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MESOBLAST LTD Major Shareholding Notification 2022

May 19, 2022

31658_rns_2022-05-19_f937969f-a938-47ff-9616-46271e4643e8.pdf

Major Shareholding Notification

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603 Page 1 of 4

Form 603

Corporations Act 2001 Section

671B

Notice of initial substantial holder

To CompanyName/Scheme
ACN/ARSN/ABN		 Mesoblast Ltd
68 109 431 870

1. Details of substantial holder (1)

Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA

The holder became a substantial holder on 17/05/2022

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Ordinary 35,638,995 35,638,995 5.48%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

a substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of
securities
JPMORGAN CHASE BANK,N.A Securities on Loan as Agent Lender 11,776,737
(Ordinary)
J.P. MORGAN SECURITIES PLC Holder of securities subject to an obligation to return under a securities
lendingagreement		 2,886,052
(Ordinary)
J.P. MORGAN SECURITIES PLC Purchase and sales of securities in its capacity as Principal/Proprietary 62,435
(Ordinary)
J.P. MORGAN SECURITIES LLC Rehypothecation of client securities under a Prime Brokerage Agreement 243,793
(Ordinary)
J.P. MORGAN SECURITIES LLC Purchase and sales of securities in its capacity as Principal/Proprietary 22,255
(Ordinary)
J.P. MORGAN SECURITIES LLC Holder of securities subject to an obligation to return under a securities
lendingagreement		 6,986,700
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA LIMITED Purchase and sales of securities in its capacity as Principal/Proprietary 1,336,685
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA LIMITED Holder of securities subject to an obligation to return under a securities
lendingagreement		 9,378,194
(Ordinary)
J.P. MORGAN PRIME INC. Rehypothecation of client securities under a Prime Brokerage Agreement 37,677
(Ordinary)
J.P. MORGAN INVESTMENT MANAGEMENT INC. In its capacity as investment manager or in various other related
capacities		 2,908,467
(Ordinary)

603 Page 2 of 4

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as
holder (8)		 Class and
number of
securities
JPMORGAN CHASE BANK,N.A JPM Nominees Australia Pty Limited Various Borrowers under the
Securities Lending Agreement		 11,776,737
(Ordinary)
J.P. MORGAN SECURITIES PLC JPM Nominees Australia Pty Limited JPM Nominees Australia Pty Limited
2,886,052
(Ordinary)
J.P. MORGAN SECURITIES PLC JPM Nominees Australia Pty Limited J.P. MORGAN SECURITIES PLC 62,435
(Ordinary)
J.P. MORGAN SECURITIES LLC Citi Australia Various Clients and Custodians 243,793
(Ordinary)
J.P. MORGAN SECURITIES LLC Citi Australia J.P. MORGAN SECURITIES LLC 22,255
(Ordinary)
J.P. MORGAN SECURITIES LLC Citi Australia Citi Australia 6,986,700
(Ordinary)
J.P. MORGAN SECURITIES
AUSTRALIA LIMITED		 Ecapital Nominees Pty Ltd J.P. MORGAN SECURITIES
AUSTRALIA LIMITED		 1,336,685
(Ordinary)
J.P. MORGAN SECURITIES
AUSTRALIA LIMITED		 Ecapital Nominees Pty Ltd Ecapital Nominees Pty Ltd 9,378,194
(Ordinary)
J.P. MORGAN PRIME INC. Citi Australia Various Clients and Custodians 37,677
(Ordinary)
J.P. MORGAN INVESTMENT
MANAGEMENT INC.		 J.P. Morgan SE - Luxembourg Branch Various Clients and Custodians 2,908,467
(Ordinary)

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

older became a substantial holder is as follows:
Holder of relevant
interest		 Date of acquisition Consideration (9) Class and number of securities
See Appendix Cash Non-cash

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN PRIME INC. Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN INVESTMENT MANAGEMENT INC. Subsidiary of JPMorgan Chase & Co.

603 Page 3 of 4

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NS, NSW 2000,
Australia
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
J.P. MORGAN PRIME INC. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN INVESTMENT MANAGEMENT
INC.		 383 Madison Avenue, New York, New York, NY, 10179, United States

Signature

ure
print name
sign here		 Vasim Pathan
Capacity
Compliance Officer
date
19/05/2022

