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,157) 1.15 $ 8,219.97
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,141) 1.14 $ 3,580.74
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,936) 1.14 $ 2,209.64
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,936) 1.16 $ 2,236.08
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,453) 1.16 $ 1,678.22
3/8
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TRADES FOR RELEVANT PERIOD Appendix
8-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow 28,010 - $ -
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (585) 1.14 $ 668.36
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (188) 1.15 $ 216.20
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3 1.15 $ 3.45
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 150 1.16 $ 174.38
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 188 1.15 $ 216.20
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,107 1.15 $ 3,573.05
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,201 1.17 $ 3,745.17
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,287 1.15 $ 10,680.05
8-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 130,000 - $ -
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,564) 1.19 $ 24,471.16
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,357) 1.19 $ 23,034.83
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,850) 1.19 $ 21,241.50
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,186) 1.19 $ 9,741.34
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,566) 1.19 $ 7,813.54
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,194) 1.19 $ 4,990.86
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,107) 1.15 $ 3,573.05
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,179) 1.16 $ 2,516.75
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,492) 1.19 $ 1,775.48
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12) 1.17 $ 14.01
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,179 1.16 $ 2,516.75
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,756 1.17 $ 4,403.91
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,735 1.16 $ 35,652.60
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,764 1.18 $ 100,051.95
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (147,453) 1.19 $ 175,469.07
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,170) 1.19 $ 8,516.12
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,831) 1.18 $ 5,676.43
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,756) 1.19 $ 4,469.64
10-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow 1,486 - $ -
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (425) 1.22 $ 516.40
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (164) 1.21 $ 198.70
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 105 1.24 $ 129.68
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,185 1.19 $ 1,404.23
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,091 1.19 $ 26,288.29
10-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,000) - $ -
10-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (58,824) - $ -
10-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (132,352) - $ -
10-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 58,824 - $ -
10-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 133,176 - $ -
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,223) 1.18 $ 40,212.03
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,392) 1.15 $ 20,000.80
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,622) 1.15 $ 19,109.85
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,185) 1.18 $ 1,392.38
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (3,841) - $ -
11-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow 3,851 - $ -
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70) 1.15 $ 80.15
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70) 1.15 $ 80.15
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 70 1.15 $ 80.15
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,253 1.16 $ 11,893.48
11-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,000) - $ -
11-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,851) - $ -
11-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (58,824) - $ -
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,847) 1.13 $ 22,332.24
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (489) 1.13 $ 550.13
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (443) 1.14 $ 505.02
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 998 1.14 $ 1,137.72
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,520 1.13 $ 5,085.00
14-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 13,091 - $ -
14-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 129,909 - $ -
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (141,068) 1.11 $ 156,585.48
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,445) 1.13 $ 27,500.63
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,930) 1.11 $ 8,809.81
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,050) 1.11 $ 4,504.04
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,223) 1.12 $ 1,368.16
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.11 $ 1,105.00
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1 1.12 $ 1.12
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,890) 1.11 $ 54,267.90
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,003) 1.17 $ 15,148.50
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,442) 1.17 $ 13,329.93
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,476) 1.17 $ 8,709.54
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,912) 1.17 $ 4,557.48
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (508) 1.15 $ 584.20
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 1.15 $ 1.15
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 977 1.14 $ 1,113.54
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,554 1.16 $ 1,794.87
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,597) 1.15 $ 11,010.96
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,566) 1.15 $ 7,532.42
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,823) 1.15 $ 6,696.45
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,715) 1.15 $ 1,963.68
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,395) 1.15 $ 1,610.29
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,078) 1.15 $ 1,234.31
17-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow 5,000 - $ -
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 1.15 $ 1.15
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 896 1.17 $ 1,048.32
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,715 1.15 $ 1,963.68
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,960 1.15 $ 2,244.20
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,962 1.17 $ 18,675.54
