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MCS SERVICES LIMITED — Capital/Financing Update 2014
Apr 13, 2014
65377_rns_2014-04-13_d2ec9e6f-ccd8-4f27-bf2a-107d7ccbf610.pdf
Capital/Financing Update
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14 April 2014
ASX: RGX
ASX Market Announcements Office, Australian Securities Exchange Limited, 20 Bridge Street, Sydney NSW 2000
RE: Entitlement Offer Allotment and Quotation
Red Gum Resources Limited ("Red Gum" ASX: RGX) is pleased to announce that allotment and issue of the Entitlement Offer shares and options has taken place today. In accordance with the requirements of Appendix 7A of the ASX listing rules we advise as follows:
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Number of shares for which quotation is sought 155,205,975
-
Number of options for which quotation is sought ex $0.01 exp 15/11/17 38,801,500
Notes:
1) The Company has applied for quotation of the above shares and options.
2) The above numbers have been rounded in accordance with the disclosures in the Offer Prospectus.
The issued securities of the Company, subject to ASX approval of quotation, are now as follows:
| | ORD | 284,544,287 |
|---|---|---|
| | Existing quoted options ex $0.10 exp 1/03/16 | 61,234,053 |
| | New class of quoted options ex $0.01 exp 15/11/17 | 38,801,500 |
| | Options ex various exp various | 6,000,000 |
Statements setting out the 20 largest holders of ordinary securities in the Company, and the new class of quoted options together with distribution schedules are attached.
ME Lucas-Smith Company Secretary
Ends
FOR FURTHER INFORMATION PLEASE CONTACT:
Dr. Raymond Shaw, Executive Chairman +618 8223 1680 Mal Lucas-Smith, Company Secretary 0418 366 532
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RED GUM RESOURCES LIMITED
Top Holders Snapshot - Ungrouped
ORDINARY FULLY PAID SHARES As of 14 Apr 2014
Composition : ORD
| Rank | Name | Address | Units | % of Units |
|---|---|---|---|---|
| 1. | TELL CORPORATION PTY LTD | 32,666,666 | 11.48 | |
| 2. | MGL CORP PTY LTD | 19,860,000 | 6.98 | |
| 3. | NIGHTFALL PTY LTD A/C> | 15,000,000 | 5.27 | |
| 4. | TOREY MARSHALL + ROBERT MARSHALL MARSHALL FAMILY A/C> | 13,549,500 | 4.76 | |
| 5. | MRS HELEN TOMSIC | 13,419,166 | 4.72 | |
| 6. | IBT HOLDINGS PTY LTD A/C> | 13,199,243 | 4.64 | |
| 7. | WILLOWDALE HOLDINGS PTY LTD | 12,666,666 | 4.45 | |
| 8. | RAYMOND DOUGLAS SHAW + RITA BARBARA JONES |
10,499,800 | 3.69 | |
| 9. | NORMAN JOSEPH ZILLMAN | 7,000,000 | 2.46 | |
| 10. | WARMAN INVESTMENTS PTY LTD | 5,557,563 | 1.95 | |
| 11. | SOUTH BANC GROUP PTY LTD FAMILY A/C> | 5,296,939 | 1.86 | |
| 12. | MRS ALLISON MAREE BULSECO | 5,000,001 | 1.76 | |
| 13. | MR JONATHAN BRETT ISAACS | 5,000,000 | 1.76 | |
| 14. | VENNON PTY LTD | 4,635,000 | 1.63 | |
| 15. | COMMUNITY TRAINING INITIATIVES PTY LTD | 4,175,000 | 1.47 | |
| 16. | MR ROBERT BRUCE SUTHERLAND | 4,000,000 | 1.41 | |
| 17. | MR BARRY ARTHUR WAUGH | 3,750,000 | 1.32 | |
| 18. | MR IVAN BROWN | 3,474,533 | 1.22 | |
| 19. | MR ALLAN GRAHAM JENZEN + MRS ELIZABETH JENZEN |
3,219,086 | 1.13 | |
| 20. | ABN AMRO CLEARING SYDNEY NOMINEES PTY LTD |
3,085,010 | 1.08 | |