603 Page 4 of 4

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period
26,303,847
18-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,270 1.31 4,268.03
$
18-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,599 1.31 2,086.70
$
18-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,033) 1.31 58,768.07
$
18-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,338) 1.31 1,746.09
$
18-Jan-22 J.P. MORGAN SECURITIES PLC Equity Adjustment (370) - -
$
18-Jan-22 J.P. MORGAN SECURITIES PLC Equity Adjustment (467) - -
$
18-Jan-22 J.P. MORGAN SECURITIES LLC DepositaryReceipts Adjustment (6,735) - -
$
18-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,193 - -
$
18-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 12,807 - -
$
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,512 1.28 13,402.80
$
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,512) 1.27 13,350.24
$
19-Jan-22 J.P. MORGAN SECURITIES PLC Equity Sell (206) 1.28 262.65
$
19-Jan-22 J.P. MORGAN SECURITIES PLC Equity Buy 206 1.28 262.65
$
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.28 2,550.00
$
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,953 1.29 2,509.61
$
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,048) 1.28 16,677.84
$
19-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,896 1.27 8,757.92
$
19-Jan-22 J.P. MORGAN SECURITIES PLC Equity Borrow 702 - -
$
19-Jan-22 J.P. MORGAN SECURITIES PLC Equity Borrow 823 - -
$
19-Jan-22 J.P. MORGAN SECURITIES LLC DepositaryReceipts Buy 4,990 6.46 32,253.36
$
19-Jan-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (18,103) 1.30 23,533.90
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,953) 1.27 2,480.31
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,224 1.26 41,726.69
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,545) 1.26 45,997.25
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,403 1.26 1,764.37
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (561) 1.26 704.34
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (612) 1.25 766.30
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,087) 1.25 30,108.75
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (49,339) 1.25 61,673.75
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,989 1.27 12,686.03
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (44) 1.26 55.44
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,350) 1.27 18,224.50
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,350 1.27 18,224.50
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,535) 1.27 3,219.45
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,535 1.27 3,219.45
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,751) 1.27 3,493.77
$
20-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (86,179) 1.27 109,447.33
$
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,403) 1.25 1,753.75
$
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (86,788) 1.18 102,409.84
$
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,097 1.21 2,537.37
$
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,109 1.21 19,439.36
$
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 85,239 1.18 100,582.02
$
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,057) 1.25 5,050.97
$
21-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,980) 1.18 12,956.40
$
21-Jan-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (19,193) 1.25 23,895.29
$
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,097) 1.18 2,474.46
$
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (172) 1.15 197.80
$
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,843 1.17 26,837.08
$
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,001 1.17 4,682.53
$
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,140 1.19 20,383.90
$
24-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,742 1.18 16,215.56
$
25-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,481 1.17 11,102.59
$
25-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32,152) 1.14 36,765.23
$
25-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,085 1.14 5,791.80
$
25-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 94,822 1.14 108,163.74
$
25-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,029) 1.18 2,392.20
$
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,214 1.15 5,996.10
$
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 52,992 1.13 59,616.00
$
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,563 1.13 25,383.38
$
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,778) 1.13 15,513.04
$
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,246 1.12 7,016.20
$
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,029) 1.13 2,282.63
$
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,268 1.15 1,458.20
$
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 81,536 1.13 91,728.00
$
27-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,850) 1.13 9,956.25
$
27-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (14,814) - -
$
27-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 14,814 - -
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 139,505 1.13 156,943.13
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 211,437 1.11 233,637.89
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (67,480) 1.09 73,553.20
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 140,613 1.09 153,268.17
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,654 1.09 7,252.86
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,424 1.09 33,162.16
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,679) 1.09 2,920.11
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,344) 1.09 3,644.96
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 882 1.13 996.66
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,071 1.09 5,527.39
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,667 1.13 3,009.46
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,756) 1.09 10,634.04
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,142 1.09 11,054.78
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,156) 1.09 14,340.04
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,444) 1.09 19,013.96
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,444 1.09 19,013.96
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,444) 1.09 19,013.96
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4) 1.09 4.36
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41) 1.09 44.69
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,181) 1.09 2,377.29
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,136) 1.09 1,238.24
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 508 1.11 563.88
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,812) 1.09 11,785.08
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,912) 1.10 5,403.54
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,358) 1.09 4,750.22
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,904) 1.10 11,945.95
$
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,912 1.12 5,501.44
$
28-Jan-22 J.P. MORGAN SECURITIES PLC Equity Borrow 50,000 - -
$

1/8

TRADES FOR RELEVANT PERIOD Appendix
28-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (20,000) - -
$
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,685) - -
$
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,685 - -
$
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,924 - -
$
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,079) - -
$
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,155 - -
$
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,747 - -
$
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (152,725) - -
$
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 52,646 - -
$
28-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 93,332 - -
$
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,951 1.12 24,648.14
$
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (257) 1.14 292.98
$
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,053 1.15 3,510.95
$
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (455) 1.10 498.23
$
31-Jan-22 J.P. MORGAN SECURITIES PLC Equity Sell (5,102) 1.13 5,739.75
$
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,940) 1.13 33,682.50
$
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,891 1.13 19,002.38
$
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,404 1.12 19,578.18
$
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,940) 1.13 33,682.50
$
31-Jan-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,940 1.13 33,682.50
$
31-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000 - -
$
31-Jan-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,000) - -
$
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,053) 1.13 3,434.63
$
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,585 1.16 5,318.60
$
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,050 1.17 22,271.85
$
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,046) 1.18 9,454.05
$
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,806 1.18 10,347.05
$
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,378) 1.17 70,859.56
$
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,046) 1.18 9,454.05
$
1-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,046 1.18 9,454.05
$
1-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (88,070) - -
$
1-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (161,571) - -
$
1-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (100,554) - -
$
2-Feb-22 J.P. MORGAN SECURITIES PLC Equity Buy 172 1.16 199.52
$
2-Feb-22 J.P. MORGAN SECURITIES PLC Equity Sell (172) 1.16 199.52
$
2-Feb-22 J.P. MORGAN SECURITIES PLC Equity Buy 16 1.16 18.56
$
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,585) 1.18 5,387.38
$
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,924 1.18 5,785.70
$
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,001) 1.16 47,561.16
$
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,997 1.16 3,476.52
$
2-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (121,480) 1.16 140,927.73
$
3-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,924) 1.16 5,711.84
$
3-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,895 1.16 26,558.20
$
3-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,410 1.15 2,770.71
$
3-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65,692) 1.15 75,260.83
$
3-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 50,000 - -
$
4-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,410) 1.15 2,759.45
$
4-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,181 1.14 57,206.34
$
4-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,878) 1.14 20,380.92
$
4-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,322) 1.15 55,328.69
$
4-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,417) 1.14 2,755.38
$
4-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (31,650) - -
$
4-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (14,509) - -
$
7-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,519) 1.14 16,551.66
$
7-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,388) 1.14 3,862.32
$
7-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42 1.14 47.88
$
7-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,141 1.13 3,549.33
$
7-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 93,824 - -
$
7-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (93,824) - -
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,141) 1.14 3,580.74
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,118) 1.16 47,491.29
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,906) 1.16 31,076.43
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,936) 1.16 2,236.08
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (585) 1.14 668.36
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,157) 1.15 8,219.97
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,107 1.15 3,573.05
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 150 1.16 174.38
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,201 1.17 3,745.17
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 188 1.15 216.20
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (188) 1.15 216.20
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,118) 1.16 47,491.29
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,118 1.16 47,491.29
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,287 1.15 10,680.05
$
8-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,287) 1.15 10,680.05
$
8-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow 28,010 - -
$
8-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 130,000 - -
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,564) 1.19 24,471.16
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,194) 1.19 4,990.86
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,357) 1.19 23,034.83
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,566) 1.19 7,813.54
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,186) 1.19 9,741.34
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,850) 1.19 21,241.50
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,492) 1.19 1,775.48
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,735 1.16 35,652.60
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,179) 1.16 2,516.75
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,564) 1.19 24,471.16
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,564 1.19 24,471.16
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,764 1.18 100,051.95
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,107) 1.15 3,573.05
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12) 1.17 14.01
$
9-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,756 1.17 4,403.91
$
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,831) 1.18 5,676.43
$
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,756) 1.19 4,469.64
$
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,185 1.19 1,404.23
$
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (425) 1.22 516.40
$
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 105 1.24 129.68
$
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,170) 1.19 8,516.12
$