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,111 1.15 $ 26,462.10
17-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (385,260) - $ -
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55,771) 1.13 $ 63,114.48
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,898) 1.12 $ 5,485.76
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,764) 1.12 $ 1,975.68
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,225) 1.12 $ 1,372.00
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (980) 1.13 $ 1,106.04
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45 1.14 $ 51.36
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,354 1.14 $ 6,103.64
18-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (522,012) - $ -
18-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,086 - $ -
18-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 902,186 - $ -
18-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (125,000) - $ -
18-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,086) - $ -
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (66,361) 1.14 $ 75,651.54
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,672) 1.11 $ 10,687.56
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,837) 1.14 $ 8,895.00
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,654) 1.14 $ 5,282.29
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 1.14 $ 2,779.62
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (734) 1.14 $ 836.76
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (76) 1.11 $ 83.98
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39) 1.13 $ 44.07
21-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (61,081) - $ -
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 734 1.14 $ 836.76
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 734 1.14 $ 836.76
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,292 1.14 $ 3,736.42
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,654 1.14 $ 5,282.29
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,291 1.14 $ 28,831.74
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,344 1.14 $ 41,432.16
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,872) 1.10 $ 27,452.67
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 1.11 $ 2,706.15
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,150) 1.11 $ 2,395.35
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (980) 1.13 $ 1,107.40
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (980) 1.11 $ 1,082.90
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (790) 1.11 $ 872.95
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,480 1.11 $ 1,636.31
4/8
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TRADES FOR RELEVANT PERIOD Appendix
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,898 1.11 $ 6,517.29
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,733 1.13 $ 40,342.13
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,694 - $ -
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (4,404) - $ -
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,710 - $ -
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 26,890 - $ -
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (26,890) - $ -
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (29,584) - $ -
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (94,447) 1.10 $ 103,891.70
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,586) 1.10 $ 7,244.60
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 735 1.11 $ 815.05
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 980 1.10 $ 1,078.00
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,789 1.11 $ 10,865.79
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 63,675 1.10 $ 70,042.50
23-Feb-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (19,906) 1.10 $ 21,960.30
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (96,044) 1.07 $ 102,767.08
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,517) 1.07 $ 10,161.08
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,837) 1.07 $ 8,385.59
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,203) 1.09 $ 3,494.87
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,470) 1.07 $ 1,572.90
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (686) 1.07 $ 734.02
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (490) 1.09 $ 535.33
24-Feb-22 J.P. MORGAN SECURITIES PLC Equity Buy 709 1.07 $ 758.63
24-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (100,000) - $ -
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,636 1.07 $ 22,142.43
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 119,950 1.08 $ 129,815.89
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (61,181) 1.08 $ 66,075.48
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,696) 1.08 $ 27,751.68
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,614) 1.08 $ 7,143.12
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,919) 1.08 $ 4,232.52
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 1.09 $ 2,669.97
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (294) 1.09 $ 319.36
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (66) 1.08 $ 71.28
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66 1.09 $ 71.61
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,001 1.08 $ 1,081.08
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,614 1.08 $ 7,143.12
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 105,675 1.08 $ 114,129.00
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33,478) 1.11 $ 36,993.19
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,469) 1.10 $ 28,138.35
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,648) 1.11 $ 10,661.04
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,877) 1.09 $ 6,402.38
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 1.10 $ 2,685.53
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (441) 1.11 $ 487.31
28-Feb-22 J.P. MORGAN SECURITIES PLC Equity Buy 458 1.11 $ 506.09
28-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow 80,000 - $ -
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,021 1.09 $ 2,202.89
28-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (15,330) - $ -
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,193) 1.15 $ 28,971.95
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,607) 1.13 $ 9,751.77
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 1.11 $ 2,706.15
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,225) 1.15 $ 1,408.75
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (735) 1.13 $ 833.98
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (515) 1.12 $ 574.23
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (98) 1.15 $ 112.70
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 98 1.15 $ 112.70
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,712 1.15 $ 1,968.80