| Totals: | Top 20 holders of ORDINARY FULLY PAID SHARES | 185,054,173 | 65.04 | |
| Total Remaining Holders Balance | 99,490,114 | 34.96 | ||
| 284,544,287 | 100.00 |
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RED GUM RESOURCES LIMITED
Top Holders Snapshot - Ungrouped
OPTIONS @ 1C EXPIRING 15 NOVEMBER 2017 As of 14 Apr 2014
Composition : OPN
| Rank | Name | Address | Units | % of Units |
|---|---|---|---|---|
| 1. | TELL CORPORATION PTY LTD | 8,150,815 | 21.01 | |
| 2. | MGL CORP PTY LTD | 4,265,000 | 10.99 | |
| 3. | NIGHTFALL PTY LTD A/C> | 3,750,000 | 9.66 | |
| 4. | MRS HELEN TOMSIC | 3,354,792 | 8.65 | |
| 5. | IBT HOLDINGS PTY LTD A/C> | 1,979,887 | 5.10 | |
| 6. | WILLOWDALE HOLDINGS PTY LTD | 1,666,667 | 4.30 | |
| 7. | MRS ALLISON MAREE BULSECO | 1,250,000 | 3.22 | |
| 8. | VENNON PTY LTD | 1,158,750 | 2.99 | |
| 9. | SOUTH BANC GROUP PTY LTD FAMILY A/C> | 1,085,650 | 2.80 | |
| 10. | MR ALLAN GRAHAM JENZEN + MRS ELIZABETH JENZEN |
804,772 | 2.07 | |
| 11. | RAYMOND DOUGLAS SHAW + RITA BARBARA JONES |
750,013 | 1.93 | |
| 12. | ABN AMRO CLEARING SYDNEY NOMINEES PTY LTD |
750,000 | 1.93 | |
| 13. | MR VINCENZO BRIZZI + MRS RITA LUCIA BRIZZI |
750,000 | 1.93 | |
| 14. | DINHEIRO INVESTMENTS PTY LTD | 750,000 | 1.93 | |
| 15. | MRS ANNA TASCONE | 562,500 | 1.45 | |
| 16. | MR IVAN BROWN | 521,180 | 1.34 | |
| 17. | WILLIAM GEOFFREY KROON | 500,000 | 1.29 | |
| 18. | DR PAUL JOHN PEARSON PATTEN + MRS ROXANY MIRELLA VELASQUEZ CHAVEZ |
500,000 | 1.29 | |
| 19. | MR LEIGH WAYNE PROBERT | 500,000 | 1.29 | |
| 20. | IBT HOLDINGS PTY LTD A/C> | 403,125 | 1.04 | |
| Totals: | Top 20 holders of OPTIONS @ 1C EXPIRING 15 NOVEMBER 2017 | 33,453,151 | 86.22 | |
| Total Remaining Holders Balance | 5,348,349 | 13.78 |
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| RED GUM RESOURCES LIMITED | ORDINARY FULLY PAID SHARES As of | ORDINARY FULLY PAID SHARES As of | 14 Apr 2014 | ||
|---|---|---|---|---|---|
| Range of Units Snapshot | Composition : ORD | ||||
| Range | Total holders | Units | % of Issued Capital | ||
| 1 - 1,000 | 5 | 1,692 | 0.00 | ||
| 1,001 - 5,000 | 2 | 6,459 | 0.00 | ||
| 5,001 - 10,000 | 126 | 1,258,000 | 0.44 | ||
| 10,001 - 100,000 | 154 | 7,065,757 | 2.48 | ||
| 100,001 - 9,999,999,999 | 167 | 276,212,379 | 97.08 | ||
| Rounding | 0.00 | ||||
| Total | 454 | 284,544,287 | 100.00 | ||
| Unmarketable Parcels | |||||
| Minimum Parcel Size | Holders | Units | |||
| Minimum $ 500.00 parcel at $ 0.0000 | per unit | 0 | 0 | 0 |
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| RED GUM RESOURCES LIMITED | OPTIONS @ 1C EXPIRING 15 | OPTIONS @ 1C EXPIRING 15 | NOVEMBER | 2017 As of | 14 Apr 2014 | |
|---|---|---|---|---|---|---|
| Range of Units Snapshot | Composition : OPN | |||||
| Range | Total holders | Units | % of Issued Capital | |||
| 1 - 1,000 | 0 | 0 | 0.00 | |||
| 1,001 - 5,000 | 7 | 28,126 | 0.07 | |||
| 5,001 - 10,000 | 8 | 53,875 | 0.14 | |||
| 10,001 - 100,000 | 18 | 677,085 | 1.74 | |||
| 100,001 - 9,999,999,999 | 44 | 38,042,414 | 98.04 | |||
| Rounding | 0.01 | |||||
| Total | 77 | 38,801,500 | 100.00 | |||
| Unmarketable Parcels | ||||||
| Minimum Parcel Size | Holders | Units | ||||
| Minimum $ 500.00 parcel at $ 0.0000 | per unit | 0 | 0 | 0 |