2/8

TRADES FOR RELEVANT PERIOD Appendix
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (164) 1.21 198.70
$
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,091 1.19 26,288.29
$
10-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (147,453) 1.19 175,469.07
$
10-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow 1,486 - -
$
10-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,000) - -
$
10-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (58,824) - -
$
10-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (132,352) - -
$
10-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 58,824 - -
$
10-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 133,176 - -
$
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,185) 1.18 1,392.38
$
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70) 1.15 80.15
$
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,253 1.16 11,893.48
$
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,392) 1.15 20,000.80
$
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,223) 1.18 40,212.03
$
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,622) 1.15 19,109.85
$
11-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (3,841) - -
$
11-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow 3,851 - -
$
11-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,000) - -
$
11-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,851) - -
$
11-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (58,824) - -
$
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,520 1.13 5,085.00
$
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,520) 1.13 5,085.00
$
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,520 1.13 5,085.00
$
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 998 1.14 1,137.72
$
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,847) 1.13 22,332.24
$
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (489) 1.13 550.13
$
14-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (443) 1.14 505.02
$
14-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 13,091 - -
$
14-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 129,909 - -
$
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,050) 1.11 4,504.04
$
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,930) 1.11 8,809.81
$
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 1.11 1,105.00
$
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,445) 1.13 27,500.63
$
15-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (141,068) 1.11 156,585.48
$
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,476) 1.17 8,709.54
$
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,912) 1.17 4,557.48
$
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,003) 1.17 15,148.50
$
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,442) 1.17 13,329.93
$
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (508) 1.15 584.20
$
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,890) 1.11 54,267.90
$
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,554 1.16 1,794.87
$
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 1.15 1.15
$
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,476) 1.17 8,709.54
$
16-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,476 1.17 8,709.54
$
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,395) 1.15 1,610.29
$
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,823) 1.15 6,696.45
$
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,111 1.15 26,462.10
$
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,078) 1.15 1,234.31
$
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 896 1.17 1,048.32
$
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,962 1.17 18,675.54
$
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,715 1.15 1,963.68
$
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,597) 1.15 11,010.96
$
17-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,566) 1.15 7,532.42
$
17-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow 5,000 - -
$
17-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (385,260) - -
$
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,764) 1.12 1,975.68
$
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,898) 1.12 5,485.76
$
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45 1.14 51.36
$
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55,771) 1.13 63,114.48
$
18-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,354 1.14 6,103.64
$
18-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (522,012) - -
$
18-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,086 - -
$
18-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 902,186 - -
$
18-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (125,000) - -
$
18-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,086) - -
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (76) 1.11 83.98
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,672) 1.11 10,687.56
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,672 1.11 10,687.56
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (66,361) 1.14 75,651.54
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39) 1.13 44.07
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,292 1.14 3,736.42
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,344 1.14 41,432.16
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,837) 1.14 8,895.00
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 734 1.14 836.76
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,654) 1.14 5,282.29
$
21-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,291 1.14 28,831.74
$
21-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (61,081) - -
$
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 1.11 2,706.15
$
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (980) 1.11 1,082.90
$
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,872) 1.10 27,452.67
$
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,480 1.11 1,636.31
$
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,672) 1.11 10,687.56
$
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,898 1.11 6,517.29
$
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,733 1.13 40,342.13
$
22-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (980) 1.13 1,107.40
$
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,694 - -
$
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (4,404) - -
$
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,710 - -
$
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 26,890 - -
$
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (26,890) - -
$
22-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (29,584) - -
$
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,789 1.11 10,865.79
$
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,586) 1.10 7,244.60
$
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (94,447) 1.10 103,891.70
$
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 63,675 1.10 70,042.50
$
23-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 980 1.10 1,078.00
$
23-Feb-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (19,906) 1.10 21,960.30
$

3/8

TRADES FOR RELEVANT PERIOD Appendix
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,517) 1.07 10,161.08
$
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,203) 1.09 3,494.87
$
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,636 1.07 22,142.43
$
24-Feb-22 J.P. MORGAN SECURITIES PLC Equity Buy 709 1.07 758.63
$
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 119,950 1.08 129,815.89
$
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,837) 1.07 8,385.59
$
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (686) 1.07 734.02
$
24-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (96,044) 1.07 102,767.08
$
24-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (100,000) - -
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 105,675 1.08 114,129.00
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,001 1.08 1,081.08
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,919) 1.08 4,232.52
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (294) 1.09 319.36
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (66) 1.08 71.28
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66 1.09 71.61
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,696) 1.08 27,751.68
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,614) 1.08 7,143.12
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (61,181) 1.08 66,075.48
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,696) 1.08 27,751.68
$
25-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,696 1.08 27,751.68
$
28-Feb-22 J.P. MORGAN SECURITIES PLC Equity Buy 458 1.11 506.09
$
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,021 1.09 2,202.89
$
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,877) 1.09 6,402.38
$
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,648) 1.11 10,661.04
$
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,469) 1.10 28,138.35
$
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (441) 1.11 487.31
$
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,648) 1.11 10,661.04
$
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,648 1.11 10,661.04
$
28-Feb-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33,478) 1.11 36,993.19
$
28-Feb-22 J.P. MORGAN SECURITIES PLC Equity Borrow 80,000 - -
$
28-Feb-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (15,330) - -
$
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (98) 1.15 112.70
$
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,607) 1.13 9,751.77
$
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,593 1.13 2,942.77
$
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (515) 1.12 574.23
$
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (735) 1.13 833.98
$
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,355 1.14 18,644.70
$
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,693 1.15 16,896.95
$
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,712 1.15 1,968.80
$
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 1.11 2,706.15
$
1-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,193) 1.15 28,971.95
$
1-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,330 - -
$
1-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 32,812 - -
$
1-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 14,858 - -
$
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,547) 1.11 2,820.35
$
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,355) 1.10 17,990.50
$
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,943) 1.11 5,469.35
$
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 55,032 1.10 60,535.20
$
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,744 1.10 4,118.40
$
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,772) 1.10 4,149.20
$
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,898) 1.13 5,549.43
$
2-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (68,815) 1.10 75,696.50
$
2-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 62,000 - -
$
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,266 1.09 12,279.94
$
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,885 1.09 53,284.65
$
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,073 1.09 1,169.57
$
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,960 1.09 2,136.40
$
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (188) 1.11 208.68
$
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,958 1.10 107,753.80
$
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,428) 1.13 3,856.50
$
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,429) 1.09 3,737.61
$
3-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100,952) 1.09 110,037.68
$
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,702) 1.06 2,864.64
$
4-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 360 1.04 372.60
$
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,945 1.04 30,993.08
$
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 812 1.04 840.42
$
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,433) 1.04 4,588.16
$
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (466) 1.04 482.31
$
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,429) 1.04 3,549.02
$
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112,077) 1.04 115,999.70
$
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,958 1.09 106,774.22
$
4-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,594) 1.04 7,859.79
$
4-Mar-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (12,537) 1.09 13,602.65
$
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,856 0.99 33,395.52
$
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 674 0.99 667.26
$
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,167) 0.98 2,129.08
$
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,469) 0.99 25,253.48
$
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,470) 0.99 1,455.30
$
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,449) 0.99 2,424.51
$
7-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,260) 0.99 49,757.40
$
7-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow 1,765 - -
$
7-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow 50 - -
$
7-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,815) - -
$
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,302 1.03 14,731.06
$
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,704) 1.00 2,705.96
$
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47 0.99 46.66
$
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 502 1.00 499.49
$
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,819 1.04 8,106.24
$
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (63,332) 1.03 65,231.96
$
8-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,205) 1.03 2,271.15
$
8-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (823) - -
$
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,620 1.20 7,927.84
$
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,501) 1.04 1,554.46
$
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,730 1.08 1,868.40
$
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 68,791 1.11 76,198.76
$
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,420) 1.21 34,246.10
$
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,420 1.21 34,246.10
$