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,449 1.11 $ 2,706.15
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,593 1.13 $ 2,942.77
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,693 1.15 $ 16,896.95
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,355 1.14 $ 18,644.70
1-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,330 - $ -
1-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 32,812 - $ -
1-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 14,858 - $ -
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (68,815) 1.10 $ 75,696.50
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,355) 1.10 $ 17,990.50
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,943) 1.11 $ 5,469.35
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,898) 1.13 $ 5,549.43
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,772) 1.10 $ 4,149.20
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,547) 1.11 $ 2,820.35
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,434) 1.11 $ 2,704.50
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (133) 1.12 $ 148.30
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20 1.10 $ 22.00
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,744 1.10 $ 4,118.40
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,772 1.10 $ 4,149.20
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 55,032 1.10 $ 60,535.20
2-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 62,000 - $ -
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100,952) 1.09 $ 110,037.68
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,429) 1.09 $ 3,737.61
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,428) 1.13 $ 3,856.50
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 1.12 $ 2,747.79
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (980) 1.09 $ 1,068.20
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (188) 1.11 $ 208.68
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,073 1.09 $ 1,169.57
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,960 1.09 $ 2,136.40
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,429 1.09 $ 3,737.61
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,266 1.09 $ 12,279.94
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,885 1.09 $ 53,284.65
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,958 1.10 $ 107,753.80
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112,077) 1.04 $ 115,999.70
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,594) 1.04 $ 7,859.79
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,433) 1.04 $ 4,588.16
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,429) 1.04 $ 3,549.02
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,702) 1.06 $ 2,864.64
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 1.08 $ 2,646.55
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (735) 1.04 $ 760.73
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (466) 1.04 $ 482.31
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (245) 1.04 $ 253.58
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 812 1.04 $ 840.42
4-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 360 1.04 $ 372.60
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,429 1.04 $ 3,549.02
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,945 1.04 $ 30,993.08
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,958 1.09 $ 106,774.22
4-Mar-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (12,537) 1.09 $ 13,602.65
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,260) 0.99 $ 49,757.40
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,469) 0.99 $ 25,253.48
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 0.99 $ 2,424.51
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,167) 0.98 $ 2,129.08
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,470) 0.99 $ 1,455.30
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,396) 1.01 $ 1,409.96
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,053) 1.01 $ 1,062.82
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 674 0.99 $ 667.26
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,449 0.99 $ 2,424.51
7-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,815) - $ -
7-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow 50 - $ -
7-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow 1,765 - $ -
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,856 0.99 $ 33,395.52
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (63,332) 1.03 $ 65,231.96
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,704) 1.00 $ 2,705.96
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,205) 1.03 $ 2,271.15
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,715) 1.01 $ 1,737.05
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (490) 0.99 $ 482.65
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47 0.99 $ 46.66
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 502 1.00 $ 499.49
5/8
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TRADES FOR RELEVANT PERIOD Appendix
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,205 1.03 $ 2,271.15
8-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (823) - $ -
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,819 1.04 $ 8,106.24
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,302 1.03 $ 14,731.06
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,420) 1.21 $ 34,246.10
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,276) 1.21 $ 31,662.58
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,447) 1.21 $ 2,948.64
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,203) 1.17 $ 2,571.32
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,501) 1.04 $ 1,554.46
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (244) 1.03 $ 251.93
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,730 1.08 $ 1,868.40
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,447 1.21 $ 2,948.64
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,620 1.20 $ 7,927.84
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,250 1.21 $ 41,271.25
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 68,791 1.11 $ 76,198.76
9-Mar-22 J.P. MORGAN SECURITIES LLC Depositary Receipts Sell (19,960) 5.90 $ 117,684.16
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,270) - $ -
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (124,019) - $ -
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 164,587 - $ -
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,086) - $ -
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (34,191) - $ -
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (193,632) - $ -
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77,148) 1.15 $ 88,334.46
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (64,213) 1.22 $ 78,446.20
