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MCS SERVICES LIMITED Capital/Financing Update 2014

Apr 13, 2014

65377_rns_2014-04-13_d2ec9e6f-ccd8-4f27-bf2a-107d7ccbf610.pdf

Capital/Financing Update

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14 April 2014

ASX: RGX

ASX Market Announcements Office, Australian Securities Exchange Limited, 20 Bridge Street, Sydney NSW 2000

RE: Entitlement Offer Allotment and Quotation

Red Gum Resources Limited ("Red Gum" ASX: RGX) is pleased to announce that allotment and issue of the Entitlement Offer shares and options has taken place today. In accordance with the requirements of Appendix 7A of the ASX listing rules we advise as follows:

  • Number of shares for which quotation is sought 155,205,975

  • Number of options for which quotation is sought ex $0.01 exp 15/11/17 38,801,500

Notes:

1) The Company has applied for quotation of the above shares and options.

2) The above numbers have been rounded in accordance with the disclosures in the Offer Prospectus.

The issued securities of the Company, subject to ASX approval of quotation, are now as follows:

ORD 284,544,287
Existing quoted options ex $0.10 exp 1/03/16 61,234,053
New class of quoted options ex $0.01 exp 15/11/17 38,801,500
Options ex various exp various 6,000,000

Statements setting out the 20 largest holders of ordinary securities in the Company, and the new class of quoted options together with distribution schedules are attached.

ME Lucas-Smith Company Secretary

Ends

FOR FURTHER INFORMATION PLEASE CONTACT:

Dr. Raymond Shaw, Executive Chairman +618 8223 1680 Mal Lucas-Smith, Company Secretary 0418 366 532

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RED GUM RESOURCES LIMITED

Top Holders Snapshot - Ungrouped

ORDINARY FULLY PAID SHARES As of 14 Apr 2014

Composition : ORD

Rank Name Address Units % of Units
1. TELL CORPORATION PTY LTD 32,666,666 11.48
2. MGL CORP PTY LTD 19,860,000 6.98
3. NIGHTFALL PTY LTD A/C> 15,000,000 5.27
4. TOREY MARSHALL + ROBERT MARSHALL MARSHALL FAMILY A/C> 13,549,500 4.76
5. MRS HELEN TOMSIC 13,419,166 4.72
6. IBT HOLDINGS PTY LTD A/C> 13,199,243 4.64
7. WILLOWDALE HOLDINGS PTY LTD 12,666,666 4.45
8. RAYMOND DOUGLAS SHAW + RITA BARBARA
JONES
10,499,800 3.69
9. NORMAN JOSEPH ZILLMAN 7,000,000 2.46
10. WARMAN INVESTMENTS PTY LTD 5,557,563 1.95
11. SOUTH BANC GROUP PTY LTD FAMILY A/C> 5,296,939 1.86
12. MRS ALLISON MAREE BULSECO 5,000,001 1.76
13. MR JONATHAN BRETT ISAACS 5,000,000 1.76
14. VENNON PTY LTD 4,635,000 1.63
15. COMMUNITY TRAINING INITIATIVES PTY LTD 4,175,000 1.47
16. MR ROBERT BRUCE SUTHERLAND 4,000,000 1.41
17. MR BARRY ARTHUR WAUGH 3,750,000 1.32
18. MR IVAN BROWN 3,474,533 1.22
19. MR ALLAN GRAHAM JENZEN + MRS ELIZABETH
JENZEN
3,219,086 1.13
20. ABN AMRO CLEARING SYDNEY NOMINEES PTY LTD
3,085,010 1.08
Totals: Top 20 holders of ORDINARY FULLY PAID SHARES 185,054,173 65.04
Total Remaining Holders Balance 99,490,114 34.96
284,544,287 100.00

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RED GUM RESOURCES LIMITED

Top Holders Snapshot - Ungrouped

OPTIONS @ 1C EXPIRING 15 NOVEMBER 2017 As of 14 Apr 2014

Composition : OPN

Rank Name Address Units % of Units
1. TELL CORPORATION PTY LTD 8,150,815 21.01
2. MGL CORP PTY LTD 4,265,000 10.99
3. NIGHTFALL PTY LTD A/C> 3,750,000 9.66
4. MRS HELEN TOMSIC 3,354,792 8.65
5. IBT HOLDINGS PTY LTD A/C> 1,979,887 5.10
6. WILLOWDALE HOLDINGS PTY LTD 1,666,667 4.30
7. MRS ALLISON MAREE BULSECO 1,250,000 3.22
8. VENNON PTY LTD 1,158,750 2.99
9. SOUTH BANC GROUP PTY LTD FAMILY A/C> 1,085,650 2.80
10. MR ALLAN GRAHAM JENZEN + MRS ELIZABETH
JENZEN
804,772 2.07
11. RAYMOND DOUGLAS SHAW + RITA BARBARA
JONES
750,013 1.93
12. ABN AMRO CLEARING SYDNEY NOMINEES PTY LTD
750,000 1.93
13. MR VINCENZO BRIZZI + MRS RITA LUCIA BRIZZI
750,000 1.93
14. DINHEIRO INVESTMENTS PTY LTD 750,000 1.93
15. MRS ANNA TASCONE 562,500 1.45
16. MR IVAN BROWN 521,180 1.34
17. WILLIAM GEOFFREY KROON 500,000 1.29
18. DR PAUL JOHN PEARSON PATTEN + MRS ROXANY
MIRELLA VELASQUEZ CHAVEZ
500,000 1.29
19. MR LEIGH WAYNE PROBERT 500,000 1.29
20. IBT HOLDINGS PTY LTD A/C> 403,125 1.04
Totals: Top 20 holders of OPTIONS @ 1C EXPIRING 15 NOVEMBER 2017 33,453,151 86.22
Total Remaining Holders Balance 5,348,349 13.78

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RED GUM RESOURCES LIMITED ORDINARY FULLY PAID SHARES As of ORDINARY FULLY PAID SHARES As of 14 Apr 2014
Range of Units Snapshot Composition : ORD
Range Total holders Units % of Issued Capital
1 - 1,000 5 1,692 0.00
1,001 - 5,000 2 6,459 0.00
5,001 - 10,000 126 1,258,000 0.44
10,001 - 100,000 154 7,065,757 2.48
100,001 - 9,999,999,999 167 276,212,379 97.08
Rounding 0.00
Total 454 284,544,287 100.00
Unmarketable Parcels
Minimum Parcel Size Holders Units
Minimum $ 500.00 parcel at $ 0.0000 per unit 0 0 0

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RED GUM RESOURCES LIMITED OPTIONS @ 1C EXPIRING 15 OPTIONS @ 1C EXPIRING 15 NOVEMBER 2017 As of 14 Apr 2014
Range of Units Snapshot Composition : OPN
Range Total holders Units % of Issued Capital
1 - 1,000 0 0 0.00
1,001 - 5,000 7 28,126 0.07
5,001 - 10,000 8 53,875 0.14
10,001 - 100,000 18 677,085 1.74
100,001 - 9,999,999,999 44 38,042,414 98.04
Rounding 0.01
Total 77 38,801,500 100.00
Unmarketable Parcels
Minimum Parcel Size Holders Units
Minimum $ 500.00 parcel at $ 0.0000 per unit 0 0 0