4/8

TRADES FOR RELEVANT PERIOD Appendix
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,420) 1.21 34,246.10
$
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,250 1.21 41,271.25
$
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,276) 1.21 31,662.58
$
9-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,447) 1.21 2,948.64
$
9-Mar-22 J.P. MORGAN SECURITIES LLC DepositaryReceipts Sell (19,960) 6.29 125,588.32
$
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,270) - -
$
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (124,019) - -
$
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 164,587 - -
$
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,086) - -
$
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (34,191) - -
$
9-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (193,632) - -
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77,148) 1.15 88,334.46
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,403) 1.15 5,041.44
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,620) 1.21 7,977.10
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (482) 1.23 592.86
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,258) 1.24 7,741.86
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,534 1.21 6,705.59
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (64,213) 1.22 78,446.20
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 56 1.23 68.88
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,351) 1.23 1,657.97
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,252) 1.23 42,129.96
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,962 1.23 30,703.26
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,962) 1.23 30,703.26
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,166) 1.23 26,071.94
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42,364 1.23 52,107.72
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,448) 1.23 5,483.38
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,915 1.22 4,766.50
$
10-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,952 1.23 18,390.96
$
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (734) - -
$
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (35,000) - -
$
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (37,052) - -
$
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (26,890) - -
$
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (100,000) - -
$
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (123,000) - -
$
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (58,824) - -
$
10-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (29,502) - -
$
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,085 1.16 7,085.11
$
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,397) 1.18 14,566.57
$
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,929 1.23 60,182.67
$
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,358) 1.15 33,614.91
$
11-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,858 1.23 120,365.34
$
11-Mar-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (300,385) 1.16 349,708.22
$
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (200,000) - -
$
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,860) - -
$
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (504,453) - -
$
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (115,000) - -
$
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (215,687) - -
$
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (30,523) - -
$
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (32,812) - -
$
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (12,807) - -
$
11-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (725,874) - -
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,343 1.17 8,610.92
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (415) 1.14 472.47
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 69,235 1.21 83,774.35
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,286) 1.17 6,206.67
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,692) 1.17 1,978.02
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,468) 1.21 1,776.28
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,911) 1.21 3,522.31
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,888 1.21 42,214.48
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,888) 1.21 42,214.48
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,888 1.21 42,214.48
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,978) 1.21 8,443.38
$
14-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,978 1.21 8,443.38
$
15-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 252 1.21 304.92
$
15-Mar-22 J.P. MORGAN SECURITIES PLC Equity Sell (252) 1.21 304.92
$
15-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 712 1.21 861.52
$
15-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 467 1.21 565.07
$
15-Mar-22 J.P. MORGAN SECURITIES PLC Equity Sell (53) 1.21 64.13
$
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (294) 1.16 340.06
$
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,779 1.22 27,684.89
$
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,211) 1.17 11,946.92
$
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,790 1.21 2,156.95
$
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,938 1.21 14,444.98
$
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (978) 1.19 1,163.82
$
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,957) 1.21 2,367.97
$
15-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,129) 1.21 8,626.09
$
15-Mar-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (76,825) 1.16 89,209.19
$
15-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (110,600) - -
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,052) 1.25 1,315.00
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,301) 1.25 1,626.25
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,884 1.25 2,355.00
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33,611) 1.25 42,013.75
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,052 1.25 1,315.00
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,632 1.25 20,790.00
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (490) 1.25 612.50
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,858 1.21 118,408.18
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,496) 1.21 23,660.07
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33,100) 1.22 40,443.57
$
16-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6) 1.21 7.26
$
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,694) - -
$
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (35,092) - -
$
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 37,786 - -
$
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (311,254) - -
$
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (32,746) - -
$
16-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,000) - -
$
17-Mar-22 J.P. MORGAN SECURITIES PLC Equity Sell (2,496) 1.26 3,144.96
$
17-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 2,496 1.26 3,144.96
$