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,252) 1.23 $ 42,129.96
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,620) 1.21 $ 7,977.10
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,403) 1.15 $ 5,041.44
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,957) 1.23 $ 2,407.11
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,351) 1.23 $ 1,657.97
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 56 1.23 $ 68.88
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,915 1.22 $ 4,766.50
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,403 1.15 $ 5,041.44
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,534 1.21 $ 6,705.59
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,962 1.23 $ 30,703.26
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (734) - $ -
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (35,000) - $ -
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (37,052) - $ -
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (26,890) - $ -
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (100,000) - $ -
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (123,000) - $ -
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (58,824) - $ -
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (29,502) - $ -
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,358) 1.15 $ 33,614.91
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,397) 1.18 $ 14,566.57
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,446) 1.15 $ 2,800.67
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,085 1.16 $ 7,085.11
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,929 1.23 $ 60,182.67
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,858 1.23 $ 120,365.34
11-Mar-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (300,385) 1.16 $ 349,708.22
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (200,000) - $ -
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,860) - $ -
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (504,453) - $ -
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (115,000) - $ -
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (215,687) - $ -
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (30,523) - $ -
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (32,812) - $ -
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (12,807) - $ -
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (725,874) - $ -
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,978) 1.21 $ 8,443.38
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,911) 1.21 $ 3,522.31
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,468) 1.21 $ 1,776.28
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,468) 1.21 $ 1,776.28
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (415) 1.14 $ 472.47
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,468 1.21 $ 1,776.28
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,343 1.17 $ 8,610.92
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,888 1.21 $ 42,214.48
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 69,235 1.21 $ 83,774.35
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,211) 1.17 $ 11,946.92
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,129) 1.21 $ 8,626.09
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,957) 1.21 $ 2,367.97
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,957) 1.21 $ 2,367.97
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (978) 1.19 $ 1,163.82
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (490) 1.19 $ 583.10
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (294) 1.16 $ 340.06
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 206 1.18 $ 243.27
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 284 1.18 $ 334.45
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,790 1.21 $ 2,156.95
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,957 1.21 $ 2,367.97
15-Mar-22 J.P. MORGAN SECURITIES PLC Equity Sell (53) 1.21 $ 64.13
15-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 467 1.21 $ 565.07
15-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 712 1.21 $ 861.52
15-Mar-22 J.P. MORGAN SECURITIES PLC Equity Sell (252) 1.21 $ 304.92
15-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 252 1.21 $ 304.92
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,938 1.21 $ 14,444.98
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,779 1.22 $ 27,684.89
15-Mar-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (76,825) 1.16 $ 89,209.19
15-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (110,600) - $ -
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33,611) 1.25 $ 42,013.75
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33,100) 1.22 $ 40,443.57
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,496) 1.21 $ 23,660.07
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,301) 1.25 $ 1,626.25
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,052) 1.25 $ 1,315.00
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (490) 1.25 $ 612.50
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (490) 1.23 $ 600.25
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 490 1.25 $ 612.50
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,052 1.25 $ 1,315.00
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,884 1.25 $ 2,355.00
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,632 1.25 $ 20,790.00
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,858 1.21 $ 118,408.18
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,694) - $ -
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (35,092) - $ -
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 37,786 - $ -
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (311,254) - $ -
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (32,746) - $ -
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,000) - $ -
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (63,417) 1.26 $ 79,916.26
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,233) 1.25 $ 5,291.25
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,267) 1.28 $ 1,622.36
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,204) 1.27 $ 1,523.22
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (733) 1.26 $ 923.58
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 244 1.27 $ 308.66
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 733 1.26 $ 923.58
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 733 1.26 $ 923.58
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,204 1.28 $ 1,544.13
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,595 1.27 $ 3,293.98
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,344 1.26 $ 4,213.44
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,629 1.26 $ 8,379.64