5/8

TRADES FOR RELEVANT PERIOD Appendix
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45) 1.28 57.60
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,204 1.28 1,544.13
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,204) 1.27 1,523.22
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,595 1.27 3,293.98
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,233) 1.25 5,291.25
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (63,417) 1.26 79,916.26
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,629 1.26 8,379.64
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,267) 1.28 1,622.36
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,763 1.27 8,614.45
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 244 1.27 308.66
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 733 1.26 923.58
$
17-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,344 1.26 4,213.44
$
17-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 46,000 - -
$
17-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000 - -
$
17-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (519) - -
$
17-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 519 - -
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (102) 1.20 122.40
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (92,965) 1.20 111,558.00
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 102 1.20 122.40
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 67,111 1.25 83,888.75
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,588 1.23 6,859.27
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,526) 1.22 55,480.21
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 44,431 1.20 53,317.20
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 1.26 1.26
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,892) 1.20 5,870.40
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,154) 1.20 27,784.80
$
18-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,227) 1.26 20,446.02
$
18-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 481 - -
$
18-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 35,476 - -
$
18-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (35,957) - -
$
18-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (58,555) - -
$
18-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (41,445) - -
$
21-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,585) 1.24 26,819.36
$
21-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,223 1.17 2,600.91
$
21-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,224 1.18 8,559.09
$
21-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 57,873 1.20 69,447.60
$
21-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (823) - -
$
21-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (28,010) - -
$
21-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (219,550) - -
$
21-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 23,747 - -
$
21-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (23,747) - -
$
21-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - -
$
22-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,358 1.18 12,235.43
$
22-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,089 1.18 6,028.03
$
22-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66,279 1.18 77,892.34
$
23-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,680 1.13 22,142.70
$
23-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,358) 1.18 12,170.65
$
23-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,497) 1.11 1,661.67
$
23-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,396 1.14 49,454.21
$
23-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,060,976) - -
$
23-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 200,000 - -
$
23-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,200,000 - -
$
23-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (47,081) - -
$
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,097 1.15 3,547.43
$
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,680) 1.11 21,746.40
$
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,285) 1.14 3,744.90
$
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,073) 1.14 4,654.77
$
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,746 1.15 3,144.17
$
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,261 1.13 17,244.93
$
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,739 1.13 12,136.03
$
24-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 4,000,000 - -
$
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 4,500,000 - -
$
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,503 1.14 5,130.91
$
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,097) 1.14 3,530.58
$
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,235 1.14 5,991.16
$
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,976) 1.13 13,473.00
$
25-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,858 1.14 24,920.90
$
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,130 1.13 23,824.90
$
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 614 1.12 684.61
$
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,014 1.12 1,130.61
$
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 828 1.12 923.22
$
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,503) 1.13 5,088.39
$
28-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,235) 1.14 5,941.73
$
29-Mar-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (27,106) - -
$
29-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,130) 1.12 23,559.95
$
29-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 319 1.13 360.47
$
29-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,711) 1.13 4,175.67
$
29-Mar-22 J.P. MORGAN SECURITIES LLC DepositaryReceipts Buy 43,960 6.18 271,567.30
$
30-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,528 1.15 1,757.20
$
30-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,903) 1.14 3,310.40
$
30-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,847) 1.14 2,096.35
$
30-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,327) 1.14 1,506.15
$
30-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (14,113) - -
$
30-Mar-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 4,872 - -
$
31-Mar-22 J.P. MORGAN SECURITIES PLC Equity Sell (470) 1.15 538.15
$
31-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 470 1.15 538.15
$
31-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,922 1.14 4,470.46
$
31-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 11,085 1.15 12,692.33
$
31-Mar-22 J.P. MORGAN SECURITIES PLC Equity Buy 50 1.15 57.25
$
31-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (553) 1.14 627.98
$
31-Mar-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,337) 1.15 1,530.87
$
1-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,922) 1.15 4,490.69
$
1-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,905) 1.14 2,162.18
$
1-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (435) 1.14 495.81
$
1-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,030 1.14 44,571.32
$
4-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 337 1.14 385.18
$
4-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,039) 1.13 1,174.07
$

6/8

TRADES FOR RELEVANT PERIOD Appendix
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (42,300) - -
$
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (13,800) - -
$
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (481) - -
$
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,694) - -
$
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,767 - -
$
4-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 11,249 - -
$
5-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,396 1.19 5,246.44
$
5-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (337) 1.14 384.18
$
5-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,879 1.18 35,159.99
$
5-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,039 1.18 8,341.17
$
5-Apr-22 J.P. MORGAN SECURITIES PLC Equity Sell (630) 1.18 743.40
$
6-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow 35,000 - -
$
6-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,396) 1.18 5,187.28
$
6-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 835 1.16 968.60
$
6-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,453) 1.16 36,479.94
$
6-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 64,390 1.20 77,199.62
$
6-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,574 1.20 1,894.41
$
7-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,165 1.14 6,998.14
$
7-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,089) 1.14 5,776.44
$
7-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,413 1.14 5,015.90
$
7-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,766 1.17 4,387.39
$
7-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,766) 1.14 4,274.41
$
7-Apr-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (139,814) 1.14 158,856.67
$
7-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000 - -
$
8-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 80,000 - -
$
8-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,223 1.14 9,359.76
$
8-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,165) 1.13 6,966.45
$
8-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,985) 1.13 3,373.05
$
8-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (301) 1.14 343.18
$
8-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (519) - -
$
8-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (14,858) - -
$
8-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000 - -
$
11-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,055 1.14 3,489.25
$
11-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,223) 1.14 9,333.11
$
11-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 391 1.14 445.74
$
11-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 12,033 - -
$
11-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 12,000 - -
$
12-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 2,451,959 - -
$
12-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,049 1.15 2,363.00
$
12-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,055) 1.14 3,467.43
$
12-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (496) 1.15 567.92
$
12-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,130 - -
$
12-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,130) - -
$
13-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow 120,000 - -
$
13-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,049) 1.15 2,346.11
$
13-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 388 1.18 455.90
$
13-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 340 1.16 392.70
$
13-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (388) 1.15 444.26
$
14-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,592 1.14 6,373.43
$
14-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,509 1.15 39,644.87
$
14-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 3,000 - -
$
15-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,592) 1.15 6,402.84
$
19-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - -
$
19-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,588 1.14 5,241.52
$
20-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,588) 1.15 5,253.26
$
20-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 934 1.14 1,064.76
$
21-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow 24,000 - -
$
21-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,562 1.13 28,824.81
$
21-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,026 1.14 1,164.51
$
22-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,341 1.13 7,133.86
$
22-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 67,555 1.12 75,785.70
$
22-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,000 - -
$
25-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,341) 1.12 7,101.92
$
26-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (2,500,000) - -
$
26-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow 700,000 - -
$
26-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow 400,000 - -
$
26-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,934 1.10 35,169.87
$
26-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,107 1.10 1,217.70
$
26-Apr-22 J.P. MORGAN SECURITIES LLC Depositary Receipts Sell (5) 5.48 27.38
$
27-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (36,000) - -
$
27-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (37) - -
$
27-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (663) - -
$
27-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (50) - -
$
27-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (702) - -
$
27-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (5,000) - -
$
27-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (3,851) - -
$
27-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,934) 1.10 34,967.73
$
27-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,816 1.06 4,033.96
$
27-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,966) 1.07 5,313.62
$
27-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,966 1.08 5,385.74
$
28-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (773) - -
$
28-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,717 1.05 47,811.48
$
28-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,816) 1.04 3,968.64
$
28-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (41) - -
$
28-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (942) - -
$
28-Apr-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (9) - -
$
28-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,000) - -
$
29-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,717) 1.04 47,317.10
$
29-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,104 1.07 1,185.82
$
29-Apr-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (196) 1.08 210.70
$
29-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 823 - -
$
29-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,337 - -
$
29-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (428,464) - -
$
29-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,991 - -
$
29-Apr-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 428,009 - -
$
2-May-22 J.P. MORGAN SECURITIES PLC Equity Borrow 100,000 - -
$
2-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (908) 1.04 944.32
$
2-May-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,222,214) - -
$
2-May-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 430,000 - -
$
3-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,734) 1.06 4,994.37
$
3-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,875 1.06 7,287.50
$
3-May-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,188,025) - -
$
3-May-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 40,000 - -
$
3-May-22 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,887,000 - -
$
4-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,846 1.05 15,523.39
$
4-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,452 1.04 1,516.67
$
4-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,141) 1.06 2,258.76
$
4-May-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,767) - -
$
5-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 523 1.06 551.85
$
5-May-22 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (11,249) - -
$

7/8

TRADES FOR RELEVANT PERIOD Appendix
6-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,111 1.02 11,343.44
$
6-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,012 1.04 5,187.42
$
9-May-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - -
$
9-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,012) 1.02 5,087.18
$
9-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,374 1.01 4,400.03
$
9-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,128 1.00 48,334.08
$
10-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,541) 1.00 3,541.00
$
10-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 737 0.99 729.63
$
11-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 910 0.99 900.90
$
11-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,548 0.99 2,522.52
$
12-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,337 1.00 5,321.56
$
12-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (910) 0.97 882.70
$
13-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,710 1.01 3,747.10
$
13-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,793) 0.97 3,679.21
$
13-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 100,000 - -
$
16-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,618 1.00 2,604.91
$
16-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,710) 1.00 3,703.97
$
17-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,618) 1.02 2,657.27
$
17-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,568 1.01 4,604.38
$
17-May-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,978 1.03 3,052.45
$
17-May-22 J.P. MORGAN SECURITIES PLC Equity Adjustment 72 - -
$
17-May-22 J.P. MORGAN SECURITIES PLC Equity Adjustment 476 - -
$
17-May-22 J.P. MORGAN SECURITIES PLC Equity Adjustment 1,689 - -
$
17-May-22 J.P. MORGAN SECURITIES LLC Equity On Lend Return (53,215) - -
$
17-May-22 J.P. MORGAN SECURITIES LLC Depositary Receipts On Lend 46,495 - -
$
17-May-22 J.P. MORGAN SECURITIES LLC Equity Borrow 3,944,237 - -
$
17-May-22 J.P. MORGAN PRIME INC. Equity On Lend 37,677 - -
$
17-May-22 J.P. MORGAN SECURITIES LLC Depositary Receipts Borrow Return (947,000) - -
$
17-May-22 J.P. MORGAN PRIME INC. Depositary Receipts On Lend Return (20,435) - -
$