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,763 1.27 $ 8,614.45
17-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 2,496 1.26 $ 3,144.96
17-Mar-22 J.P. MORGAN SECURITIES PLC Equity Sell (2,496) 1.26 $ 3,144.96
17-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 46,000 - $ -
17-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000 - $ -
17-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (519) - $ -
6/8
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TRADES FOR RELEVANT PERIOD Appendix
17-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 519 - $ -
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (92,965) 1.20 $ 111,558.00
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,526) 1.22 $ 55,480.21
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,154) 1.20 $ 27,784.80
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,227) 1.26 $ 20,446.02
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,892) 1.20 $ 5,870.40
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,892) 1.20 $ 5,870.40
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 1.26 $ 1.26
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,892 1.20 $ 5,870.40
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,588 1.23 $ 6,859.27
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 44,431 1.20 $ 53,317.20
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 67,111 1.25 $ 83,888.75
18-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 481 - $ -
18-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 35,476 - $ -
18-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (35,957) - $ -
18-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (58,555) - $ -
18-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (41,445) - $ -
21-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,585) 1.24 $ 26,819.36
21-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,223 1.17 $ 2,600.91
21-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,224 1.18 $ 8,559.09
21-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (28,010) - $ -
21-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (823) - $ -
21-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (219,550) - $ -
21-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 57,873 1.20 $ 69,447.60
21-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 23,747 - $ -
21-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (23,747) - $ -
21-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - $ -
22-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,089 1.18 $ 6,028.03
22-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,358 1.18 $ 12,235.43
22-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66,279 1.18 $ 77,892.34
23-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,358) 1.18 $ 12,170.65
23-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,497) 1.11 $ 1,661.67
23-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,680 1.13 $ 22,142.70
23-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,396 1.14 $ 49,454.21
23-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,060,976) - $ -
23-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 200,000 - $ -
23-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,200,000 - $ -
23-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (47,081) - $ -
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,680) 1.11 $ 21,746.40
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,073) 1.14 $ 4,654.77
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,285) 1.14 $ 3,744.90
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,746 1.15 $ 3,144.17
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,097 1.15 $ 3,547.43
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,739 1.13 $ 12,136.03
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,261 1.13 $ 17,244.93
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 4,000,000 - $ -
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,976) 1.13 $ 13,473.00
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,097) 1.14 $ 3,530.58
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,503 1.14 $ 5,130.91
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,235 1.14 $ 5,991.16
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,858 1.14 $ 24,920.90
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 4,500,000 - $ -
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,235) 1.14 $ 5,941.73
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,503) 1.13 $ 5,088.39
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 614 1.12 $ 684.61
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 828 1.12 $ 923.22
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,014 1.12 $ 1,130.61
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,130 1.13 $ 23,824.90
29-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,130) 1.12 $ 23,559.95
29-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,711) 1.13 $ 4,175.67
29-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 319 1.13 $ 360.47
29-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (27,106) - $ -
29-Mar-22 J.P. MORGAN SECURITIES LLC Depositary Receipts Buy 43,960 5.79 $ 254,475.65
30-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,903) 1.14 $ 3,310.40
30-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,847) 1.14 $ 2,096.35
30-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,327) 1.14 $ 1,506.15
30-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,528 1.15 $ 1,757.20
30-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (14,113) - $ -
30-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 4,872 - $ -
31-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,337) 1.15 $ 1,530.87
31-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (553) 1.14 $ 627.98
31-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,922 1.14 $ 4,470.46
31-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 470 1.15 $ 538.15
31-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 11,085 1.15 $ 12,692.33
31-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 50 1.15 $ 57.25
1-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,922) 1.15 $ 4,490.69
1-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,905) 1.14 $ 2,162.18
1-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (435) 1.14 $ 495.81
1-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,030 1.14 $ 44,571.32
4-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,039) 1.13 $ 1,174.07
4-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 337 1.14 $ 385.18
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (42,300) - $ -
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (13,800) - $ -
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (481) - $ -
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,694) - $ -
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,767 - $ -