Balance at start of relevant period
35,638,995

8/8

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date: 19-May-22
Company’s name: Mesoblast Ltd
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Overseas Securities Lending Agreement (“OSLA”)
Parties to
agreement		 JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Barclays Capital Securities Limited
(“Borrower”)
Transfer date Settlement date
02-Sep-21
11-Feb-22
12-Apr-22
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to
notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
outinclause4(B)(vi) ofthe standardformOSLA.
Scheduled return
date (ifany)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender’s instructions.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business
day of not less than the standard settlement time for such equivalent securities on the exchange or in
the clearing organisation through which the relevant borrowed securities were originally delivered (and
where there is a difference between the settlement time for sales and purchases on the relevant
exchange or clearing organisation, the standard settlement time shall be the shorter of the two times).
The borrower must return the securities not later than the expiry of such notice in accordance with the
lender’sinstructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice filed with ASX.
Date: 19-May-22
Company’s name: Mesoblast Ltd
ISIN: AU000000MSB8
Date of change of
relevant
interests:
17-May-22
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and BNP Paribas Arbitrage SNC (Borrower)
Transfer date Settlement Date
03-May-22
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
date(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender's instructions.
Does the lender
have the right to
**recall early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date: 19-May-22
Company’s name: Mesoblast Ltd
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Global Master Securities Lending Agreement (“GMSLA”)
Parties to
agreement		 JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Credit Suisse International (Borrower)
Transfer date Settlement Date
11-Feb-22
16-Feb-22
17-Feb-22
18-Feb-22
21-Feb-22
7-Mar-22
10-Mar-22
23-Mar-22
24-Mar-22
2-May-22
3-May-22
4-May-22
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to
notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
outinclause 6.6 ofthe standardformGMSLA.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
**returnearly? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender’s instructions.
Does the lender
have the right to
**recallearly? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business
day of not less than the standard settlement time for such equivalent securities on the exchange or in
the clearing organisation through which the relevant borrowed securities were originally delivered (and
where there is a difference between the settlement time for sales and purchases on the relevant
exchange or clearing organisation, the standard settlement time shall be the shorter of the two times).
The borrower must return the securities not later than the expiry of such notice in accordance with the
lender’s instructions.
Will the securities
be returned on
**settlement? **		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date: 19-May-22
Company’s name: Mesoblast Ltd
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to agreement JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Credit Suisse Equities (Australia)
Limited(Borrower)
Transfer date Settlement Date
29-Sep-21
21-Oct-21
15-Dec-21
28-Jan-22
18-Mar-22
23-Mar-22
Holder of voting rights Borrower
Are there any
restriction on voting
rights		 Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify
the borrower of its instructions in writing no later than 7 business days prior to the date upon which such
votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3
of the standard form AMSLA.
Scheduled return date
(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender’s instructions.
Does the lender have
the right to recall
**early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must
return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy
of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date: 19-May-22
Company’s name: Mesoblast Ltd
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Global Master Securities Lending Agreement (“GMSLA”)
Parties to
agreement		 JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International (Borrower)
Transfer date Settlement Date
27-Jul-21
9-Aug-21
11-Nov-21
30-Nov-21
19-Jan-22
28-Jan-22
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to
notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
out in clause 6.6 of the standard form GMSLA.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
**returnearly? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender’s instructions.
Does the lender
have the right to
**recallearly? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business
day of not less than the standard settlement time for such equivalent securities on the exchange or in
the clearing organisation through which the relevant borrowed securities were originally delivered (and
where there is a difference between the settlement time for sales and purchases on the relevant
exchange or clearing organisation, the standard settlement time shall be the shorter of the two times).
The borrower must return the securities not later than the expiry of such notice in accordance with the
lender’s instructions.
Will the securities
be returned on
**settlement? **		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date: 19-May-22
Company’s name: Mesoblast Ltd
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Global Master Securities Lending Agreement (“GMSLA”)
Parties to
agreement		 JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International Plc
(Borrower)
Transfer date Settlement Date
29-Jul-21
2-Sep-21
3-Sep-21
5-Oct-21
5-Jan-22
31-Mar-22
7-Apr-22
8-Apr-22
11-Apr-22
22-Apr-22
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to
notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
out in clause 6.6 of the standard form GMSLA.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
**returnearly? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender’s instructions.
Does the lender
have the right to
**recallearly? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business
day of not less than the standard settlement time for such equivalent securities on the exchange or in
the clearing organisation through which the relevant borrowed securities were originally delivered (and
where there is a difference between the settlement time for sales and purchases on the relevant
exchange or clearing organisation, the standard settlement time shall be the shorter of the two times).
The borrower must return the securities not later than the expiry of such notice in accordance with the
lender’s instructions.
Will the securities
be returned on
**settlement? **		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Institutional Account Agreement
Parties to agreement JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and BlackRock, BROWN
BROTHERS HARRIMAN & CO(AS AGENT), National Financial Services Llc, National Financial Services Llc - As Agent,
Citibank Na-As Agent, Vanguard Group Inc (As Agt), INTERACTIVE BROKERS LLC, TRADESTATION SECURITIES INC,
ROBINHOOD SECURITIES, LLC, (herein referred to as “JPMS”).
“ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank, N.A.,
J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia Limited, J.P. Morgan
Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and
any additional entity notified to the Company from time to time.
Transfer date Settlement date
9-Aug-21
2-Sep-21
10-Dec-21
7-Feb-22
9-Feb-22
23-Feb-22
11-Mar-22
25-Mar-22
4-Apr-22
12-May-22
17-May-22
Holder of voting rights
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this,
please note that the Company has the right to recall equivalent securities if it wishes to exercise its voting rights in
respect ofthe securities.
Are there any
restriction on voting
rights		 Yes
If yes, detail JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent securities
from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the securities to the
Company and the Company holds the voting rights.
Scheduled return date
(if any)
N/A. There is no term to the loan of securities.
Does the borrower
have the right to
returnearly?		 Yes.
If yes, detail JPMS has the right to return all and any securities or equivalent securities early at any time.
Does the lender have
the right to recall
early?		 Yes.
If yes, detail The Company has the right to recall all or any equivalent securities on demand.
Will the securities be
returned on
settlement?		 Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to the
loan of securities.
If yes, detail any
exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the
agreementwillbe givento that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 Blackrock Advisors (UK) Limited ("lender") and J.P. Morgan Securities plc ("borrower")
Transfer date Settlement Date
2-Mar-22
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights
Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in accordance
with the instructions of the other party, unless otherwise agreed between the parties.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due
and outstanding to the lender in accordance with lender's instructions and lender shall accept
such redelivery.
Does the lender
have the right to
recall early?		 Yes.
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on the
exchange or in the clearing organisation through which the relevant borrowed securities were
originally delivered. The borrower must return the securities not later than the expiry of such
notice in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by
ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: ** 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant
interests:		 17-May-22
Schedule
Type of agreement Overseas Securities Lender’s Agreement (“OSLA”)
Parties to
agreement		 The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting
as agent) (“lender”),J.P. Morgan Securities Plc(“borrower”)
Transfer date Settlement Date
19-Apr-22
26-Apr-22
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses its
best endeavours to notify the borrower of its instructions in writing no later than 7 business
days prior to the date upon which such votes are exercisable or as otherwise agreed between
theparties. This undertakingis set out in clause 4(B)(ii)of the standard form OSLA.
Scheduled return
date(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance
with the lender’s instructions.
Does the lender
have the right to
**recall early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
the exchange. The borrower must return the securities not later than the expiry of such notice
in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by
ASIC,a copyof the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: ** 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities Lending
Agreement
Parties to
agreement		 SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. Morgan
Securities Plc ("borrower")
Transfer date Settlement Date
19-Jan-21
27-May-21
28-Jun-21
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights
Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the
instructions of the other party, unless otherwise agreed between the parties.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and
outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day
of not less than the standard settlement time for such equivalent securities on the exchange or in the
clearing organisation through which the relevant borrowed securities were originally delivered. The
borrower must return the securities not later than the expiry of such notice in accordance with the lender’s
instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy
of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

shareholding notice filed with ASX.
**Date: ** 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Overseas Securities Lender's Agreement("OSLA")
Parties to agreement J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender")
Transfer date Settlement Date
22-Sep-21
1-Feb-22
28-Apr-22
Holder of voting rights Borrower
Are there any
restriction on voting
rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses
its best endeavours to notify the borrower of its instructions in writing no later than 7
business days prior to the date upon which such votes are exercisable or as otherwise
agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard
form OSLA.
Scheduled return date
(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender have
the right to recall
**early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
the exchange or in the clearing organisation through which the relevant borrowed securities
were originally delivered. The borrower must return the securities not later than the expiry
of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: ** 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant
interests:		 17-May-22
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 RBC Investor Services Trust ("lender") and J.P. Morgan Securities Plc ("borrower")
Transfer date Settlement Date
28-Sep-21
8-Apr-22
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights
Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the
instructions of the other party, unless otherwise agreed between the parties.
Scheduled return
date(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and
outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery
on a business day if notice of redelivery has been given within the standard market settlement period.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day
of not less than the standard settlement time provided notification is given by the lender within standard
market settlement period for such equivalent securities on the exchange or in the clearing organisation
through which the relevant borrowed securities were originally delivered. The borrower must return the
securities not later than the expiryof such notice in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy
of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: ** 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender")
Transfer date Settlement Date
28-Sep-21
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights
Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the
instructions of the other party, unless otherwise agreed between the parties.
Scheduled return
date(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and
outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day
of not less than the standard settlement time for such equivalent securities on the exchange or in the
clearing organisation through which the relevant borrowed securities were originally delivered. The
borrower must return the securities not later than the expiry of such notice in accordance with the lender’s
instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy
of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Master Overseas Securities Borrowing Agreement
Parties to
agreement		 J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender")
Transfer date Settlement Date
4-May-22
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) of the
agreement.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and
outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered. The borrower must
return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

shareholding notice filed with ASX.
**Date: ** 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Australian Master Securities Lending Agreement ("AMSLA")
Parties to agreement Credit Suisse (Australia) Ltd (“lender”), J.P. Morgan Securities Australia Limited
(“borrower”)
Transfer date 28-Mar-22
14-Apr-22
19-May-22
20-May-22
Holderof voting rights Borrower
Are there any
restriction on voting
rights		 No
Ifyes, detail
Scheduled return date
(if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving
notice on any business day as agreed by the parties. The borrower must return
the securities not later than the expiry of such notice in accordance with the
lender’s instructions.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if
requested by ASIC, a copy of the agreement will be given to that company or
ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Australian Master Securities LendingAgreement("AMSLA")
Parties to
agreement		 Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”)
Transfer date Settlement Date
30-Sep-21
4-Oct-21
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses its
best endeavours to notify the borrower of its instructions in writing no later than 7 business
days prior to the date upon which such votes are exercisable or as otherwise agreed between
theparties. This undertakingis set out in clause 4.3 of the standard form AMSLA
Scheduled return
date(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has right to return all and any securities or equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender
have the right to
**recall early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities on any business day by giving such
notice as agreed by the parties. The borrower must return the securities not later than the
expiry of such notice in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by
ASIC,a copyof the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: ** 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Australian MasterSecuritiesLendingAgreement ("AMSLA")
Parties to
agreement		 Macquarie Bank Limited (“lender”), and J.P. Morgan Securities Australia Limited
(“borrower”)
Transfer date Settlement Date
14-Apr-22
Holder of voting
rights		 Each Party undertakes that, where it holds Securities of the same description as any Securities
borrowed by it or transferred to it by way of Collateral at a time when a right to vote arises in
respect of such Securities, it will use its best endeavours to arrange for the voting rights attached to
such Securities to be exercised in accordance with the instructions of the Lender or
Borrower (as the case may be) provided always that each Party shall use its best endeavours to notify
the other of its instructions in writing no later than seven Business Days prior to the
date upon which such votes are exercisable, or as otherwise agreed between the Parties, and that the
Party concerned shall not be obliged so to exercise the votes in respect of the number
of Securities greater than the number so lent or transferred to it. For the avoidance of doubt, the
Parties agree that, subject as hereinbefore provided, any voting rights attaching to the
relevant Securities, Equivalent Securities, Collateral and/or Equivalent Collateral shall be
exercisable by the persons in whose name they are registered, or in the case of Securities,
Equivalent Securities, collateral and/or Equivalent Collateral in bearer form by the persons by
or on behalf of whom they are held, and not necessarily by the Borrower or the Lender ( as the
case may be).
Are there any
restriction on
voting rights		 Yes.
Ifyes, detail As setforth incell Holderof votingrights
Scheduled return
date (if any)		 None
Does the borrower
have the right to
return early?		 Yes.
If yes, detail Subject to the terms of the relevant Borrowing
Request, the Borrower shall be entitled at any time to terminate a particular loan of
Securities
and to redeliver all and any Equivalent Securities due and outstanding to the Lender in
accordance with the Lender's instructions.
Does the lender
have the right to
recall early?		 Yes.
If yes, detail The Lender may call for the redelivery of all or any
Equivalent Securities at any time by giving notice on any Business Day of not less than the
Standard Settlement Time for such Equivalent Securities or the equivalent time on the
exchange or in the clearing organisation through which the relevant borrowed Securities
were originally delivered. The Borrower shall as hereinafter provided redeliver such
Equivalent Securities not later than the expiry of such notice in accordance with the
Lender's instructions.
Will the securities
be returned on
settlement?		 Yes.
If yes, detail any
exceptions		 No exceptions.
Statement

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Australian Master Securities Lending Agreement ("AMSLA")
Parties to
agreement		 National Australia Bank Limited ('lender'), J.P. Morgan Securities Australia Limited ('borrower)
Transfer date Settlement Date
17-May-22
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
date(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender’s instructions.
Does the lender
have the right to
**recall early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day as
agreed by the parties. The borrower must return the securities not later than the expiry of such notice in
accordance with the lender’s instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

shareholding notice filed with ASX.
**Date: ** 19-May-22
Company’s name: MESOBLAST LTD
ISIN: AU000000MSB8
Date of change of
relevant interests:		 17-May-22
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement State Street Bank and Trust Company ("lender") and J.P. Morgan Securities
Australia Limited("borrower")
Transfer date Settlement Date
7-Sep-21
15-Sep-21
12-Apr-22
Holder of voting rights Borrower
Are there any
restriction on voting
rights		 Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised
in accordance with the instructions of the other party, unless otherwise agreed
between theparties.
Scheduled return date
(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent
securities due and outstanding to the lender in accordance with lender's
instructions and lender shall accept such redelivery.
Does the lender have
the right to recall
**early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities on any business day by
giving such notice as agreed by the parties. The borrower must return the
securities not later than the expiry of such notice in accordance with the lender’s
instructions.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if
requested by ASIC, a copy of the agreement will be given to that company or
ASIC.

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