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 11,249 - $ -
5-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (337) 1.14 $ 384.18
5-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,396 1.19 $ 5,246.44
5-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,039 1.18 $ 8,341.17
5-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,879 1.18 $ 35,159.99
5-Apr-22 J.P. MORGAN SECURITIES PLC Equity Sell (630) 1.18 $ 743.40
6-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,453) 1.16 $ 36,479.94
6-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,396) 1.18 $ 5,187.28
6-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 835 1.16 $ 968.60
6-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,574 1.20 $ 1,894.41
6-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 64,390 1.20 $ 77,199.62
6-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow 35,000 - $ -
7-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,089) 1.14 $ 5,776.44
7-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,766) 1.14 $ 4,274.41
7-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,766 1.17 $ 4,387.39
7-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,413 1.14 $ 5,015.90
7-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,165 1.14 $ 6,998.14
7-Apr-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (139,814) 1.14 $ 158,856.67
7-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000 - $ -
8-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,165) 1.13 $ 6,966.45
8-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,985) 1.13 $ 3,373.05
8-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (301) 1.14 $ 343.18
8-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,223 1.14 $ 9,359.76
8-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 80,000 - $ -
8-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (519) - $ -
8-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (14,858) - $ -
8-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000 - $ -
11-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,223) 1.14 $ 9,333.11
11-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 391 1.14 $ 445.74
11-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,055 1.14 $ 3,489.25
11-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 12,033 - $ -
11-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 12,000 - $ -
12-Apr-22 J.P. MORGAN SECURITIES LLC Depositary Receipts On-Lend 752,790 - $ -
12-Apr-22 J. P. MORGAN PRIME Depositary Receipts On-Lend return (62,845) - $ -
12-Apr-22 J.P. MORGAN SECURITIES LLC Depositary Receipts Borrow return (453,000) - $ -
12-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 2,451,959 - $ -
12-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,055) 1.14 $ 3,467.43
7/8
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==> picture [554 x 69] intentionally omitted <==
----- Start of picture text -----
TRADES FOR RELEVANT PERIOD Appendix
12-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (496) 1.15 $ 567.92
12-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,049 1.15 $ 2,363.00
12-Apr-22 J.P. MORGAN SECURITIES LLC Equity On-lend retun (111,608) - $ -
12-Apr-22 J. P. MORGAN PRIME Equity On-lend 37,677 - $ -
12-Apr-22 J.P. MORGAN SECURITIES LLC Equity Borrow return (835,629) - $ -
12-Apr-22 J.P. MORGAN SECURITIES PLC Equity Adjustment 72 - $ -
12-Apr-22 J.P. MORGAN SECURITIES PLC Equity Adjustment 1,689 - $ -
12-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,130 - $ -
12-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,130) - $ -
Balance at end of relevant period 33,044,463
----- End of picture text -----
8/8
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 14-Apr-22 |
|---|---|
| Company’s name: | Mesoblast Ltd |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Barclays Capital Securities Limited (“Borrower”) |
| Transfer date | Settlement date 02-Sep-21 11-Feb-22 12-Apr-22 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set outinclause4(B)(vi) ofthe standardformOSLA. |
| Scheduled return date (ifany) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’sinstructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 14-Apr-22 |
|---|---|
| Company’s name: | Mesoblast Ltd |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Credit Suisse AG, Dublin Branch (“Borrower”) |
| Transfer date | Settlement date 07-Jun-21 08-Jul-21 16-Sep-21 31-Jan-22 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **returnearly? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recallearly? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on **settlement? ** |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 14-Apr-22 | |
|---|---|---|
| Company’s name: | Mesoblast Ltd | |
| ISIN: | AU000000MSB8 | |
| Date of change of relevant interests: |
12-Apr-22 | |
| Schedule | ||
| Type of agreement | Global Master Securities Lending Agreement (“GMSLA”) | |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Credit Suisse International (Borrower) | |
| Transfer date | Settlement Date 11-Feb-22 16-Feb-22 17-Feb-22 18-Feb-22 21-Feb-22 07-Mar-22 10-Mar-22 23-Mar-22 24-Mar-22 |
|
| Holder of voting rights |
Borrower | |
| Are there any restriction on voting rights |
Yes | |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set outinclause 6.6 ofthe standardformGMSLA. |
|
| Scheduled return date (ifany) |
None | |
| Does the borrower have the right to return early? |
Yes | |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|
| Does the lender have the right to recall early? |
Yes | |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’sinstructions. |
|
| Will the securities be returned on settlement? |
Yes | |
| If yes, detail any exceptions |
No exceptions | |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 14-Apr-22 |
|---|---|
| Company’s name: | Mesoblast Ltd |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement | JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Credit Suisse Equities (Australia) Limited(Borrower) |
| Transfer date | Settlement Date 29-Sep-21 21-Oct-21 15-Dec-21 28-Jan-22 18-Mar-22 23-Mar-22 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall **early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 14-Apr-22 | |
|---|---|---|
| Company’s name: | Mesoblast Ltd | |
| ISIN: | AU000000MSB8 | |
| Date of change of relevant interests: |
12-Apr-22 | |
| Schedule | ||
| Type of agreement | Global Master Securities Lending Agreement (“GMSLA”) | |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International (Borrower) | |
| Transfer date | Settlement Date 27-Jul-21 09-Aug-21 11-Nov-21 30-Nov-21 19-Jan-22 28-Jan-22 |
|
| Holder of voting rights |
Borrower | |
| Are there any restriction on voting rights |
Yes | |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
|
| Scheduled return date (if any) |
None | |
| Does the borrower have the right to **returnearly? ** |
Yes | |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|
| Does the lender have the right to **recallearly? ** |
Yes | |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|
| Will the securities be returned on **settlement? ** |
Yes | |
| If yes, detail any exceptions |
No exceptions | |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 14-Apr-22 | |
|---|---|---|
| Company’s name: | Mesoblast Ltd | |
| ISIN: | AU000000MSB8 | |
| Date of change of relevant interests: |
12-Apr-22 | |
| Schedule | ||
| Type of agreement | Global Master Securities Lending Agreement (“GMSLA”) | |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International Plc (Borrower) |
|
| Transfer date | Settlement Date 29-Jul-21 02-Sep-21 03-Sep-21 05-Oct-21 05-Jan-22 31-Mar-22 05-Apr-22 07-Apr-22 08-Apr-22 11-Apr-22 |
|
| Holder of voting rights |
Borrower | |
| Are there any restriction on voting rights |
Yes | |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
|
| Scheduled return date (if any) |
None | |
| Does the borrower have the right to **returnearly? ** |
Yes | |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|
| Does the lender have the right to **recallearly? ** |
Yes | |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|
| Will the securities be returned on **settlement? ** |
Yes | |
| If yes, detail any exceptions |
No exceptions | |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 14-Apr-22 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Institutional Account Agreement |
| Parties to agreement | JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and BlackRock, JPMorgan Chase Bank, As Agent, National Financial Services Llc, Mirae Asset Securities (USA) Inc, National Financial Services Llc - As Agent, Citibank Na-As Agent, Vanguard Group Inc (As Agt),Robinhood Securities, Llc, Apex Clearing Corporation, Trade station Securities Inc (herein referred to as“JPMS”). “ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and any additional entity notified to the Company from time to time. |
| Transfer date | Settlement date 9-Aug-21 2-Sep-21 21-Sep-21 24-Sep-21 3-Nov-21 10-Dec-21 27-Dec-21 7-Feb-22 9-Feb-22 23-Feb-22 11-Mar-22 25-Mar-22 4-Apr-22 7-Apr-22 8-Apr-22 11-Apr-22 12-Apr-22 |
| Holder of voting rights |
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this, please note that the Company has the right to recall equivalent securities if it wishes to exercise its votingrights in respect of the securities. |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent securities from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the securities to the Companyand the Companyholds the votingrights. |
| Scheduled return date(if any) |
N/A. There is no term to the loan of securities. |
| Does the borrower have the right to **return early? ** |
Yes. |
| If yes, detail | JPMS has the right to return all and any securities or equivalent securities early at any time. |
|---|---|
| Does the lender have the right to recall **early? ** |
Yes. |
| Ifyes, detail | The Companyhas the right to recall all or anyequivalent securities on demand. |
| Will the securities be returned on settlement? |
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to the loan of securities. |
| If yes, detail any exceptions |
|
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copyof the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 14-Apr-22 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
Blackrock Advisors (UK) Limited ("lender") and J.P. Morgan Securities plc ("borrower") |
| Transfer date | 2-Mar-22 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes. |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 14-Apr-22 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities Lending Agreement |
| Parties to agreement |
SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. Morgan Securities Plc ("borrower") |
| Transfer date | Settlement Date 19-Jan-21 27-May-21 28-Jun-21 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice filed | with ASX. |
|---|---|
| **Date: ** | 14-Apr-22 |
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender") |
| Transfer date | Settlement Date 22-Sep-21 1-Feb-22 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall **early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 14-Apr-22 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
RBC Investor Services Trust ("lender") and J.P. Morgan Securities Plc ("borrower") |
| Transfer date | Settlement Date 28-Sep-21 8-Apr-22 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery on a business day if notice of redelivery has been given within the standard market settlement period. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time provided notification is given by the lender within standard market settlement period for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 14-Apr-22 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender") |
| Transfer date | Settlement Date 28-Sep-21 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 14-Apr-22 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement(“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”) |
| Transfer date | Settlement date 3-Sep-21 28-Sep-21 21-Jan-22 14-Feb-22 15-Feb-22 21-Feb-22 7-Mar-22 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 14-Apr-22 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to agreement | Credit Suisse (Australia) Ltd (“lender”), J.P. Morgan Securities Australia Limited (“borrower”) |
| Transfer date | 28-Mar-22 29-Mar-22 14-Apr-22 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
No |
| If yes, detail | |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 14-Apr-22 |
|---|---|
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement |
Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”) |
| Transfer date | Settlement Date 30-Sep-21 4-Oct-21 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between theparties. This undertakingis set out in clause 4.3 of the standard form AMSLA |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC,a copyof the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice filed | with ASX. |
|---|---|
| **Date: ** | 14-Apr-22 |
| Company’s name: | MESOBLAST LTD |
| ISIN: | AU000000MSB8 |
| Date of change of relevant interests: |
12-Apr-22 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | State Street Bank and Trust Company ("lender") and J.P. Morgan Securities Australia Limited("borrower") |
| Transfer date | Settlement Date 7-Sep-21 15-Sep-21 12-Apr-22 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between theparties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall **early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |